Form 8.5 (EPT/RI) - Glencore PLC

UBS AG (EPT)

06 February 2026

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Glencore plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Rio Tinto plc
(d) Date dealing undertaken:	05 February 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	25703157	6.01920        GBP	4.25485        GBP
Ordinary NPV	Sell	23078958	5.05700        GBP	4.64535        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	21361	5.046819        GBP
Ordinary NPV	CFD	Long	430	4.855673        GBP
Ordinary NPV	CFD	Long	138167	4.740931        GBP
Ordinary NPV	CFD	Long	145013	109.33124327        ZAR
Ordinary NPV	CFD	Long	14990	5.057        GBP
Ordinary NPV	CFD	Long	486	5.049        GBP
Ordinary NPV	CFD	Long	3559	5.048        GBP
Ordinary NPV	CFD	Long	113297	4.850455        GBP
Ordinary NPV	CFD	Long	113	5.02        GBP
Ordinary NPV	CFD	Long	1960	5.021        GBP
Ordinary NPV	CFD	Long	2829	4.7235        GBP
Ordinary NPV	CFD	Long	2534	4.7285        GBP
Ordinary NPV	CFD	Long	15349	4.71        GBP
Ordinary NPV	CFD	Long	875321	4.69693182271281        GBP
Ordinary NPV	CFD	Long	235279	4.75216734175171        GBP
Ordinary NPV	CFD	Long	108488	4.822139        GBP
Ordinary NPV	CFD	Long	16767	4.80572374        GBP
Ordinary NPV	CFD	Long	50000	4.64535        GBP
Ordinary NPV	CFD	Long	225500	4.733725        GBP
Ordinary NPV	CFD	Long	9239	110.0944        ZAR
Ordinary NPV	CFD	Long	238516	4.7525        GBP
Ordinary NPV	CFD	Long	40818	4.72700009799598        GBP
Ordinary NPV	CFD	Long	17492	4.71774982849303        GBP
Ordinary NPV	CFD	Long	34829	4.93066525        GBP
Ordinary NPV	CFD	Long	300000	4.74913525        GBP
Ordinary NPV	CFD	Long	200000	4.732042        GBP
Ordinary NPV	CFD	Long	946885	4.70519792        GBP
Ordinary NPV	CFD	Long	64970	4.8834        GBP
Ordinary NPV	CFD	Long	3264	109.43710784        ZAR
Ordinary NPV	CFD	Long	200	4.9585        GBP
Ordinary NPV	CFD	Long	200	4.9515        GBP
Ordinary NPV	CFD	Long	200	4.9955        GBP
Ordinary NPV	CFD	Long	208	110.237        ZAR
Ordinary NPV	CFD	Long	28911	109.71284044        ZAR
Ordinary NPV	CFD	Long	6968	108.8532        ZAR
Ordinary NPV	CFD	Long	16552	110.383        ZAR
Ordinary NPV	CFD	Long	141532	109.51030954        ZAR
Ordinary NPV	CFD	Short	2744	4.75825317172012        GBP
Ordinary NPV	CFD	Short	713480	4.754401        GBP
Ordinary NPV	CFD	Short	200	5.008        GBP
Ordinary NPV	CFD	Short	200	4.978        GBP
Ordinary NPV	CFD	Short	200	4.9955        GBP
Ordinary NPV	CFD	Short	145013	109.33124327        ZAR
Ordinary NPV	CFD	Short	3264	109.43710784        ZAR
Ordinary NPV	CFD	Short	9239	110.0944        ZAR
Ordinary NPV	CFD	Short	18402	4.6957        GBP
Ordinary NPV	CFD	Short	364846	4.68101431        GBP
Ordinary NPV	CFD	Short	11150	110.048691        ZAR
Ordinary NPV	CFD	Short	58294	4.8090001        GBP
Ordinary NPV	CFD	Short	229271	4.95311042118462        GBP
Ordinary NPV	CFD	Short	215392	4.85869280573508        GBP
Ordinary NPV	CFD	Short	16869	4.82089991        GBP
Ordinary NPV	CFD	Short	141532	109.51030954        ZAR
Ordinary NPV	CFD	Short	7612	4.714114        GBP
Ordinary NPV	CFD	Short	5155	4.691        GBP
Ordinary NPV	CFD	Short	1940	4.7205        GBP
Ordinary NPV	CFD	Short	5311	4.67        GBP
Ordinary NPV	CFD	Short	2971	4.769304        GBP
Ordinary NPV	CFD	Short	6630	4.6935        GBP
Ordinary NPV	CFD	Short	2937	4.722        GBP
Ordinary NPV	CFD	Short	2191	4.6975        GBP
Ordinary NPV	CFD	Short	3911	4.678867        GBP
Ordinary NPV	CFD	Short	4306	4.976539        GBP
Ordinary NPV	CFD	Short	1350	4.99325        GBP
Ordinary NPV	CFD	Short	281243	4.768064        GBP
Ordinary NPV	CFD	Short	3600	4.6945        GBP
Ordinary NPV	CFD	Short	1880	4.70075        GBP
Ordinary NPV	CFD	Short	2644	4.7125        GBP
Ordinary NPV	CFD	Short	4098	4.7055        GBP
Ordinary NPV	CFD	Short	3030	4.70975        GBP
Ordinary NPV	CFD	Short	5402	111.073033        ZAR
Ordinary NPV	CFD	Short	748	4.803291        GBP
Ordinary NPV	CFD	Short	96854	4.829824        GBP
Ordinary NPV	CFD	Short	8083	4.768686        GBP
Ordinary NPV	CFD	Short	4862	4.992067        GBP
Ordinary NPV	CFD	Short	6713	4.69831074        GBP
Ordinary NPV	CFD	Short	2348	5.016822        GBP
Ordinary NPV	CFD	Short	511	5.01908023        GBP
Ordinary NPV	CFD	Short	5884	4.7525        GBP
Ordinary NPV	CFD	Short	208	110.237        ZAR
Ordinary NPV	CFD	Short	873187	4.68101429        GBP
Ordinary NPV	CFD	Short	195500	4.650053        GBP
Ordinary NPV	CFD	Short	28911	109.71284044        ZAR
Ordinary NPV	CFD	Short	6968	108.8532        ZAR
Ordinary NPV	CFD	Short	40000	4.89984875        GBP
Ordinary NPV	CFD	Short	21000	4.56228        GBP
Ordinary NPV	CFD	Short	15314	4.56288037        GBP
Ordinary NPV	CFD	Short	97000	4.56        GBP
Ordinary NPV	CFD	Short	160534	4.67912779        GBP
Ordinary NPV	CFD	Short	100000	4.945898        GBP
Ordinary NPV	CFD	Short	100000	4.698011        GBP
Ordinary NPV	CFD	Short	189466	4.699707        GBP
Ordinary NPV	CFD	Short	100000	4.756302        GBP
Ordinary NPV	CFD	Short	200000	4.951775        GBP
Ordinary NPV	CFD	Short	300000	5.02662107        GBP
Ordinary NPV	CFD	Short	304553	4.70422678        GBP
Ordinary NPV	CFD	Short	40818	4.72700009799598        GBP
Ordinary NPV	CFD	Short	17492	4.71774982849303        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	06 February 2026
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END