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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
02 Feb 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,109,306 |
1.74% |
2,930,976 |
2.42% |
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(2) |
Cash-settled derivatives: |
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2,687,906 |
2.22% |
1,085,737 |
0.90% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,797,212 |
3.96% |
4,016,713 |
3.32% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
184,811 |
2.9100 GBP |
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0.01p ordinary |
Purchase |
71,735 |
2.9055 GBP |
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0.01p ordinary |
Purchase |
56,075 |
2.9099 GBP |
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0.01p ordinary |
Purchase |
44,376 |
2.8759 GBP |
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0.01p ordinary |
Purchase |
35,478 |
2.8613 GBP |
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0.01p ordinary |
Purchase |
27,689 |
2.8630 GBP |
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0.01p ordinary |
Purchase |
25,959 |
2.8624 GBP |
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0.01p ordinary |
Purchase |
24,877 |
2.8781 GBP |
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0.01p ordinary |
Purchase |
22,992 |
2.9097 GBP |
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0.01p ordinary |
Purchase |
21,227 |
2.8915 GBP |
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0.01p ordinary |
Purchase |
2,151 |
2.8400 GBP |
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0.01p ordinary |
Purchase |
1,000 |
2.7650 GBP |
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0.01p ordinary |
Purchase |
731 |
2.8770 GBP |
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0.01p ordinary |
Purchase |
641 |
2.8300 GBP |
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0.01p ordinary |
Purchase |
468 |
2.8530 GBP |
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0.01p ordinary |
Purchase |
328 |
2.8550 GBP |
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0.01p ordinary |
Purchase |
182 |
2.8650 GBP |
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0.01p ordinary |
Purchase |
171 |
2.8850 GBP |
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0.01p ordinary |
Purchase |
154 |
2.9202 GBP |
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0.01p ordinary |
Purchase |
120 |
2.8350 GBP |
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0.01p ordinary |
Purchase |
59 |
2.9250 GBP |
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0.01p ordinary |
Purchase |
57 |
2.8750 GBP |
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0.01p ordinary |
Purchase |
9 |
2.9050 GBP |
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0.01p ordinary |
Purchase |
7 |
2.9300 GBP |
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0.01p ordinary |
Purchase |
2 |
2.9350 GBP |
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0.01p ordinary |
Sale |
360,368 |
2.8860 GBP |
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0.01p ordinary |
Sale |
112,784 |
2.9100 GBP |
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0.01p ordinary |
Sale |
91,808 |
2.8512 GBP |
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0.01p ordinary |
Sale |
81,317 |
2.8856 GBP |
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0.01p ordinary |
Sale |
74,812 |
2.8317 GBP |
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0.01p ordinary |
Sale |
73,575 |
2.9050 GBP |
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0.01p ordinary |
Sale |
46,770 |
2.8880 GBP |
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0.01p ordinary |
Sale |
41,528 |
2.9099 GBP |
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0.01p ordinary |
Sale |
37,184 |
2.8665 GBP |
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0.01p ordinary |
Sale |
35,195 |
2.8590 GBP |
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0.01p ordinary |
Sale |
22,500 |
2.8894 GBP |
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0.01p ordinary |
Sale |
17,363 |
2.8437 GBP |
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0.01p ordinary |
Sale |
12,000 |
2.8842 GBP |
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0.01p ordinary |
Sale |
11,910 |
2.8142 GBP |
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0.01p ordinary |
Sale |
11,192 |
2.8904 GBP |
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0.01p ordinary |
Sale |
10,040 |
2.8760 GBP |
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0.01p ordinary |
Sale |
6,000 |
2.8900 GBP |
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0.01p ordinary |
Sale |
5,490 |
2.8878 GBP |
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0.01p ordinary |
Sale |
4,894 |
2.8837 GBP |
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0.01p ordinary |
Sale |
4,480 |
2.8735 GBP |
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0.01p ordinary |
Sale |
4,248 |
2.8646 GBP |
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0.01p ordinary |
Sale |
2,701 |
2.8832 GBP |
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0.01p ordinary |
Sale |
2,164 |
2.9133 GBP |
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0.01p ordinary |
Sale |
1,789 |
2.9238 GBP |
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0.01p ordinary |
Sale |
1,700 |
2.8369 GBP |
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0.01p ordinary |
Sale |
906 |
2.8690 GBP |
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0.01p ordinary |
Sale |
626 |
2.8800 GBP |
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0.01p ordinary |
Sale |
182 |
2.8650 GBP |
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0.01p ordinary |
Sale |
171 |
2.8850 GBP |
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0.01p ordinary |
Sale |
59 |
2.9250 GBP |
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0.01p ordinary |
Sale |
40 |
2.7650 GBP |
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0.01p ordinary |
Sale |
7 |
2.9300 GBP |
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0.01p ordinary |
Sale |
2 |
2.9350 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Increasing Long |
74,812 |
2.8317 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,700 |
2.8369 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
90,935 |
2.8450 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,782 |
2.8474 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
87,026 |
2.8514 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
226 |
2.8556 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,605 |
2.8634 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,248 |
2.8646 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
37,184 |
2.8665 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,091 |
2.8683 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
330 |
2.8755 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
12,000 |
2.8842 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
69,294 |
2.8856 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
22,500 |
2.8894 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
106,284 |
2.8925 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,790 |
2.9058 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
156 |
2.9094 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
41,528 |
2.9099 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
114,001 |
2.9100 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,941 |
2.9131 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
5,981 |
2.9134 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,789 |
2.9238 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
641 |
2.8300 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
120 |
2.8350 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
328 |
2.8550 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
35,478 |
2.8613 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
27,689 |
2.8630 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
38 |
2.8880 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
101 |
2.8886 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
14,397 |
2.8900 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
44 |
2.8953 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
19 |
2.8965 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,916 |
2.9021 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
79,191 |
2.9100 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
14,677 |
2.9101 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
11,910 |
2.8142 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
17,363 |
2.8437 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
8,330 |
2.8554 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
35,195 |
2.8590 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
10,040 |
2.8760 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
81,317 |
2.8856 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
9,463 |
2.8950 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
73,216 |
2.9050 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
914 |
2.8483 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
25,959 |
2.8624 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
44,376 |
2.8759 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
731 |
2.8770 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
24,877 |
2.8781 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
9,463 |
2.8950 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
38,267 |
2.9099 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
57,884 |
2.9100 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
154 |
2.9202 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
03 Feb 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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