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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
Regal Petroleum PLC |
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2. Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
ü |
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An acquisition or disposal of financial instruments which may result in the |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Pope Asset Management, LLC |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
18 February 2011 |
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6. Date on which issuer notified: |
18 February 2011 |
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7. Threshold(s) that is/are crossed or |
12% |
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8. Notified details: |
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A: Voting Rights Attached to Shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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37,297,779 |
37,297,779 |
38,223,968 |
38,223,968 |
N/A |
11.08 |
N/A |
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B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ Conversion Period/ Date |
Number of voting |
% of voting |
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Total (A+B) |
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Number of voting rights |
% of voting rights |
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38,223,968 |
12.01% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
David Hill |
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15. Contact telephone number: |
+1 901-763-4001 |
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