Form 8.5 (EPT/RI) - Glencore PLC

UBS AG (EPT)

05 February 2026

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Glencore plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Rio Tinto plc
(d) Date dealing undertaken:	04 February 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	34191667	5.30594        GBP	3.54522        GBP
Ordinary NPV	Sell	7337657	5.30594        GBP	4.23120        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	72678	114.73995913        ZAR
Ordinary NPV	CFD	Long	475	5.1810001        GBP
Ordinary NPV	CFD	Long	1636	5.148        GBP
Ordinary NPV	CFD	Long	6546	5.151        GBP
Ordinary NPV	CFD	Long	828	5.138        GBP
Ordinary NPV	CFD	Long	1457	5.152        GBP
Ordinary NPV	CFD	Long	850	5.1375        GBP
Ordinary NPV	CFD	Long	2469	5.142        GBP
Ordinary NPV	CFD	Long	450	5.1475        GBP
Ordinary NPV	CFD	Long	1579	5.1405        GBP
Ordinary NPV	CFD	Long	873	5.141        GBP
Ordinary NPV	CFD	Long	335756	5.214761        GBP
Ordinary NPV	CFD	Long	10701	5.283        GBP
Ordinary NPV	CFD	Long	58	5.195        GBP
Ordinary NPV	CFD	Long	1069	5.28        GBP
Ordinary NPV	CFD	Long	278	5.192        GBP
Ordinary NPV	CFD	Long	106	5.269        GBP
Ordinary NPV	CFD	Long	139	5.286        GBP
Ordinary NPV	CFD	Long	743	5.267        GBP
Ordinary NPV	CFD	Long	687	5.212        GBP
Ordinary NPV	CFD	Long	611	5.13        GBP
Ordinary NPV	CFD	Long	882	5.183        GBP
Ordinary NPV	CFD	Long	38010	5.214484        GBP
Ordinary NPV	CFD	Long	2973	5.154143        GBP
Ordinary NPV	CFD	Long	2713434	5.112        GBP
Ordinary NPV	CFD	Long	336	5.28598214285714        GBP
Ordinary NPV	CFD	Long	338	5.28600591715976        GBP
Ordinary NPV	CFD	Long	44	5.28590909090909        GBP
Ordinary NPV	CFD	Long	24	5.28583333333333        GBP
Ordinary NPV	CFD	Long	93	5.28602150537634        GBP
Ordinary NPV	CFD	Long	9388	5.1907        GBP
Ordinary NPV	CFD	Long	313900	5.24791656575406        GBP
Ordinary NPV	CFD	Long	307156	5.11097758142442        GBP
Ordinary NPV	CFD	Long	62610	5.1680004        GBP
Ordinary NPV	CFD	Long	100000	5.15497        GBP
Ordinary NPV	CFD	Long	80113	5.21786102        GBP
Ordinary NPV	CFD	Long	371	5.20900542506739        GBP
Ordinary NPV	CFD	Long	158	5.28601265822785        GBP
Ordinary NPV	CFD	Long	4432	114.92759477        ZAR
Ordinary NPV	CFD	Long	61310	5.18981        GBP
Ordinary NPV	CFD	Long	218483	114.50183355        ZAR
Ordinary NPV	CFD	Long	53965	114.96811674        ZAR
Ordinary NPV	CFD	Long	7984	114.1285        ZAR
Ordinary NPV	CFD	Long	1564	114.8486        ZAR
Ordinary NPV	CFD	Long	30571	114.9389        ZAR
Ordinary NPV	CFD	Long	1123	5.18180018        GBP
Ordinary NPV	CFD	Long	394034	5.19423724        GBP
Ordinary NPV	CFD	Long	235931	5.21336055        GBP
Ordinary NPV	CFD	Long	89	5.12445882        GBP
Ordinary NPV	CFD	Long	295	5.113        GBP
Ordinary NPV	CFD	Short	4310	5.239751        GBP
Ordinary NPV	CFD	Short	7471	5.128814        GBP
Ordinary NPV	CFD	Short	16604	5.22142        GBP
Ordinary NPV	CFD	Short	11237	5.219623        GBP
Ordinary NPV	CFD	Short	2698	5.26260934        GBP
Ordinary NPV	CFD	Short	89246	5.186824        GBP
Ordinary NPV	CFD	Short	53965	114.96811674        ZAR
Ordinary NPV	CFD	Short	30571	114.9389        ZAR
Ordinary NPV	CFD	Short	7984	114.1285        ZAR
Ordinary NPV	CFD	Short	1564	114.8486        ZAR
Ordinary NPV	CFD	Short	82833	7.08053194        USD
Ordinary NPV	CFD	Short	223225	5.11302242132378        GBP
Ordinary NPV	CFD	Short	204237	5.2119102        GBP
Ordinary NPV	CFD	Short	22	5.15762        GBP
Ordinary NPV	CFD	Short	49132	5.270846        GBP
Ordinary NPV	CFD	Short	19572	5.272439        GBP
Ordinary NPV	CFD	Short	2421	5.27542        GBP
Ordinary NPV	CFD	Short	1638	5.281135        GBP
Ordinary NPV	CFD	Short	785	5.202833        GBP
Ordinary NPV	CFD	Short	947	5.280528        GBP
Ordinary NPV	CFD	Short	2126	5.205162        GBP
Ordinary NPV	CFD	Short	21050	5.278537        GBP
Ordinary NPV	CFD	Short	35	5.267527        GBP
Ordinary NPV	CFD	Short	100000	5.119483        GBP
Ordinary NPV	CFD	Short	9277	5.272572        GBP
Ordinary NPV	CFD	Short	753	5.282816        GBP
Ordinary NPV	CFD	Short	92	5.214114        GBP
Ordinary NPV	CFD	Short	1239	5.220844        GBP
Ordinary NPV	CFD	Short	22800	5.272406        GBP
Ordinary NPV	CFD	Short	371	5.112        GBP
Ordinary NPV	CFD	Short	72678	114.73995913        ZAR
Ordinary NPV	CFD	Short	4432	114.92759477        ZAR
Ordinary NPV	CFD	Short	97297	5.21191019        GBP
Ordinary NPV	CFD	Short	218483	114.50183355        ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	05 February 2026
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END