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Wednesday 17 July, 2019

JP Morgan Sec LLC

AbbVie Inc 38.5b AMENDMENT

RNS Number : 8969F
J.P. Morgan Securities LLC
17 July 2019
 

Ap27

 

AMENDMENT

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.          KEY INFORMATION

 

Name of exempt principal trader

J.P. Morgan Securities LLC

Company dealt in

AbbVie Inc.

Class of relevant security to which the dealings being disclosed relate (Note 1)

Common Stock

Date of dealing

05 July 2019

 

2.          INTERESTS AND SHORT POSITIONS

 

(a)         Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 

 

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

6,764,481 (0.46%)

2,022,307 (0.14%)

(2) Derivatives (other than options)

2,835,599 (0.19%)

1,720,039 (0.12%)

(3) Options and agreements to purchase/sell

1,372,700 (0.09%)

1,120,100 (0.08%)

Total

10,972,780 (0.74%)

4,862,446 (0.34%)

             

 

 

Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

-

-

(2) Derivatives (other than options)

-

-

(3) Options and agreements to purchase/sell

-

-

Total

-

-

             

 

 

 

Ap28

 

 

3.       DEALINGS (Note 3)

 

(a)      Purchases and sales

 

 

Purchases/ sales

 

Number of relevant securities

Price per unit  (USD)

Purchase (New Borrow)

 

 

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

764,400

 

 

35,022

3

62,475

610

2,000

1,000

500

6,410

1,390

300

400

210

10,900

100

48

2,800

444

 

100

200

200

300

166

200

100

100

100

100

400

200

100

3,156

300

500

10,271

1,809

200

200

18,300

300

17,389

100

700

400

67

250

381

580

100

535

100

50

100

11,495

3

100

358

3,296

2,500

62,475

38,412

3,700

9

707

3,700

92,000

204

800

963

300

6,410

100

100

300

4,098

100

1,300

2,743

10,900

200

700

1,359

444

N/A

 

 

72.9900

72.9933

73.0835

73.5572

73.6515

73.6680

73.7140

73.7361

73.8021

73.9733

74.0400

74.0833

74.0877

74.2950

74.3000

74.3300

74.9600

 

72.6200

72.6300

72.6500

72.6600

72.6769

72.6800

72.7200

72.7300

72.7400

72.7700

72.7900

72.8000

72.8200

72.8298

72.8300

72.8400

72.8473

72.8476

72.8500

72.8600

72.8634

72.8700

72.8782

72.8800

72.8806

72.8900

72.8992

72.9000

72.9100

72.9200

72.9300

72.9400

72.9500

72.9600

72.9700

72.9900

72.9933

73.0100

73.0170

73.0218

73.0410

73.0835

73.1684

73.1739

73.2200

73.2300

73.2400

73.3052

73.4610

73.4700

73.5136

73.7000

73.7361

73.9500

73.9800

74.0733

74.0770

74.0800

74.0846

74.0856

74.0877

74.1050

74.1143

74.1222

74.9600

 

 

 

 

 

 

 

(b)      Derivatives transactions (other than options transactions)

 

Product name,

e.g. CFD

Nature of transaction

(Note 5)

Number of relevant securities

(Note 6)

Price per unit (USD)

(Note 4)

Equity Swap

Long

 

 

Short

62,475

10,900

 

3

6,410

73.0836

74.0877

 

72.9933

73.7361

 

(c)      Options transactions in respect of existing relevant securities

 

 

(i)       Writing, selling, purchasing or varying

 

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

Put Option

Selling

200,000

72.50 USD

American

16/08/2019

2.50 USD

 

 

(ii)      Exercising

 

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

 

 

 

(d)      Other dealings (including transactions in respect of new securities) (Note 3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

 

 

 

 

 

 

Ap29

 

4.       OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any 
option referred to on this form or relating to the voting rights or future acquisition or disposal of 
any relevant securities to which any derivative referred to on this form is referenced. If none, this 
should be stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached? (Note 8)                    Yes

 

 

Date of disclosure

17 July 2019

Contact name

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

Ap31

 

 

SUPPLEMENTAL FORM 38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

 

(This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1)

 

