Form 8.5 (EPT/RI)-Rio Tinto plc and Limited Amend

JPMorgan Securities Plc

27 January 2026

 

AMENDMENT

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Rio Tinto plc and Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Corporate Broker to Rio Tinto plc and Rio Tinto Limited
(d) Date dealing undertaken:	23 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, Glencore plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	Purchase	948,603	89.1200 USD	89.1200 USD
	Sale	632,402	89.1200 USD	89.1200 USD

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Purchase	493,319	66.0400 GBP	64.6000 GBP
		596	76.0400 EUR	75.7087 EUR
	Sale	507,122	65.9745 GBP	64.6800 GBP
		232	75.8267 EUR	75.7087 EUR

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary	Purchase	26,458	148.7200 AUD	148.7200 AUD
	Sale	24,833	149.0781 AUD	149.0781 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	Equity Swap	Decrease Long	3,679	64.8600 GBP
			161	65.2249 GBP
			43	65.3618 GBP
			900	65.4763 GBP
			840	65.4790 GBP
			401	65.6001 GBP
			284	65.6488 GBP
			127	65.6813 GBP
			107	65.7026 GBP
			23,757	65.7141 GBP
			7,326	65.7412 GBP
			1,859	65.7427 GBP
			81	65.7578 GBP
			27	65.7630 GBP
			32	65.7634 GBP
			221	65.8241 GBP
			364	76.0400 EUR
		Decrease Short	5,000	64.5905 GBP
			5,000	64.6309 GBP
			3,500	64.6506 GBP
			3,084	64.6937 GBP
			8	65.2290 GBP
			7	65.3690 GBP
			1,058	65.4344 GBP
			1,180	65.5233 GBP
			4,557	65.5818 GBP
			1,168	65.5997 GBP
			23,126	65.6420 GBP
			78	65.6635 GBP
			46,581	65.6958 GBP
			3,053	65.7043 GBP
			1,158	65.7113 GBP
			359	65.7202 GBP
			7,642	65.7250 GBP
			722	65.7313 GBP
			301	65.7325 GBP
			294	65.7525 GBP
			14,544	65.8027 GBP
			87	65.8454 GBP
			8,240	65.9656 GBP
		Increase Long	16,281	65.5966 GBP
			7,283	65.6275 GBP
			25,000	65.6291 GBP
			86	65.6827 GBP
			17,000	65.7059 GBP
			837	65.7247 GBP
			1,659	65.7333 GBP
			4,256	65.7428 GBP
			1,231	65.7570 GBP
		Increase Short	1,043	64.6743 GBP
			41	64.7399 GBP
			1,215	64.9851 GBP
			597	65.1326 GBP
			78,349	65.1500 GBP
			1	65.3562 GBP
			1,991	65.4072 GBP
			264	65.4131 GBP
			241	65.5101 GBP
			5,302	65.6303 GBP
			150	65.6333 GBP
			28	65.6566 GBP
			23	65.6770 GBP
			16	65.7041 GBP
			2,222	65.7597 GBP
			1	65.7649 GBP
			22	65.7666 GBP
			18	65.7810 GBP
			27	65.8910 GBP
			131	65.9329 GBP
		Opening a long position	2,131	65.6758 GBP
			9,373	65.7599 GBP
			4,540	65.7840 GBP
			619	65.7901 GBP
		Opening a short position	42	64.9170 GBP
			290	65.0690 GBP
			4,600	65.2726 GBP
			11,791	65.7600 GBP

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary	Equity Swap	Opening a long position	66	148.2382 AUD
			240	148.2488 AUD
			176	148.2620 AUD
			9,956	148.3646 AUD
			74,737	148.8623 AUD
			68	149.9821 AUD
		Opening a short position	18,647	101.7281 AUD
			10,506	148.3700 AUD
			12,000	148.4067 AUD
			285	148.5266 AUD
			2,367	148.5416 AUD
			25,068	149.0244 AUD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	27 January 2026
Contact name:	Hetvi Shah
Telephone number:	44 2034 936359

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END