Director/PDMR Shareholding

RNS Number : 1623Z

South32 Limited

29 August 2018

 

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Frank Cooper
2	Reason for the notification
a)	Position/status	Non-Executive Director
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	On-market purchase of South32 Limited ordinary shares on the Australian Securities Exchange
c)	Price(s) and volume(s)	Price(s) Volume(s) AUD$3.42 5,144
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 3.42 5144 17592.48 Aggregated 3.42 5144 17592.48
e)	Date of the transaction	24 August 2018
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Xiaoling Liu
2	Reason for the notification
a)	Position/status	Non-Executive Director
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	On-market purchase of South32 Limited ordinary shares on the Australian Securities Exchange
c)	Price(s) and volume(s)	Price(s) Volume(s) AUD$3.45 10,000
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 3.45 10000 34500.00 Aggregated 3.45 10000 34500.00
e)	Date of the transaction	24 August 2018
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Graham Kerr
2	Reason for the notification
a)	Position/status	Chief Executive Officer and Managing Director
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 1,344,220 (shares following vesting of rights under EIP) $3.39 633,872 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 3.39 633872 2148826.08 Aggregated 3.39 633872 2148826.08 Price Volume Total 0.00 1344220 0.00 Aggregated 0.00 1344220 0.00
e)	Date of the transaction	24 August 2018
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Brendan Harris
2	Reason for the notification
a)	Position/status	Chief Financial Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 682,155 (shares following vesting of rights under EIP) $3.39 403,802 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 682155 1368888.78 Aggregated 0.00 682155 0.00 Price Volume Total 3.39 403802 1368888.78 Aggregated 3.39 403802 1368888.78
e)	Date of the transaction	24 August 2018
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Paul Harvey
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 647,832 (shares following vesting of rights under EIP) $3.41 304,485 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 647832 0.00 Aggregated 0.00 647832 0.00 Price Volume Total 3.41 304485 1038293.85 Aggregated 3.41 304485 1038293.85
e)	Date of the transaction	24 August 2018
f)	Place of the transaction	XASX

Notification of dealing forms

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Michael Fraser
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 1,391,364 (allocation of rights under EIP) $3.47 681,771 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 1391364 0.00 Aggregated 0.00 1391364 0.00 Price Volume Total 3.47 681771 2365745.37 Aggregated 3.47 681771 2365745.37
e)	Date of the transaction	24 August 2018
f)	Place of the transaction	XASX

 

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