Product name,

e.g. call option

Written or purchased

Number of relevant securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

Call Option

Purchased

 1,500

105.00

American

19-Jun-20

Call Option

Purchased

 10,000

110.00

American

15-Jan-21

Call Option

Purchased

 8,500

105.00

American

15-Jan-21

Call Option

Purchased

 398,500

75.00

American

16-Aug-19

Call Option

Purchased

 4,200

80.00

American

19-Jun-20

Call Option

Purchased

 2,500

87.50

American

19-Jun-20

Call Option

Purchased

 2,100

90.00

American

19-Jun-20

Call Option

Purchased

 1,800

95.00

American

19-Jun-20

Call Option

Purchased

 900

100.00

American

19-Jun-20

Call Option

Purchased

 10,400

80.00

American

19-Jun-20

Call Option

Purchased

 7,200

95.00

American

19-Jun-20

Call Option

Purchased

 4,200

100.00

American

19-Jun-20

Call Option

Purchased

 3,600

105.00

American

19-Jun-20

Call Option

Purchased

 3,300

110.00

American

19-Jun-20

Call Option

Purchased

 6,100

85.00

American

19-Jun-20

Call Option

Purchased

 2,600

92.50

American

19-Jun-20

Call Option

Purchased

 2,200

95.00

American

19-Jun-20

Call Option

Purchased

 1,100

100.00

American

19-Jun-20

Call Option

Purchased

 1,900

105.00

American

19-Jun-20

Call Option

Purchased

 9,400

85.00

American

19-Jun-20

Call Option

Purchased

 5,800

92.50

American

19-Jun-20

Call Option

Purchased

 3,300

97.50

American

19-Jun-20

Call Option

Purchased

 3,000

105.00

American

19-Jun-20

Call Option

Purchased

 2,800

110.00

American

19-Jun-20

Call Option

Purchased

 2,500

115.00

American

19-Jun-20

Call Option

Purchased

 6,500

80.00

American

19-Jun-20

Call Option

Purchased

 2,700

85.00

American

19-Jun-20

Call Option

Purchased

 2,400

90.00

American

19-Jun-20

Call Option

Purchased

 2,300

97.50

American

19-Jun-20

Call Option

Purchased

 1,000

100.00

American

19-Jun-20

Call Option

Purchased

 37,500

85.00

American

20-Sep-19

Call Option

Written

 20,000

105.00

American

17-Jan-20

Call Option

Written

 6,100

85.00

American

19-Jun-20

Call Option

Written

 2,600

92.50

American

19-Jun-20

Call Option

Written

 2,200

95.00

American

19-Jun-20

Call Option

Written

 1,100

100.00

American

19-Jun-20

Call Option

Written

 1,900

105.00

American

19-Jun-20

Call Option

Written

 200,000

70.00

American

16-Aug-19

Call Option

Written

 4,200

80.00

American

19-Jun-20

Call Option

Written

 2,500

87.50

American

19-Jun-20

Call Option

Written

 2,100

90.00

American

19-Jun-20

Call Option

Written

 1,800

95.00

American

19-Jun-20

Call Option

Written

 900

100.00

American

19-Jun-20

Call Option

Written

 10,400

80.00

American

19-Jun-20

Call Option

Written

 7,200

95.00

American

19-Jun-20

Call Option

Written

 4,200

100.00

American

19-Jun-20

Call Option

Written

 3,600

105.00

American

19-Jun-20

Call Option

Written

 3,300

110.00

American

19-Jun-20

Call Option

Written

 9,400

85.00

American

19-Jun-20

Call Option

Written

 5,800

92.50

American

19-Jun-20

Call Option

Written

 3,300

97.50

American

19-Jun-20

Call Option

Written

 3,000

105.00

American

19-Jun-20

Call Option

Written

 2,800

110.00

American

19-Jun-20

Call Option

Written

 2,500

115.00

American

19-Jun-20

Call Option

Written

 40,000

70.00

American

16-Aug-19

Call Option

Written

 6,500

80.00

American

19-Jun-20

Call Option

Written

 2,700

85.00

American

19-Jun-20

Call Option

Written

 2,400

90.00

American

19-Jun-20

Call Option

Written

 2,300

97.50

American

19-Jun-20

Call Option

Written

 1,000

100.00

American

19-Jun-20

Put Option

Purchased

 45,000

80.00

American

17-Jan-20

Put Option

Purchased

 5,000

60.00

American

