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Intermediate Capital (ICP)

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Friday 19 February, 2021

Intermediate Capital

ICG : Notification of Major Holdings

ICG : Notification of Major Holdings
TR-1: Standard form for notification of major holdings
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Intermediate Capital Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer  
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights  
Other (please specify):  
3. Details of person subject to the notification obligation
Name Wellington Management Company LLP
City and country of registered office (if applicable) Boston, USA
4. Full name of shareholder(s)  (if different from 3.)
Name BBH ISL NOMINEES LTD
BNY Mellon Nominees Limited
GOLDMAN SACHS INTERNATIONAL
JP Morgan Chase Nominees Limited
Mellon Nominees (UK) Ltd.
Nortrust Nominees Limited
ROY Nominees Limited
State Street Nominees Limited
VIDACOS NOMINEES LIMITED
City and country of registered office (if applicable)  
5. Date on which the threshold was crossed or reached: 18/02/2021
6. Date on which issuer notified (DD/MM/YYYY): 19/02/2021
7. Total positions of person(s) subject to the notification obligation:
  % of voting rights attached to shares
(total of 8.A)
% of voting rights through financial instruments
(total of 8.B.1 + 8.B.2)
Total of both in %
(8.A + 8.B)
Total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed or reached 5.15% 0.05% 5.20% 290,527,475
Position of previous notification (if applicable) 4.96% 0.05% 5.01%  


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible) Number of voting rights % of voting rights
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
GB00BYT1DJ19 Common Stock   14,972,722   5.15%
         
SUBTOTAL 8.A 14,972,722 5.15%
 
B 1: Financial Instruments DTR5.3.1R (1) (a)
Type of financial instrument Expiration date Exercise/ Conversion Period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights
         
    SUBTOTAL 8.B.1    
 
B 2: Financial Instruments with similar economic effect DTR5.3.1R (1) (b)
Type of financial instrument Expiration date Exercise/ Conversion Period Physical or cash settlement Number of voting rights % of voting rights
Equity Swap 22/05/2023 10/06/2020 to 22/05/2023 Cash settlement 74,688 Equity Swap shares or 74,688 votes on a converted basis 0.03%
Equity Swap 22/05/2023 09/02/2021 to 22/05/2023 Cash settlement 21,454 Equity Swap shares or 21,454 votes on a converted basis 0.01%
Equity Swap 22/05/2023 19/02/2021 to 22/05/2023 Cash settlement 19,965 Equity Swap shares or 19,965 votes on a converted basis 0.01%
Index Future 18/02/2021 01/01/1900 to 18/02/2021 Cash settlement 1,077 Index Future shares or 11,398 votes on a converted basis 0.00%
Equity Swap 22/05/2023 18/02/2021 to 22/05/2023 Cash settlement 9,834 Equity Swap shares or 9,834 votes on a converted basis 0.00%
Equity Swap 22/05/2023 15/06/2020 to 22/05/2023 Cash settlement 6,208 Equity Swap shares or 6,208 votes on a converted basis 0.00%
Equity Swap 15/05/2023 15/02/2021 to 15/05/2023 Cash settlement 4,546 Equity Swap shares or 4,546 votes on a converted basis 0.00%
Equity Swap 22/05/2023 06/01/2021 to 22/05/2023 Cash settlement 2,915 Equity Swap shares or 2,915 votes on a converted basis 0.00%
Equity Swap 22/05/2023 24/08/2020 to 22/05/2023 Cash settlement 773 Equity Swap shares or 773 votes on a converted basis 0.00%
           
      SUBTOTAL 8.B.2 151,781

 
0.05%

 


9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer  
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Wellington Management Company LLP 5.15%   5.20%
 
 
10. In case of proxy voting, please identify:
Name of the proxy holder  
The number and % of voting rights held  
The date until which the voting rights will be held  
 
11. Additional information:  
Wellington Management Company LLP has now crossed above 5% notification threshold in its own right in respect to Type 1 instruments. Wellington Management Company LLP is an investment management entity that manages the assets of certain funds and/or managed accounts and Wellington Management Company LLP is a direct controlled undertaking of Wellington Investment Advisors Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Group Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Management Group LLP.  
 
Place of completion London
Date of completion 19/02/2021



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