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1. Identity of the issuer or the underlying issuer |
Smith & Nephew plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Invesco Limited |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
01 November 2012 |
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6. Date on which issuer notified: |
02 November 2012 |
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7. Threshold(s) that is/are crossed or |
11%, 12% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number of Shares |
Number |
Numberof shares |
Number of voting rights |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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ORD USD0.20 |
100,400,774 |
100,400,774 |
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108,185,068 |
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12.00% |
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GB0009223206 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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108,185,068 |
12.00% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Invesco Advisers Inc - 12,667,629 Invesco Canada Ltd & Invesco Advisers Inc - 791,126 Invesco Asset Management Limited - 21,152,012 Invesco Asset Management Japan Ltd - 85,801 Invesco Asset Management Ltd & Invesco Asset Management Japan Ltd - 166,996 Invesco Fund Managers Ltd - 70,237,631 Invesco Asset Management Ltd & Invesco Asset Management Ireland - 154,806 Invesco Asset Management GmbH (Germany) - 51,233 Invesco PowerShares Capital Management Ireland - 25,249 Invesco PowerShares Capital Management LLC - 18,530
ADR's Ratio 1:5: Invesco Advisers Inc - 2,188,910 Invesco PowerShares Capital Management LLC - 645,145
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Zoe Richards |
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15. Contact telephone number: |
01491 417249 |
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Gemma Parsons
Deputy Company Secretary
Smith & Nephews plc
Tel: +44 (0)20 7401 7646