Form 8.5 (EPT/RI) - Glencore PLC Replacement

UBS AG (EPT)

13 January 2026

 

This announcement replaces the previous RNS announcement 5602O released at 13:13 on the 12^th of January 2026. Amendments to section 2a and class of relevant security. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Glencore plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Rio Tinto plc
(d) Date dealing undertaken:	09 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	22792276	103.21000        ZAR	3.939718        GBP
Ordinary NPV	Sell	20662675	102.67000        ZAR	3.67140        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	265	4.46350943396226        GBP
Ordinary NPV	CFD	Long	1106019	4.5265        GBP
Ordinary NPV	CFD	Long	5720	4.54345316363636        GBP
Ordinary NPV	CFD	Long	18980	100.72        ZAR
Ordinary NPV	CFD	Long	484720	100.94809775        ZAR
Ordinary NPV	CFD	Long	102	100.5023        ZAR
Ordinary NPV	CFD	Long	698769	99.68725235        ZAR
Ordinary NPV	CFD	Long	78736	100.6658        ZAR
Ordinary NPV	CFD	Long	7779	100.57933668        ZAR
Ordinary NPV	CFD	Long	48713	100.59757847        ZAR
Ordinary NPV	CFD	Long	64033	101.999525574286        ZAR
Ordinary NPV	CFD	Long	121569	101.999523244285        ZAR
Ordinary NPV	CFD	Long	3142	4.518644        GBP
Ordinary NPV	CFD	Long	4007	4.52369709164623        GBP
Ordinary NPV	CFD	Long	13366	4.43815805602125        GBP
Ordinary NPV	CFD	Long	5652	4.52110011        GBP
Ordinary NPV	CFD	Long	1369	4.52582176771366        GBP
Ordinary NPV	CFD	Long	112681	4.52559473203113        GBP
Ordinary NPV	CFD	Long	43513	4.52559464987475        GBP
Ordinary NPV	CFD	Long	4026	4.54852735        GBP
Ordinary NPV	CFD	Long	45240	4.483823        GBP
Ordinary NPV	CFD	Long	15584	4.535483        GBP
Ordinary NPV	CFD	Long	238109	4.54745579        GBP
Ordinary NPV	CFD	Long	71979	4.52305955        GBP
Ordinary NPV	CFD	Long	32911	4.536267        GBP
Ordinary NPV	CFD	Long	7519	4.538444        GBP
Ordinary NPV	CFD	Long	319	4.44968652        GBP
Ordinary NPV	CFD	Long	89247	4.52650005042186        GBP
Ordinary NPV	CFD	Long	34650	4.52650014430014        GBP
Ordinary NPV	CFD	Long	220058	4.52754411        GBP
Ordinary NPV	CFD	Long	400000	4.58012088        GBP
Ordinary NPV	CFD	Long	200000	4.57788375        GBP
Ordinary NPV	CFD	Long	140374	4.580291        GBP
Ordinary NPV	CFD	Long	7391	4.53        GBP
Ordinary NPV	CFD	Long	32512	4.52625        GBP
Ordinary NPV	CFD	Long	98367	4.53024998220948        GBP
Ordinary NPV	CFD	Long	31675	4.45567915307024        GBP
Ordinary NPV	CFD	Long	40557	4.456834        GBP
Ordinary NPV	CFD	Long	16852	4.454418        GBP
Ordinary NPV	CFD	Long	13810	4.455861        GBP
Ordinary NPV	CFD	Long	5567	4.451265        GBP
Ordinary NPV	CFD	Long	773	4.452159        GBP
Ordinary NPV	CFD	Long	3413	4.467053        GBP
Ordinary NPV	CFD	Long	374906	4.434602        GBP
Ordinary NPV	CFD	Long	224519	4.452626        GBP
Ordinary NPV	CFD	Long	65972	4.453708        GBP
Ordinary NPV	CFD	Long	219790	4.50621306867191        GBP
