Form 8.5 (EPT/RI) - Rio Tinto plc Replacement

UBS AG (EPT)

29 January 2026

 

This announcement replaces the previous RNS announcement 7634Q released at 11:58 on the 28^th of January 2026. Amendments to section 2a. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Rio Tinto plc Rio Tinto Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Rio Tinto plc Rio Tinto Limited
(d) Date dealing undertaken:	27 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	296610	67.33714        GBP	66.01000        GBP
10p ordinary	Sell	507019	67.36000        GBP	66.01000        GBP

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Limited Ordinary	Buy	594435	152.49000 AUD	121.59300 AUD
Limited Ordinary	Sell	582328	152.14770 AUD	121.59300 AUD

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	Buy	77208	92.91000        USD	90.47000        USD
ADR	Sell	107822	92.91000        USD	92.03660        USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	34	66.05        GBP
10p ordinary	CFD	Long	61	66.28        GBP
10p ordinary	CFD	Long	97	66.25        GBP
10p ordinary	CFD	Long	248	66.33        GBP
10p ordinary	CFD	Long	1172	66.281698        GBP
10p ordinary	CFD	Long	2221	66.686601        GBP
10p ordinary	CFD	Long	72	66.15930556        GBP
10p ordinary	CFD	Long	7	66.2        GBP
10p ordinary	CFD	Long	3	66.216667        GBP
10p ordinary	CFD	Long	66369	66.5747305217481        GBP
10p ordinary	CFD	Long	41741	66.46        GBP
10p ordinary	CFD	Long	42	77.38047619        EUR
10p ordinary	CFD	Long	3976	66.9887958835312        GBP
10p ordinary	CFD	Long	49760	66.1967590289        GBP
10p ordinary	CFD	Long	449	66.8768        GBP
10p ordinary	CFD	Long	3862	132.22872712        AUD
10p ordinary	CFD	Long	5	77.402        EUR
10p ordinary	CFD	Long	5647	66.67998025        GBP
10p ordinary	CFD	Long	6037	67.0102687029071        GBP
10p ordinary	CFD	Long	240	67.28        GBP
10p ordinary	CFD	Long	11	77.35818182        EUR
10p ordinary	CFD	Long	16840	131.98312883        AUD
10p ordinary	CFD	Long	199	66.3723806502513        GBP
10p ordinary	CFD	Long	1235	67.156568        GBP
10p ordinary	CFD	Long	27	66.26        GBP
10p ordinary	CFD	Long	34810	67.103959        GBP
10p ordinary	CFD	Long	40	66.63        GBP
10p ordinary	CFD	Long	294	66.195        GBP
10p ordinary	CFD	Long	45	67.24        GBP
10p ordinary	CFD	Long	881	67.252622        GBP
10p ordinary	CFD	Long	12	67.21        GBP
10p ordinary	CFD	Long	58	67.2        GBP
10p ordinary	CFD	Long	142	66.1        GBP
10p ordinary	CFD	Long	15	66.08        GBP
10p ordinary	CFD	Long	28	66.04        GBP
10p ordinary	CFD	Long	110	66.175        GBP
10p ordinary	CFD	Long	89	66.12        GBP
10p ordinary	CFD	Long	34	66.11        GBP
10p ordinary	CFD	Long	19	66.125        GBP
10p ordinary	CFD	Long	345	66.15        GBP
10p ordinary	CFD	Short	23	66.93139986        GBP
10p ordinary	CFD	Short	614	66.251091        GBP
10p ordinary	CFD	Short	327	67.28        GBP
10p ordinary	CFD	Short	837	67.08988053        GBP
10p ordinary	CFD	Short	579	66.584301        GBP
10p ordinary	CFD	Short	458	67.070699        GBP
10p ordinary	CFD	Short	128	67.280841        GBP
10p ordinary	CFD	Short	32	66.7109375        GBP
10p ordinary	CFD	Short	3	66.941004        GBP
10p ordinary	CFD	Short	1100	66.2935454545455        GBP
10p ordinary	CFD	Short	5205	67.27856        GBP
10p ordinary	CFD	Short	1	66.33        GBP
