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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
28 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,113,387 |
1.75% |
2,662,848 |
2.20% |
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(2) |
Cash-settled derivatives: |
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2,428,853 |
2.01% |
1,093,398 |
0.90% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,542,240 |
3.75% |
3,756,246 |
3.10% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
80,058 |
3.1004 GBP |
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0.01p ordinary |
Purchase |
59,953 |
3.1192 GBP |
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0.01p ordinary |
Purchase |
48,185 |
3.0415 GBP |
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0.01p ordinary |
Purchase |
36,317 |
3.0700 GBP |
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0.01p ordinary |
Purchase |
20,800 |
3.0777 GBP |
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0.01p ordinary |
Purchase |
17,070 |
3.0591 GBP |
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0.01p ordinary |
Purchase |
17,000 |
3.0341 GBP |
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0.01p ordinary |
Purchase |
14,154 |
3.1295 GBP |
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0.01p ordinary |
Purchase |
10,000 |
3.0300 GBP |
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0.01p ordinary |
Purchase |
9,381 |
3.0521 GBP |
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0.01p ordinary |
Purchase |
6,810 |
3.0221 GBP |
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0.01p ordinary |
Purchase |
6,606 |
3.0836 GBP |
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0.01p ordinary |
Purchase |
6,133 |
3.0900 GBP |
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0.01p ordinary |
Purchase |
5,028 |
3.0850 GBP |
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0.01p ordinary |
Purchase |
4,845 |
3.0571 GBP |
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0.01p ordinary |
Purchase |
2,991 |
3.1100 GBP |
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0.01p ordinary |
Purchase |
2,622 |
3.0988 GBP |
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0.01p ordinary |
Purchase |
2,387 |
3.1750 GBP |
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0.01p ordinary |
Purchase |
1,595 |
3.0040 GBP |
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0.01p ordinary |
Purchase |
1,557 |
3.0223 GBP |
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0.01p ordinary |
Purchase |
1,428 |
3.0100 GBP |
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0.01p ordinary |
Purchase |
1,207 |
3.1116 GBP |
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0.01p ordinary |
Purchase |
1,066 |
2.9924 GBP |
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0.01p ordinary |
Purchase |
465 |
3.0699 GBP |
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0.01p ordinary |
Purchase |
95 |
3.1150 GBP |
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0.01p ordinary |
Purchase |
57 |
3.1000 GBP |
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0.01p ordinary |
Purchase |
48 |
3.0150 GBP |
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0.01p ordinary |
Purchase |
44 |
3.0950 GBP |
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0.01p ordinary |
Purchase |
36 |
3.1050 GBP |
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0.01p ordinary |
Purchase |
36 |
3.1250 GBP |
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0.01p ordinary |
Purchase |
27 |
3.0800 GBP |
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0.01p ordinary |
Purchase |
27 |
3.0200 GBP |
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0.01p ordinary |
Purchase |
15 |
3.0411 GBP |
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0.01p ordinary |
Purchase |
14 |
3.0750 GBP |
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0.01p ordinary |
Purchase |
10 |
3.0250 GBP |
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0.01p ordinary |
Sale |
99,099 |
3.0705 GBP |
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0.01p ordinary |
Sale |
44,626 |
3.0419 GBP |
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0.01p ordinary |
Sale |
43,139 |
3.0700 GBP |
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0.01p ordinary |
Sale |
33,193 |
3.0885 GBP |
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0.01p ordinary |
Sale |
31,931 |
3.0534 GBP |
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0.01p ordinary |
Sale |
21,180 |
3.0596 GBP |
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0.01p ordinary |
Sale |
17,574 |
3.0771 GBP |
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0.01p ordinary |
Sale |
13,771 |
3.0706 GBP |
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0.01p ordinary |
Sale |
12,582 |
3.0983 GBP |
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0.01p ordinary |
Sale |
11,809 |
3.0858 GBP |
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0.01p ordinary |
Sale |
11,250 |
3.0136 GBP |
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0.01p ordinary |
Sale |
10,600 |
3.0458 GBP |
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0.01p ordinary |
Sale |
9,000 |
3.0816 GBP |
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0.01p ordinary |
Sale |
6,764 |
3.0815 GBP |
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0.01p ordinary |
Sale |
5,028 |
3.0850 GBP |
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0.01p ordinary |
Sale |
4,050 |
3.0913 GBP |
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0.01p ordinary |
Sale |
4,044 |
3.0950 GBP |
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0.01p ordinary |
Sale |
2,387 |
3.1750 GBP |
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0.01p ordinary |
Sale |
1,803 |
3.0732 GBP |
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0.01p ordinary |
Sale |
1,663 |
3.0807 GBP |
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0.01p ordinary |
Sale |
1,429 |
3.0782 GBP |
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0.01p ordinary |
Sale |
1,428 |
3.0100 GBP |
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0.01p ordinary |
Sale |
1,313 |
3.0128 GBP |
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0.01p ordinary |
Sale |
1,265 |
3.0769 GBP |
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0.01p ordinary |
Sale |
970 |
3.0953 GBP |
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0.01p ordinary |
Sale |
815 |
3.0908 GBP |
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0.01p ordinary |
Sale |
674 |
3.1050 GBP |
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0.01p ordinary |
Sale |
587 |
3.0859 GBP |
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0.01p ordinary |
Sale |
358 |
3.0499 GBP |
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0.01p ordinary |
Sale |
342 |
3.0825 GBP |
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0.01p ordinary |
Sale |
198 |
3.0900 GBP |
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0.01p ordinary |
Sale |
72 |
3.1150 GBP |
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0.01p ordinary |
Sale |
57 |
3.1000 GBP |
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0.01p ordinary |
Sale |
48 |
3.0150 GBP |
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0.01p ordinary |
Sale |
42 |
3.0253 GBP |
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0.01p ordinary |
Sale |
36 |
3.1250 GBP |
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0.01p ordinary |
Sale |
27 |
3.0800 GBP |
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0.01p ordinary |
Sale |
27 |
3.0200 GBP |
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0.01p ordinary |
Sale |
15 |
3.0414 GBP |
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0.01p ordinary |
Sale |
14 |
3.0750 GBP |
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0.01p ordinary |
Sale |
10 |
3.0250 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Increasing Long |
11,250 |
3.0136 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
43,700 |
3.0410 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
129 |
3.0455 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
358 |
3.0499 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
31,931 |
3.0534 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
346 |
3.0554 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
21,180 |
3.0596 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,599 |
3.0672 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
10,132 |
3.0699 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
11,733 |
3.0700 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,803 |
3.0732 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
40,319 |
3.0744 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,970 |
3.0755 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,771 |
3.0790 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,418 |
3.0817 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,329 |
3.0831 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
136 |
3.0848 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,700 |
3.0851 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
13,000 |
3.0854 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
901 |
3.0861 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
283 |
3.1036 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
68,500 |
3.0246 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
3,148 |
3.0351 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
9,381 |
3.0521 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,660 |
3.0701 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
49 |
3.0781 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,697 |
3.0978 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,715 |
3.1107 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
59,953 |
3.1192 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
11,767 |
3.1202 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,313 |
3.0128 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
10,600 |
3.0458 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
4,702 |
3.0460 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
996 |
3.0699 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
40,402 |
3.0700 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
17,574 |
3.0771 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
11,809 |
3.0858 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
33,193 |
3.0885 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
19,225 |
3.1150 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
17,070 |
3.0591 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
465 |
3.0699 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
15,342 |
3.0700 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
6,606 |
3.0835 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
19,225 |
3.1150 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
23 |
3.1152 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
2,387 |
3.1750 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
29 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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