Holding(s) in Company

RNS Number : 6582G

Dunedin Income Growth Inv Tst PLC

23 November 2015

 

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES (i)

1.      Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:  (ii)

Dunedin Income Growth Investment Trust PLC

2.      Reason for the notification (please state Yes/No):

An acquisition or disposal of voting rights: n/a

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: n/a

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: n/a

An event changing the breakdown of voting rights: n/a

Other:  Take-on of New Funds

3.      Full name of person(s) subject to the notification obligation: (iii)

Aviva plc & its subsidiaries

4.      Full name of shareholder(s) (if different from 3): (iv)

Registered Holder:

Available on Request                                     207,529*

State Street Nominees Limited                    4,786,962

*denotes direct interest

5.      Date of the transaction and date on which the threshold is crossed or reached: (v)

19 November 2015

6.      Date on which issuer notified:

23 November 2015

7.      Threshold(s) that is/are crossed or reached: (vi, vii)

<3% to 3% at Direct Interest Level

8.      Notified details:

A:     Voting rights attached to shares (viii, ix)

Situation previous to the Triggering transaction
Class/type of shares if possible using the ISIN CODE	Number of shares	Number of voting rights
Ordinary Shares GB0003406096	No previous	No previous

Resulting situation after the triggering transaction (vii)

Class/type of shares if possible using the ISIN CODE	Number of shares	Number of voting rights		% of voting rights (x)
	Direct	Direct	Indirect (xi)	Direct	Indirect
Ordinary 25p GB0003406096	4,994,491	4,994,491	Not disclosable	3.31%	Not disclosable

B:     Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument	Expiration Date (xiii)	Exercise/ Conversion Period/ Date (xiv)	Number of voting rights that may be acquired if the instrument is exercised/ converted.	% of voting rights
n/a	n/a	n/a	n/a	n/a

C:     Financial Instruments with similar economic effect to Qualifying Financial Instruments (xv, xvi)

Resulting situation after the triggering transaction
Type of financial instrument	Exercise price	Expiration date	Exercise/ Conversion period	Number of voting rights instrument refers to	% of voting rights (xix, xx)
n/a	n/a	n/a	n/a	n/a	Nominal	Delta
					-	-

Total (A+B+C)

Number of voting rights	% of voting rights
4,994,491	3.31%

9.     Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

The voting rights are managed and controlled by Aviva Investors Global Services Limited and Friends Provident International Limited, with the following chain of controlled undertakings:-

Aviva Investors Global Services Limited:

•      Aviva plc (Parent Company)

•      Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)

•      Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited)

•      Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)

Friends Provident International Limited:

•      Aviva plc (Parent Company)

•      Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)

•      Aviva Life Holdings UK Limited (wholly owned subsidiary of Aviva Group Holdings Limited)

•      Friends Life FPG Limited (wholly owned subsidiary of Aviva Life Holdings UK Limited)

•      Friends Life FPL Limited (wholly owned subsidiary of Friends Life FPG Limited)

•      Friends Life Limited (wholly owned subsidiary of Friends Life FPL Limited)

•      Friends Life and Pensions Limited (wholly owned subsidiary of Friends Life Limited)

•      Friends Provident International Limited (wholly owned subsidiary of Friends Life and Pensions Limited)

Proxy Voting:

10.    Name of the proxy holder:

See section 4

11.    Number of voting rights proxy holder will cease to hold:

n/a

12.    Date on which proxy holder will cease to hold voting rights:

n/a

13.    Additional information:

Figures are based on a total number of voting rights of 151,006,187

14.    Contact name:

Gordon Hay Smith

15.    Contact telephone number:

0131 528 4287

 

END

 

 

HOLEASFDAEXSFFF