Director/PDMR Shareholding

RNS Number : 2398L

General Electric Company

29 April 2020

 

SEC Form 4

FORM 4  UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Check this box if no longer subject to Section 16. Form  4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * Holston Michael J

2. Issuer Name andTicker or  TradingSymbol GENERAL ELECTRIC CO   [ GE  ]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X  Officer (give title   below) Senior Vice President

10% Owner Other (specify below)

(Last)  (First)

(Middle)

3. Date of Earliest Transaction (Month/Day/Year) 04/24/2020

GENERAL ELECTRIC COMPANY

6. Individual or Joint/Group Filing (Check Applicable Line) X  Form filed by One ReportingPerson Form filed by More than One Reporting Person

5 NECCO ST

4. If Amendment, Date of Original Filed (Month/Day/Year)

(Street)

BOSTON  MA

02210

(City)  (State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/Year)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

04/24/2020

M

35,338

A

$ 0

103,128

D

Common Stock

04/24/2020

F

15,708

D

$ 6.42

87,420

D

Common Stock

04/24/2020

M

86,698

A

$ 0

174,118

D

Common Stock

04/24/2020

F

38,538

D

$ 6.42

135,580

D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and5)

6. Date Exercisable and Expiration Date (Month/Day/Year)

7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)

8. Price of Derivative Security (Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Units

(1)

04/24/2020

M

35,338

04/24/2020

04/24/2020

Common Stock

35,338

$ 0

35,338

D

Restricted Stock Units

(1)

04/24/2020

M

86,698

04/24/2020

04/24/2020

Common Stock

86,698

$ 0

86,699

D

Explanation of Responses:

1. 1 for 1

Remarks:

Brian Sandstrom on behalf of Michael Holston 04/28/2020

** Signature of  Reporting Person  Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).  Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

END

 

 

DSHEAALPAANEEAA