Ordinary NPV	CFD	Long	489254	4.51194235        GBP
Ordinary NPV	CFD	Long	417283	4.50621308866798        GBP
Ordinary NPV	CFD	Long	134	4.58701492537313        GBP
Ordinary NPV	CFD	Long	36	4.46361111111111        GBP
Ordinary NPV	CFD	Long	5	4.49        GBP
Ordinary NPV	CFD	Long	605	4.54712396694215        GBP
Ordinary NPV	CFD	Long	189	4.46624338624339        GBP
Ordinary NPV	CFD	Long	1552	4.54711984536082        GBP
Ordinary NPV	CFD	Long	545	4.46625688073394        GBP
Ordinary NPV	CFD	Long	390	4.587        GBP
Ordinary NPV	CFD	Long	58123	4.52749975        GBP
Ordinary NPV	CFD	Long	2364	4.5250005        GBP
Ordinary NPV	CFD	Long	24231	4.52669967        GBP
Ordinary NPV	CFD	Long	181411	4.546142        GBP
Ordinary NPV	CFD	Long	158	4.564        GBP
Ordinary NPV	CFD	Long	117	4.56825        GBP
Ordinary NPV	CFD	Long	211	4.578        GBP
Ordinary NPV	CFD	Long	94	4.5755        GBP
Ordinary NPV	CFD	Long	4509	4.5515        GBP
Ordinary NPV	CFD	Long	11883	4.5345        GBP
Ordinary NPV	CFD	Long	2334	4.53625        GBP
Ordinary NPV	CFD	Long	100	4.5605        GBP
Ordinary NPV	CFD	Long	135	4.5205        GBP
Ordinary NPV	CFD	Long	926	4.5435        GBP
Ordinary NPV	CFD	Long	374604	100.27437307        ZAR
Ordinary NPV	CFD	Long	161546	4.45277252        GBP
Ordinary NPV	CFD	Long	63	4.48793650793651        GBP
Ordinary NPV	CFD	Long	8	4.46375        GBP
Ordinary NPV	CFD	Long	370	4.54710810810811        GBP
Ordinary NPV	CFD	Long	60000	4.447032        GBP
Ordinary NPV	CFD	Long	87	4.46344827586207        GBP
Ordinary NPV	CFD	Long	1562	4.54711907810499        GBP
Ordinary NPV	CFD	Long	484	4.46626033057851        GBP
Ordinary NPV	CFD	Long	344	4.58700581395349        GBP
Ordinary NPV	CFD	Long	139	4.46352517985612        GBP
Ordinary NPV	CFD	Long	48	4.48791666666667        GBP
Ordinary NPV	CFD	Long	3211	4.54711927748365        GBP
Ordinary NPV	CFD	Long	529	4.5869943289225        GBP
Ordinary NPV	CFD	Long	153	4.58699346405229        GBP
Ordinary NPV	CFD	Long	62	4.46354838709677        GBP
Ordinary NPV	CFD	Long	11	4.48818181818182        GBP
Ordinary NPV	CFD	Long	851	4.54712103407756        GBP
Ordinary NPV	CFD	Long	4	4.4875        GBP
Ordinary NPV	CFD	Long	3388	4.54711924439197        GBP
Ordinary NPV	CFD	Long	1050	4.46624761904762        GBP
Ordinary NPV	CFD	Long	746	4.58699731903485        GBP
Ordinary NPV	CFD	Long	251	4.46350597609562        GBP
Ordinary NPV	CFD	Long	221770	4.520167        GBP
Ordinary NPV	CFD	Long	115	100.7948        ZAR
Ordinary NPV	CFD	Long	8362	4.5236756462298        GBP
Ordinary NPV	CFD	Short	16479	4.48825011        GBP
Ordinary NPV	CFD	Short	100588	4.52677158        GBP
Ordinary NPV	CFD	Short	11525	4.51756614        GBP
Ordinary NPV	CFD	Short	6579	4.52530072        GBP
Ordinary NPV	CFD	Short	6564	4.49997734        GBP
Ordinary NPV	CFD	Short	18317	4.483778        GBP
Ordinary NPV	CFD	Short	3319	4.54197349        GBP
Ordinary NPV	CFD	Short	12415	4.52432944019331        GBP
Ordinary NPV	CFD	Short	6830	4.48555929721816        GBP