19-Jun-20

Put Option

Purchased

 4,200

65.00

American

19-Jun-20

Put Option

Purchased

 5,400

70.00

American

19-Jun-20

Put Option

Purchased

 1,600

75.00

American

19-Jun-20

Put Option

Purchased

 11,000

60.00

American

19-Jun-20

Put Option

Purchased

 9,400

65.00

American

19-Jun-20

Put Option

Purchased

 15,800

70.00

American

19-Jun-20

Put Option

Purchased

 4,300

77.50

American

19-Jun-20

Put Option

Purchased

 5,900

60.00

American

19-Jun-20

Put Option

Purchased

 5,100

65.00

American

19-Jun-20

Put Option

Purchased

 4,400

70.00

American

19-Jun-20

Put Option

Purchased

 3,800

75.00

American

19-Jun-20

Put Option

Purchased

 1,800

77.50

American

19-Jun-20

Put Option

Purchased

 22,400

55.00

American

19-Jun-20

Put Option

Purchased

 7,800

65.00

American

19-Jun-20

Put Option

Purchased

 6,700

70.00

American

19-Jun-20

Put Option

Purchased

 6,000

75.00

American

19-Jun-20

Put Option

Purchased

 2,800

77.50

American

19-Jun-20

Put Option

Purchased

 6,700

55.00

American

19-Jun-20

Put Option

Purchased

 5,600

60.00

American

19-Jun-20

Put Option

Purchased

 4,800

65.00

American

19-Jun-20

Put Option

Purchased

 4,400

67.50

American

19-Jun-20

Put Option

Purchased

 1,900

72.50

American

19-Jun-20

Put Option

Purchased

 17,500

80.00

American

20-Sep-19

Put Option

Purchased

 20,000

75.00

American

20-Sep-19

Put Option

Written

 15,600

72.50

American

19-Jul-19

Put Option

Written

 5,900

60.00

American

19-Jun-20

Put Option

Written

 5,100

65.00

American

19-Jun-20

Put Option

Written

 4,400

70.00

American

19-Jun-20

Put Option

Written

 3,800

75.00

American

19-Jun-20

Put Option

Written

 1,800

77.50

American

19-Jun-20

Put Option

Written

 5,000

60.00

American

19-Jun-20

Put Option

Written

 4,200

65.00

American

19-Jun-20

Put Option

Written

 5,400

70.00

American

19-Jun-20

Put Option

Written

 1,600

75.00

American

19-Jun-20

Put Option

Written

 11,000

60.00

American

19-Jun-20

Put Option

Written

 9,400

65.00

American

19-Jun-20

Put Option

Written

 15,800

70.00

American

19-Jun-20

Put Option

Written

 4,300

77.50

American

19-Jun-20

Put Option

Written

 22,400

55.00

American

19-Jun-20

Put Option

Written

 7,800

65.00

American

19-Jun-20

Put Option

Written

 6,700

70.00

American

19-Jun-20

Put Option

Written

 6,000

75.00

American

19-Jun-20

Put Option

Written

 2,800

77.50

American

19-Jun-20

Put Option

Written

 60,000

70.00

American

16-Aug-19

Put Option

Written

 1,000

70.00

American

17-Jan-20

Put Option

Written

 6,700

55.00

American

19-Jun-20

Put Option

Written

 5,600

60.00

American

19-Jun-20

Put Option

Written

 4,800

65.00

American

19-Jun-20

Put Option

Written

 4,400

67.50

American

19-Jun-20

Put Option

Written

 1,900

72.50

American

19-Jun-20

Put Option

Purchased

117,500

55.00

American

15-Nov-19

Call Option

Written

117,500

70.00

American

15-Nov-19

Put Option

Purchased

10,000

110.00

American

17-Jan-20

Put Option

Purchased

140,000

82.50

American

15-Jan-21

Put Option

Written

7,500

60.00

American

26-Jul-19

Put Option

Written

50,000

60.00

American

17-Jan-20

Call Option

Purchased

50,000

80.00

American

17-Jan-20

Call Option

Purchased

90,000

77.50

American

16-Aug-19

Call Option

Written

100,000

72.50

American

16-Aug-19

Put Option

Purchasing

50,000

67.50

American

16-Aug-19

Put Option

Written

200,000

74.00

American

19-Jul-19

Put Option

Written

200,000

72.50

American

16-Aug-19

 

 

Notes

 

1.       Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.       For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


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