Wednesday 18 May, 2022
JPMorgan Sec.Plc
Form 8.5 (EPT/RI)-Capital & Counties Properties
RNS Number : 9556L
JPMorgan Securities Plc
18 May 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Name of exempt principal trader:
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J.P. Morgan Securities Plc
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
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Capital & Counties Properties plc
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(c) Name of the party to the offer with which exempt principal trader is connected:
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Corporate Broker to Shaftesbury plc
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(d) Date dealing undertaken:
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17 May 2022
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
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Yes, Shaftesbury plc
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant security
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Purchases/ sales
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Total number of securities
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Highest price per unit paid/received
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Lowest price per unit paid/received
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25p ordinary
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Purchase
Sale
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380,586
1,281,056
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1.6560 GBP
1.6570 GBP
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1.6210 GBP
1.6190 GBP
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(b) Cash-settled derivative transactions
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Class of relevant security
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Product description
e.g. CFD
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Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
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Number of reference securities
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Price per unit
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25p ordinary
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Equity Swap
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Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
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220
1,342
15,040
21,967
719
572,671
7,029
42,739
24,000
7,046
89
193,124
41,126
26,329
75,570
6,494
8,435
683
100,000
665
2,602
1,026
147
2,496
1,648
6,000
2,356
775
6,153
1,610
104,862
10,569
873
16,472
15,360
10,676
8,557
3,557
2,146
22,664
1
1,230
2,602
1,026
4,291
4,291
1,480
4,291
4,291
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1.6210 GBP
1.6327 GBP
1.6370 GBP
1.6264 GBP
1.6310 GBP
1.6313 GBP
1.6326 GBP
1.6330 GBP
1.6342 GBP
1.6404 GBP
1.6408 GBP
1.6415 GBP
1.6417 GBP
1.6429 GBP
1.6442 GBP
1.6456 GBP
1.6487 GBP
1.6490 GBP
1.6499 GBP
1.6521 GBP
32.3509 ZAR
32.8187 ZAR
32.1000 ZAR
32.7500 ZAR
33.0800 ZAR
1.6250 GBP
1.6271 GBP
1.6330 GBP
1.6331 GBP
1.6341 GBP
1.6350 GBP
1.6357 GBP
1.6361 GBP
1.6371 GBP
1.6372 GBP
1.6385 GBP
1.6435 GBP
1.6446 GBP
1.6448 GBP
1.6456 GBP
1.6460 GBP
1.6560 GBP
32.3509 ZAR
32.8187 ZAR
1.6458 GBP
32.5900 ZAR
1.6250 GBP
2.0167 ZAR
32.8550 ZAR
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
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Class of relevant security
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Product description
e.g. call option
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Writing, purchasing, selling, varying etc.
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Number of securities to which option relates
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Exercise price per unit
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Type
e.g. American, European etc.
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Expiry date
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Option money paid/ received per unit
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(ii) Exercise
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Class of relevant security
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Product description
e.g. call option
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Exercising/ exercised against
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Number of securities
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Exercise price per unit
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(d) Other dealings (including subscribing for new securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
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Details
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Price per unit (if applicable)
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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Date of disclosure:
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18 May 2022
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Contact name:
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Alwyn Basch
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Telephone number:
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020 7742 7407
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
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