Form 8.5 EPT/Non RI SCHRODERS PLC

Barclays PLC

14 August 2026

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				SCHRODERS PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				SCHRODERS PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				13 Aug 2026
(e)	In addition to the company in 1(b) above, is the exempt principal				NO
	trader making disclosures in respect of any other party to the offer?
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				20p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			39,065,571	2.43%	2,943,331	0.18%
(2)	Cash-settled derivatives:
	and/or controlled:			1,787,732	0.11%	36,958,500	2.29%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			40,853,303	2.54%	39,901,831	2.48%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
20p ordinary		Purchase		499,224		5.8403  GBP	5.8260  GBP
20p ordinary		Sale		254,725		5.8406  GBP	5.8250  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
20p ordinary		SWAP		Decreasing Long		3,801	5.8348  GBP
20p ordinary		SWAP		Decreasing Long		1,003	5.8348  GBP
20p ordinary		SWAP		Decreasing Short		920	5.8303  GBP
20p ordinary		SWAP		Decreasing Short		1,779	5.8400  GBP
20p ordinary		SWAP		Opening Short		1,779	5.8400  GBP
20p ordinary		SWAP		Increasing Long		7,719	5.8353  GBP
20p ordinary		SWAP		Decreasing Short		459	5.8292  GBP
20p ordinary		SWAP		Decreasing Short		2,014	5.8292  GBP
20p ordinary		SWAP		Increasing Short		35,255	5.8354  GBP
20p ordinary		SWAP		Increasing Short		3,734	5.8308  GBP
20p ordinary		SWAP		Decreasing Short		352	5.8388  GBP
20p ordinary		SWAP		Decreasing Short		8	5.8500  GBP
20p ordinary		SWAP		Decreasing Short		2,017	5.8495  GBP
20p ordinary		SWAP		Increasing Short		7,667	5.8402  GBP
20p ordinary		SWAP		Increasing Long		14,058	5.8397  GBP
20p ordinary		SWAP		Decreasing Short		853	5.8392  GBP
20p ordinary		SWAP		Opening Short		18	5.8400  GBP
20p ordinary		SWAP		Increasing Short		3,107	5.8363  GBP
20p ordinary		SWAP		Increasing Short		1,154	5.8363  GBP
20p ordinary		CFD		Decreasing Short		53,897	5.8307  GBP
20p ordinary		SWAP		Increasing Short		29,346	5.8298  GBP
20p ordinary		SWAP		Closing Short		329	5.8400  GBP
20p ordinary		SWAP		Increasing Long		3,296	5.8400  GBP
20p ordinary		SWAP		Increasing Short		2,731	5.8400  GBP
20p ordinary		SWAP		Increasing Short		13,111	5.8403  GBP
20p ordinary		SWAP		Increasing Long		266	5.8300  GBP
20p ordinary		SWAP		Decreasing Short		12,487	5.8275  GBP
20p ordinary		SWAP		Decreasing Long		15,932	5.8287  GBP
20p ordinary		SWAP		Decreasing Short		26,446	5.8252  GBP
20p ordinary		SWAP		Decreasing Long		8,831	5.8400  GBP
20p ordinary		SWAP		Increasing Short		3,840	5.8382  GBP
20p ordinary		SWAP		Decreasing Long		2,869	5.8266  GBP
20p ordinary		SWAP		Increasing Short		4,419	5.8336  GBP
20p ordinary		SWAP		Decreasing Long		11,832	5.8400  GBP
20p ordinary		SWAP		Decreasing Short		13,092	5.8300  GBP
20p ordinary		SWAP		Decreasing Long		12,128	5.8260  GBP
20p ordinary		SWAP		Decreasing Short		2,630	5.8289  GBP
20p ordinary		SWAP		Closing Long		8,040	5.8400  GBP
20p ordinary		SWAP		Increasing Short		250,000	5.8279  GBP
20p ordinary		SWAP		Increasing Long		28,602	5.8400  GBP
20p ordinary		SWAP		Increasing Short		1,217	5.8380  GBP
20p ordinary		SWAP		Decreasing Short		5,342	5.8300  GBP
20p ordinary		SWAP		Increasing Long		81	5.8348  GBP
20p ordinary		SWAP		Decreasing Short		251	5.8400  GBP
20p ordinary		SWAP		Decreasing Long		384	5.8330  GBP
20p ordinary		SWAP		Decreasing Short		8,059	5.8327  GBP
20p ordinary		SWAP		Increasing Short		2,305	5.8371  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				14 Aug 2026
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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