Form 8.5 (EPT/RI) - Glencore PLC

UBS AG (EPT)

03 February 2026

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Glencore plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Rio Tinto plc
(d) Date dealing undertaken:	02 February 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	9737784	5.01844        GBP	3.58280        GBP
Ordinary NPV	Sell	9493529	5.03000        GBP	4.71038        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	19641	107.6518        ZAR
Ordinary NPV	CFD	Long	55041	108.82683945        ZAR
Ordinary NPV	CFD	Long	4421804	5.01        GBP
Ordinary NPV	CFD	Long	862	4.7635        GBP
Ordinary NPV	CFD	Long	10847	4.954264        GBP
Ordinary NPV	CFD	Long	2743	5.003808        GBP
Ordinary NPV	CFD	Long	1500	4.89        GBP
Ordinary NPV	CFD	Long	141000	4.850573        GBP
Ordinary NPV	CFD	Long	112592	4.93010034        GBP
Ordinary NPV	CFD	Long	31565	4.9642        GBP
Ordinary NPV	CFD	Long	5703	108.40534982        ZAR
Ordinary NPV	CFD	Long	500	4.7955        GBP
Ordinary NPV	CFD	Long	25945	109.2628        ZAR
Ordinary NPV	CFD	Long	433841	105.12538289        ZAR
Ordinary NPV	CFD	Long	273014	107.8904473        ZAR
Ordinary NPV	CFD	Long	1619	4.9955        GBP
Ordinary NPV	CFD	Long	226	4.96525        GBP
Ordinary NPV	CFD	Long	1856	4.968        GBP
Ordinary NPV	CFD	Long	526	4.97925        GBP
Ordinary NPV	CFD	Long	2275	4.9985        GBP
Ordinary NPV	CFD	Long	915	5.0        GBP
Ordinary NPV	CFD	Long	1172	5.004        GBP
Ordinary NPV	CFD	Long	693	5.005        GBP
Ordinary NPV	CFD	Long	734	4.999        GBP
Ordinary NPV	CFD	Long	314	4.9965        GBP
Ordinary NPV	CFD	Long	465	4.994        GBP
Ordinary NPV	CFD	Long	430	4.9855        GBP
Ordinary NPV	CFD	Long	430	4.9995        GBP
Ordinary NPV	CFD	Long	387	5.003        GBP
Ordinary NPV	CFD	Long	105	4.99875        GBP
Ordinary NPV	CFD	Long	578	5.001        GBP
Ordinary NPV	CFD	Long	288	5.002        GBP
Ordinary NPV	CFD	Long	116	4.997        GBP
Ordinary NPV	CFD	Long	562	4.998        GBP
Ordinary NPV	CFD	Long	139	4.9915        GBP
Ordinary NPV	CFD	Long	5869	4.932304        GBP
Ordinary NPV	CFD	Long	728	4.8325        GBP
Ordinary NPV	CFD	Long	140696	4.987127        GBP
Ordinary NPV	CFD	Long	100360	4.940511        GBP
Ordinary NPV	CFD	Long	2478	4.83117837        GBP
Ordinary NPV	CFD	Long	1459	4.819428        GBP
Ordinary NPV	CFD	Long	180	4.843444        GBP
Ordinary NPV	CFD	Long	85600	5.00075864485981        GBP
Ordinary NPV	CFD	Long	1022034	4.85925702        GBP
Ordinary NPV	CFD	Long	116289	5.00899801356964        GBP
Ordinary NPV	CFD	Long	514	107.7415        ZAR
Ordinary NPV	CFD	Long	24660	108.4445        ZAR
Ordinary NPV	CFD	Short	84817	6.76959858        USD
Ordinary NPV	CFD	Short	25945	109.2628        ZAR
Ordinary NPV	CFD	Short	1300	4.818504        GBP
Ordinary NPV	CFD	Short	61	4.831733        GBP
Ordinary NPV	CFD	Short	1500	4.85497267        GBP
Ordinary NPV	CFD	Short	2873	4.791027        GBP
Ordinary NPV	CFD	Short	138772	4.805776        GBP
Ordinary NPV	CFD	Short	514	107.7415        ZAR
Ordinary NPV	CFD	Short	19641	107.6518        ZAR
Ordinary NPV	CFD	Short	24660	108.4445        ZAR
Ordinary NPV	CFD	Short	55041	108.82683945        ZAR
Ordinary NPV	CFD	Short	273014	107.8904473        ZAR
Ordinary NPV	CFD	Short	5703	108.40534982        ZAR
Ordinary NPV	CFD	Short	710868	4.85974297        GBP
Ordinary NPV	CFD	Short	775	4.974412        GBP
Ordinary NPV	CFD	Short	2981	5.0        GBP
Ordinary NPV	CFD	Short	668	4.99940006        GBP
Ordinary NPV	CFD	Short	433841	105.12538289        ZAR
Ordinary NPV	CFD	Short	736	4.7565        GBP
Ordinary NPV	CFD	Short	27060	4.762775        GBP
Ordinary NPV	CFD	Short	63704	4.897517        GBP
Ordinary NPV	CFD	Short	26657	4.99314        GBP
Ordinary NPV	CFD	Short	17610	4.95790062        GBP
Ordinary NPV	CFD	Short	3515	5.01        GBP
Ordinary NPV	CFD	Short	223100	4.82684746750336        GBP
Ordinary NPV	CFD	Short	50000	4.83483        GBP
Ordinary NPV	CFD	Short	5000000	4.7645        GBP
Ordinary NPV	CFD	Short	4470	4.82536        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	03 February 2026
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END