Ordinary NPV	CFD	Short	3652757	4.5019        GBP
Ordinary NPV	CFD	Short	12194	4.5228        GBP
Ordinary NPV	CFD	Short	331	4.516003        GBP
Ordinary NPV	CFD	Short	115	100.7948        ZAR
Ordinary NPV	CFD	Short	185602	101.99952404        ZAR
Ordinary NPV	CFD	Short	374604	100.27437307        ZAR
Ordinary NPV	CFD	Short	241076	99.6872547760728        ZAR
Ordinary NPV	CFD	Short	457693	99.6872510860771        ZAR
Ordinary NPV	CFD	Short	190	100.746307        ZAR
Ordinary NPV	CFD	Short	41482	100.665607        ZAR
Ordinary NPV	CFD	Short	163317	4.559653        GBP
Ordinary NPV	CFD	Short	158423	4.47610915        GBP
Ordinary NPV	CFD	Short	65486	4.497486        GBP
Ordinary NPV	CFD	Short	3185	4.54875        GBP
Ordinary NPV	CFD	Short	1604	4.54810474        GBP
Ordinary NPV	CFD	Short	88446	4.520228        GBP
Ordinary NPV	CFD	Short	5740	4.54197386759582        GBP
Ordinary NPV	CFD	Short	615	4.5189593495935        GBP
Ordinary NPV	CFD	Short	168000	4.4692192343        GBP
Ordinary NPV	CFD	Short	172971	4.47465332108978        GBP
Ordinary NPV	CFD	Short	136036	4.52700175246096        GBP
Ordinary NPV	CFD	Short	267298	4.47462263092129        GBP
Ordinary NPV	CFD	Short	211195	4.536781741992        GBP
Ordinary NPV	CFD	Short	51295	4.53024992689346        GBP
Ordinary NPV	CFD	Short	15205	4.5262499177902        GBP
Ordinary NPV	CFD	Short	7391	4.53        GBP
Ordinary NPV	CFD	Short	760630	4.51002524        GBP
Ordinary NPV	CFD	Short	150000	4.5166274        GBP
Ordinary NPV	CFD	Short	263622	4.49843769        GBP
Ordinary NPV	CFD	Short	100000	4.534763        GBP
Ordinary NPV	CFD	Short	100000	4.544364        GBP
Ordinary NPV	CFD	Short	100000	4.53878        GBP
Ordinary NPV	CFD	Short	200000	4.55364        GBP
Ordinary NPV	CFD	Short	200000	4.462604        GBP
Ordinary NPV	CFD	Short	200000	4.44396835        GBP
Ordinary NPV	CFD	Short	14783	4.533758        GBP
Ordinary NPV	CFD	Short	471871	4.52627        GBP
Ordinary NPV	CFD	Short	168769	4.420295        GBP
Ordinary NPV	CFD	Short	109360	4.521001        GBP
Ordinary NPV	CFD	Short	10153	4.537864        GBP
Ordinary NPV	CFD	Short	2074	4.516545        GBP
Ordinary NPV	CFD	Short	34517	4.53025002172842        GBP
Ordinary NPV	CFD	Short	13585	4.52625027603975        GBP
Ordinary NPV	CFD	Short	12555	4.53025009956193        GBP
Ordinary NPV	CFD	Short	3722	4.52624932831811        GBP
Ordinary NPV	CFD	Short	7779	100.57933668        ZAR
Ordinary NPV	CFD	Short	484720	100.94809775        ZAR
Ordinary NPV	CFD	Short	60000	4.47531        GBP
Ordinary NPV	CFD	Short	37064	100.665627        ZAR
Ordinary NPV	CFD	Short	18980	100.72        ZAR
Ordinary NPV	CFD	Short	102	100.5023        ZAR
Ordinary NPV	CFD	Short	48713	100.59757847        ZAR
Ordinary NPV	CFD	Short	41892	4.5167        GBP
Ordinary NPV	CFD	Short	164598	6.05703001        USD
Ordinary NPV	CFD	Short	229752	4.5265        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 January 2026
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END