10p ordinary	CFD	Short	542	67.029548        GBP
10p ordinary	CFD	Short	190	77.44        EUR
10p ordinary	CFD	Short	5	66.32        GBP
10p ordinary	CFD	Short	2880	66.1347375786        GBP
10p ordinary	CFD	Short	49839	66.653573        GBP
10p ordinary	CFD	Short	51	76.33        EUR
10p ordinary	CFD	Short	174	66.43987325        GBP
10p ordinary	CFD	Short	200	67.1764        GBP
10p ordinary	CFD	Short	30	67.2813        GBP
10p ordinary	CFD	Short	76	66.94109989        GBP
10p ordinary	CFD	Short	10	67.228349        GBP
10p ordinary	CFD	Short	13	67.048332        GBP
Limited Ordinary	CFD	Long	59713	151.797195        AUD
Limited Ordinary	CFD	Long	5917	151.1757        AUD
Limited Ordinary	CFD	Long	20083	151.992428        AUD
Limited Ordinary	CFD	Long	10126	152.14769998        AUD
Limited Ordinary	CFD	Long	2113	151.87693800284        AUD
Limited Ordinary	CFD	Long	2351	151.206222883879        AUD
Limited Ordinary	CFD	Long	658	151.20396656535        AUD
Limited Ordinary	CFD	Long	7045	152.1477005        AUD
Limited Ordinary	CFD	Long	22	151.89        AUD
Limited Ordinary	CFD	Long	42	151.715586        AUD
Limited Ordinary	CFD	Long	1244	151.810812        AUD
Limited Ordinary	CFD	Long	596	152.059606        AUD
Limited Ordinary	CFD	Long	1241	151.2009025        AUD
Limited Ordinary	CFD	Long	32676	151.760993        AUD
Limited Ordinary	CFD	Long	31069	151.248864        AUD
Limited Ordinary	CFD	Long	240	151.200958        AUD
Limited Ordinary	CFD	Long	435	151.38869        AUD
Limited Ordinary	CFD	Long	1645	151.2        AUD
Limited Ordinary	CFD	Long	30703	151.925708        AUD
Limited Ordinary	CFD	Short	1629	151.487355864886        AUD
Limited Ordinary	CFD	Short	87975	151.696309        AUD
Limited Ordinary	CFD	Short	7567	151.739038        AUD
Limited Ordinary	CFD	Short	93	151.648065        AUD
Limited Ordinary	CFD	Short	4335	151.202611        AUD
Limited Ordinary	CFD	Short	7747	151.652955        AUD
Limited Ordinary	CFD	Short	2952	151.79377        AUD
Limited Ordinary	CFD	Short	640	151.450859        AUD
Limited Ordinary	CFD	Short	4775	151.203922513089        AUD
Limited Ordinary	CFD	Short	42220	151.72505498        AUD
Limited Ordinary	CFD	Short	70997	151.56743        AUD
Limited Ordinary	CFD	Short	55076	151.566575        AUD
Limited Ordinary	CFD	Short	123	151.318699        AUD
Limited Ordinary	CFD	Short	40265	151.338045        AUD
Limited Ordinary	CFD	Short	60	151.896166666667        AUD
Limited Ordinary	CFD	Short	1522	151.253082771075        AUD
Limited Ordinary	CFD	Short	6155	152.260168647169        AUD
Limited Ordinary	CFD	Short	2	151.25        AUD
Limited Ordinary	CFD	Short	3321	151.425230352304        AUD
Limited Ordinary	CFD	Short	1744	151.542964        AUD
Limited Ordinary	CFD	Short	775	151.230245        AUD
Limited Ordinary	CFD	Short	33604	151.797777        AUD
Limited Ordinary	CFD	Short	1	152.02        AUD
Limited Ordinary	CFD	Short	5164	151.234482958947        AUD
Limited Ordinary	CFD	Short	5000	151.23024        AUD
ADR	CFD	Long	963	92.164263        USD
ADR	CFD	Long	537	91.807635        USD
ADR	CFD	Long	352	92.5337        USD
ADR	CFD	Long	11230	92.6758041        USD
ADR	CFD	Long	11111	92.362685        USD
ADR	CFD	Short	300	92.295        USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	29 January 2026
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END