GlaxoSmithKline plc (the 'Company')
Transaction notification
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms E Walmsley |
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b) |
Position/status |
Chief Executive Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
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b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 10 October 2019 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information
Aggregated volume Price |
1815.000
£ 17.1200
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e) |
Date of the transaction |
2019-10-14 |
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f) |
Place of the transaction
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London Stock Exchange (XLON) |
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr R Connor |
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b) |
Position/status |
President, Global Vaccines |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||
|
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
||||||||||
|
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 10 October 2019 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information
Aggregated volume Price |
543.000
£ 17.1200
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e) |
Date of the transaction |
2019-10-14 |
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f) |
Place of the transaction
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London Stock Exchange (XLON) |
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr N Hirons |
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b) |
Position/status |
SVP, Global Ethics & Compliance |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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|
a) |
Name |
GlaxoSmithKline plc |
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|
b) |
LEI |
5493000HZTVUYLO1D793 |
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|
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||
|
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
||||||||||
|
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 10 October 2019 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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|
d) |
Aggregated information
Aggregated volume Price |
287.000
£ 17.1200
|
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e) |
Date of the transaction |
2019-10-14 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr L Miels |
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b) |
Position/status |
President, Global Pharmaceuticals |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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|
a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||
|
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
||||||
|
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 10 October 2019 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information
Aggregated volume Price |
338.000
£ 17.1200
|
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e) |
Date of the transaction |
2019-10-14 |
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f) |
Place of the transaction
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London Stock Exchange (XLON) |
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr D Redfern |
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b) |
Position/status |
Chief Strategy Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||
|
a) |
Name |
GlaxoSmithKline plc |
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|
b) |
LEI |
5493000HZTVUYLO1D793 |
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|
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||
|
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
||||||||||
|
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 10 October 2019 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information
Aggregated volume Price |
485.000
£ 17.1200 |
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e) |
Date of the transaction |
2019-10-14 |
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f) |
Place of the transaction
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London Stock Exchange (XLON) |
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr R Simard |
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b) |
Position/status |
President, Pharmaceuticals Supply Chain |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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|
a) |
Name |
GlaxoSmithKline plc |
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|
b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||
|
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
||||
|
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 10 October 2019 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information
Aggregated volume Price |
N/A (single transaction)
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e) |
Date of the transaction |
2019-10-14 |
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f) |
Place of the transaction
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London Stock Exchange (XLON) |
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr P Thomson |
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b) |
Position/status |
President, Global Affairs |
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c) |
Initial notification/ amendment |
Initial notification |
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|
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Name |
GlaxoSmithKline plc |
||||||||
|
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
|
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
|
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
||||||||
|
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 10 October 2019 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
|
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|
d) |
Aggregated information
Aggregated volume Price |
279.000
£ 17.1200 |
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e) |
Date of the transaction |
2019-10-14 |
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f) |
Place of the transaction
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London Stock Exchange (XLON) |
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Transaction notification
|
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr B McNamara |
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b) |
Position/status |
CEO, GSK Consumer Healthcare |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Name |
GlaxoSmithKline plc |
||||||||
|
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
|
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
|
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053
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b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 10 October 2019 on ADSs held in the Company's Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information
Aggregated volume Price |
218.000
$ 42.2500 |
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e) |
Date of the transaction |
2019-10-14 |
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f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Dr H Barron |
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b) |
Position/status |
Chief Scientific Officer and President, R&D |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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|
a) |
Name |
GlaxoSmithKline plc |
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|
b) |
LEI |
5493000HZTVUYLO1D793 |
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|
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||
|
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053
|
||||
|
b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 10 October 2019 on ADSs held in the Company's Deferred Annual Bonus Plan. |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information
Aggregated volume Price |
N/A (single transaction)
|
||||
|
e) |
Date of the transaction |
2019-10-14 |
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f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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|
a) |
Name |
Mr J Ford |
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b) |
Position/status |
SVP and General Counsel |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
|
a) |
Name |
GlaxoSmithKline plc |
||||
|
b) |
LEI |
5493000HZTVUYLO1D793 |
||||
|
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||
|
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053
|
||||
|
b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 10 October 2019 on ADSs held in the Company's Deferred Annual Bonus Plan. |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information
Aggregated volume Price |
N/A (single transaction)
|
||||
|
e) |
Date of the transaction |
2019-10-14 |
||||
|
f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms K Terrell |
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b) |
Position/status |
Chief Digital & Technology Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
a) |
Name |
GlaxoSmithKline plc |
||||||
|
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||
|
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||
|
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053
|
||||||
|
b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 10 October 2019 on ADSs held in the Company's Deferred Annual Bonus Plan. |
||||||
|
c) |
Price(s) and volume(s) |
|
||||||
|
d) |
Aggregated information
Aggregated volume Price |
112.000
$ 42.2500
|
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|
e) |
Date of the transaction |
2019-10-14 |
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|
f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
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