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Monday 16 September, 2019

JPMorgan Sec.Plc

Form 8.5 (EPT/RI)- Hong Kong Exchanges & ClringLtd

RNS Number : 4688M
JPMorgan Securities Plc
16 September 2019
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hong Kong Exchanges and Clearing Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

Defence Advisor to London Stock Exchange Group plc

(d) Date dealing undertaken:

13 September 2019

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, London Stock Exchange Group plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(HKD)

Lowest price per unit paid/received

(HKD)

Ordinary Share

Purchase

 

Sale

603,500

 

185,000

277.0420

 

241.0000

236.8000

 

237.6306

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Share

Equity Swap

Long

 

 

Short

 

 

 

58,900

1,200

 

200

300

2,200

2,600

237.3485 HKD

238.4519 HKD

 

238.8942 HKD

238.9489 HKD

240.3850 HKD

241.0955 HKD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(HKD)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(HKD)

Ordinary Share

 

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

6,000

9,000

4,200

4,500

6,000

8,000

7,900

6,600

1,800

5,000

3,000

3,000

5,600

3,000

3,300

6,000

3,000

3,000

3,000

7,900

8,300

4,500

200

5,100

3,000

3,000

5,100

16,000

5,200

3,000

6,400

3,000

5,200

5,200

3,000

3,000

3,000

1,400

5,200

3,000

5,200

3,300

3,900

8,100

5,200

3,400

4,700

3,000

8,200

3,000

3,000

8,200

5,200

3,000

6,000

3,000

5,200

3,000

3,000

5,200

200

4,800

5,300

6,400

3,000

5,300

3,000

5,300

3,000

6,300

5,200

8,700

5,000

3,000

300

3,000

3,200

3,300

6,000

3,000

5,300

3,000

3,000

3,000

3,000

5,300

8,300

1,500

5,000

3,000

3,300

3,000

3,000

3,000

5,400

100

100

3,300

100

300

200

5,300

3,000

100

3,400

5,400

5,600

3,100

3,400

6,000

6,000

3,100

3,000

3,000

3,000

9,200

3,000

3,000

3,000

9,200

200

3,300

300

3,000

6,400

8,800

3,300

3,000

6,000

3,000

3,400

3,000

3,000

4,000

3,000

3,300

3,000

3,300

3,000

4,500

3,000

6,100

3,000

9,000

6,600

3,100

3,000

150,000

6,300

100

3,000

3,000

3,300

1,000

3,000

3,000

3,100

3,000

3,000

6,400

3,000

200

3,300

11,700

2,000

16,700

12,200

500

6,300

6,000

6,000

6,200

3,000

3,000

3,100

3,000

3,400

3,000

8,300

8,300

6,300

6,000

3,300

8,200

3,000

11,600

5,300

3,000

4,800

100

9,400

6,000

9,000

11,700

6,100

3,000

100

11,300

8,300

6,000

3,100

5,100

8,200

5,200

3,000

6,800

5,200

5,200

3,000

3,300

6,000

3,300

3,000

3,000

5,200

3,000

4,600

100

3,800

100

400

6,000

8,200

2,800

3,000

5,200

3,000

6,000

4,500

3,000

5,100

500

3,000

5,000

7,900

3,000

500

3,000

6,000

235.00

235.00

235.00

235.00

235.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

245.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

250.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

255.00

260.00

260.00

260.00

260.00

260.00

260.00

260.00

260.00

260.00

260.00

260.00

260.00

260.00

265.00

265.00

265.00

265.00

265.00

265.00

265.00

265.00

265.00

265.00

265.00

265.00

215.00

215.00

215.00

220.00

220.00

220.00

220.00

220.00

220.00

220.00

220.00

220.00

220.00

220.00

220.00

220.00

220.00

220.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

225.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

230.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

235.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

240.00

245.00

255.00

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

28NOV19

30DEC19

30OCT19

30OCT19

30OCT19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

30DEC19

30DEC19

30DEC19

30DEC19

30DEC19

30DEC19

30DEC19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

30DEC19

30DEC19

30DEC19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

27SEP19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

30DEC19

30DEC19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

27SEP19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

30DEC19

30DEC19

30DEC19

30DEC19

30DEC19

30DEC19

30DEC19

30DEC19

30DEC19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

30DEC19

30DEC19

30DEC19

30DEC19

30OCT19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

30DEC19

30DEC19

30DEC19

30DEC19

30DEC19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

30DEC19

30DEC19

30DEC19

30DEC19

30DEC19

30MAR20

30OCT19

30OCT19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

30DEC19

30MAR20

30MAR20

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

30DEC19

30DEC19

30MAR20

30MAR20

30MAR20

30MAR20

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

27SEP19

27SEP19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

28NOV19

30DEC19

30DEC19

30MAR20

30MAR20

30MAR20

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

30OCT19

28NOV19

28NOV19

28NOV19

30MAR20

30MAR20

30OCT19

30OCT19

30OCT19

30OCT19

28NOV19

30MAR20

13.77

15.77

11.00

11.02

11.25

10.74

10.77

10.86

10.92

10.99

11.00

11.08

11.26

12.81

12.82

12.88

12.89

13.04

13.11

13.22

8.24

8.26

8.40

8.60

8.61

8.64

8.65

8.48

8.58

8.59

8.60

8.62

8.64

8.68

8.79

8.80

8.88

8.89

8.93

8.94

8.99

10.50

10.57

10.88

6.00

6.01

6.05

6.07

6.09

6.10

6.13

6.14

6.15

6.20

6.31

6.32

6.33

6.34

6.39

6.40

1.36

6.60

6.71

6.75

6.76

6.82

6.91

7.04

7.05

8.55

8.70

4.31

4.35

4.37

4.38

4.39

4.40

4.42

4.45

4.47

4.48

4.50

4.58

4.59

4.62

4.63

4.71

0.68

5.10

5.17

5.21

5.30

5.36

5.37

5.48

6.88

6.90

6.93

6.94

6.95

6.99

7.10

7.13

7.20

3.06

3.07

3.08

3.10

3.16

3.19

3.27

3.29

3.98

4.00

4.01

4.10

4.12

4.14

4.18

4.28

5.55

5.56

5.59

5.76

2.18

3.01

3.09

3.10

3.11

3.12

3.17

3.18

3.19

3.31

3.32

4.45

4.63

3.94

4.08

4.12

3.75

3.82

3.84

3.88

3.96

4.01

4.03

4.95

5.02

5.05

5.10

5.28

9.03

2.18

2.25

4.91

4.96

5.03

5.05

5.20

5.29

6.20

10.70

10.89

3.10

3.17

3.19

3.20

3.22

3.23

3.30

3.31

3.32

3.37

3.41

6.44

6.59

6.60

6.64

6.76

7.99

8.11

12.64

12.73

12.74

12.85

4.42

4.43

4.46

4.49

4.50

4.58

4.62

4.66

4.72

4.73

4.75

4.76

2.98

3.00

8.32

8.33

8.41

8.52

8.53

8.58

8.65

8.77

8.80

9.93

9.97

14.84

14.93

15.06

6.18

6.19

6.20

6.25

6.28

6.31

6.35

6.37

6.40

6.43

6.46

6.50

6.54

6.55

10.53

10.87

10.88

16.98

17.53

8.46

8.47

8.69

8.80

13.64

26.21

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

16 September 2019

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
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