Form 8.5 (EPT/RI) - Rio Tinto plc Replacement

UBS AG (EPT)

05 February 2026

 

This announcement replaces the previous RNS announcement 7367R released at 12:03 on the 04^th of February 2026. Amendments to sections 2a&b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Rio Tinto plc Rio Tinto Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Rio Tinto plc Rio Tinto Limited
(d) Date dealing undertaken:	03 February 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1015568	70.39056        GBP	68.50000        GBP
10p ordinary	Sell	463258	70.38000        GBP	68.50000        GBP

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Limited Ordinary	Buy	355453	154.34000 AUD	152.27000 AUD
Limited Ordinary	Sell	393825	154.09578 AUD	152.58 AUD

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	Buy	57732	96.37000        USD	92.52000        USD
ADR	Sell	85696	96.37000        USD	95.17020        USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	9288	69.866024        GBP
10p ordinary	CFD	Long	983	69.866022        GBP
10p ordinary	CFD	Long	1046	69.588862        GBP
10p ordinary	CFD	Long	1346	68.960936        GBP
10p ordinary	CFD	Long	480	69.95        GBP
10p ordinary	CFD	Long	195	68.55        GBP
10p ordinary	CFD	Long	100	69.07        GBP
10p ordinary	CFD	Long	517	69.335        GBP
10p ordinary	CFD	Long	520	69.6        GBP
10p ordinary	CFD	Long	49875	70.069202        GBP
10p ordinary	CFD	Long	114	69.5051078631579        GBP
10p ordinary	CFD	Long	313	69.67        GBP
10p ordinary	CFD	Long	139	81.33462791        EUR
10p ordinary	CFD	Long	47	69.865957        GBP
10p ordinary	CFD	Long	268	70.127        GBP
10p ordinary	CFD	Long	16	70.38        GBP
10p ordinary	CFD	Long	548	70.16253835        GBP
10p ordinary	CFD	Long	2668	69.866023        GBP
10p ordinary	CFD	Long	42	70.079048        GBP
10p ordinary	CFD	Long	390	69.625        GBP
10p ordinary	CFD	Long	142	69.04        GBP
10p ordinary	CFD	Long	977	70.053964        GBP
10p ordinary	CFD	Long	328	81.3229573156707        EUR
10p ordinary	CFD	Long	79394	69.408015540484        GBP
10p ordinary	CFD	Long	403	69.603002        GBP
10p ordinary	CFD	Long	440	81.2698409077045        EUR
10p ordinary	CFD	Long	294	80.91585        EUR
10p ordinary	CFD	Long	39	69.74        GBP
10p ordinary	CFD	Long	26600	70.1629244360639        GBP
10p ordinary	CFD	Long	10426	69.6004419981748        GBP
10p ordinary	CFD	Long	357	69.47        GBP
10p ordinary	CFD	Long	63	81.43634921        EUR
10p ordinary	CFD	Long	3	81.4        EUR
10p ordinary	CFD	Long	1800	70.1146        GBP
10p ordinary	CFD	Long	33900	69.3268138643068        GBP
10p ordinary	CFD	Long	152	69.43        GBP
10p ordinary	CFD	Long	16763	69.211339        GBP
10p ordinary	CFD	Long	451	69.32        GBP
10p ordinary	CFD	Short	1548	69.41237726        GBP
10p ordinary	CFD	Short	259	80.91417        EUR
10p ordinary	CFD	Short	569	68.8781971080316        GBP
10p ordinary	CFD	Short	78	81.4025641        EUR
10p ordinary	CFD	Short	1113	68.8783326078706        GBP
10p ordinary	CFD	Short	484	70.3905578512397        GBP
10p ordinary	CFD	Short	8	69.9564        GBP
10p ordinary	CFD	Short	449620	70.38        GBP
10p ordinary	CFD	Short	1983	68.97237        GBP
10p ordinary	CFD	Short	35	70.043301        GBP
10p ordinary	CFD	Short	685	69.642555        GBP
10p ordinary	CFD	Short	6357	69.56486157        GBP
10p ordinary	CFD	Short	4	81.53        EUR
10p ordinary	CFD	Short	155617	69.49        GBP
10p ordinary	CFD	Short	538	69.573757        GBP
Limited Ordinary	CFD	Long	999	152.878198        AUD
Limited Ordinary	CFD	Long	41574	153.248832        AUD
Limited Ordinary	CFD	Long	768	152.809739583333        AUD
Limited Ordinary	CFD	Long	247	152.870729        AUD
Limited Ordinary	CFD	Long	32	152.904688        AUD
Limited Ordinary	CFD	Long	4024	153.083613        AUD
Limited Ordinary	CFD	Long	639	153.304084507042        AUD
Limited Ordinary	CFD	Long	6539	152.6525        AUD
Limited Ordinary	CFD	Long	56506	152.940453        AUD
Limited Ordinary	CFD	Long	535	152.85972        AUD
Limited Ordinary	CFD	Long	11856	153.018838        AUD
Limited Ordinary	CFD	Long	505	78.703461        GBP
Limited Ordinary	CFD	Long	33975	153.166984        AUD
Limited Ordinary	CFD	Long	427	152.818103        AUD
Limited Ordinary	CFD	Long	13520	152.87        AUD
Limited Ordinary	CFD	Long	36481	153.038151        AUD
Limited Ordinary	CFD	Long	43	153.91        AUD
Limited Ordinary	CFD	Long	6523	153.690164035091        AUD
Limited Ordinary	CFD	Long	53	153.636038        AUD
Limited Ordinary	CFD	Short	404	78.144688        GBP
Limited Ordinary	CFD	Short	5000	152.900574        AUD
Limited Ordinary	CFD	Short	6	152.87        AUD
Limited Ordinary	CFD	Short	2058	152.812527        AUD
Limited Ordinary	CFD	Short	707	153.115728        AUD
Limited Ordinary	CFD	Short	45	154.095778        AUD
Limited Ordinary	CFD	Short	51202	153.10965        AUD
Limited Ordinary	CFD	Short	2	152.915        AUD
Limited Ordinary	CFD	Short	2614	153.392717348386        AUD
Limited Ordinary	CFD	Short	10977	152.912584        AUD
Limited Ordinary	CFD	Short	5	152.908        AUD
Limited Ordinary	CFD	Short	57	153.628277        AUD
Limited Ordinary	CFD	Short	12874	153.039806        AUD
Limited Ordinary	CFD	Short	364	152.847335        AUD
Limited Ordinary	CFD	Short	1154	153.207773        AUD
Limited Ordinary	CFD	Short	29133	153.121549        AUD
Limited Ordinary	CFD	Short	19662	153.180964        AUD
ADR	CFD	Long	2	95.375        USD
ADR	CFD	Long	13375	95.799614        USD
ADR	CFD	Long	300	95.455        USD
ADR	CFD	Long	107	95.6493        USD
ADR	CFD	Long	14	95.78        USD
ADR	CFD	Long	38	96.3164        USD
ADR	CFD	Long	83	95.5017        USD
ADR	CFD	Long	8	95.5        USD
ADR	CFD	Long	46	96.0909        USD
ADR	CFD	Long	7401	96.28909404        USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	05 February 2026
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END