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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
29 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,060,515 |
1.70% |
2,686,469 |
2.22% |
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(2) |
Cash-settled derivatives: |
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2,452,182 |
2.02% |
1,040,955 |
0.86% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,512,697 |
3.73% |
3,727,424 |
3.08% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
19,895 |
3.0612 GBP |
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0.01p ordinary |
Purchase |
12,832 |
3.0742 GBP |
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0.01p ordinary |
Purchase |
10,865 |
3.0463 GBP |
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0.01p ordinary |
Purchase |
10,230 |
3.0700 GBP |
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0.01p ordinary |
Purchase |
10,067 |
3.0576 GBP |
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0.01p ordinary |
Purchase |
7,402 |
3.0193 GBP |
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0.01p ordinary |
Purchase |
6,571 |
3.0227 GBP |
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0.01p ordinary |
Purchase |
6,324 |
3.0304 GBP |
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0.01p ordinary |
Purchase |
2,569 |
3.0865 GBP |
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0.01p ordinary |
Purchase |
2,354 |
3.0200 GBP |
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0.01p ordinary |
Purchase |
2,143 |
3.0500 GBP |
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0.01p ordinary |
Purchase |
1,845 |
3.0840 GBP |
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0.01p ordinary |
Purchase |
1,593 |
3.0461 GBP |
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0.01p ordinary |
Purchase |
1,171 |
3.0563 GBP |
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0.01p ordinary |
Purchase |
830 |
3.1050 GBP |
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0.01p ordinary |
Purchase |
739 |
3.0550 GBP |
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0.01p ordinary |
Purchase |
509 |
3.0850 GBP |
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0.01p ordinary |
Purchase |
467 |
3.0450 GBP |
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0.01p ordinary |
Purchase |
457 |
3.0449 GBP |
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0.01p ordinary |
Purchase |
376 |
3.0900 GBP |
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0.01p ordinary |
Purchase |
266 |
3.0600 GBP |
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0.01p ordinary |
Purchase |
258 |
3.0544 GBP |
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0.01p ordinary |
Purchase |
192 |
3.0400 GBP |
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0.01p ordinary |
Purchase |
191 |
3.0800 GBP |
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0.01p ordinary |
Purchase |
110 |
3.0650 GBP |
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0.01p ordinary |
Purchase |
19 |
3.0300 GBP |
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0.01p ordinary |
Purchase |
6 |
3.0250 GBP |
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0.01p ordinary |
Purchase |
1 |
3.0274 GBP |
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0.01p ordinary |
Purchase |
1 |
3.0350 GBP |
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0.01p ordinary |
Sale |
32,473 |
3.0454 GBP |
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0.01p ordinary |
Sale |
32,247 |
3.0739 GBP |
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0.01p ordinary |
Sale |
18,249 |
3.0564 GBP |
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0.01p ordinary |
Sale |
17,999 |
3.0529 GBP |
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0.01p ordinary |
Sale |
15,190 |
3.0241 GBP |
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0.01p ordinary |
Sale |
8,342 |
3.0738 GBP |
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0.01p ordinary |
Sale |
7,909 |
3.0281 GBP |
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0.01p ordinary |
Sale |
7,474 |
3.0693 GBP |
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0.01p ordinary |
Sale |
6,571 |
3.0580 GBP |
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0.01p ordinary |
Sale |
5,192 |
3.0400 GBP |
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0.01p ordinary |
Sale |
4,500 |
3.0524 GBP |
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0.01p ordinary |
Sale |
2,304 |
3.0200 GBP |
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0.01p ordinary |
Sale |
2,300 |
3.0331 GBP |
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0.01p ordinary |
Sale |
2,152 |
3.1130 GBP |
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0.01p ordinary |
Sale |
1,498 |
3.0402 GBP |
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0.01p ordinary |
Sale |
1,445 |
3.0584 GBP |
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0.01p ordinary |
Sale |
1,160 |
3.0499 GBP |
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0.01p ordinary |
Sale |
1,119 |
3.0583 GBP |
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0.01p ordinary |
Sale |
1,022 |
3.0500 GBP |
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0.01p ordinary |
Sale |
996 |
3.0600 GBP |
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0.01p ordinary |
Sale |
977 |
3.0612 GBP |
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0.01p ordinary |
Sale |
830 |
3.1050 GBP |
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0.01p ordinary |
Sale |
775 |
3.0708 GBP |
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0.01p ordinary |
Sale |
717 |
3.0597 GBP |
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0.01p ordinary |
Sale |
711 |
3.0900 GBP |
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0.01p ordinary |
Sale |
521 |
3.0450 GBP |
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0.01p ordinary |
Sale |
483 |
3.0455 GBP |
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0.01p ordinary |
Sale |
439 |
3.0599 GBP |
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0.01p ordinary |
Sale |
276 |
3.0565 GBP |
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0.01p ordinary |
Sale |
269 |
3.0550 GBP |
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0.01p ordinary |
Sale |
230 |
3.0700 GBP |
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0.01p ordinary |
Sale |
191 |
3.0800 GBP |
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0.01p ordinary |
Sale |
110 |
3.0650 GBP |
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0.01p ordinary |
Sale |
79 |
3.0850 GBP |
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0.01p ordinary |
Sale |
19 |
3.0300 GBP |
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0.01p ordinary |
Sale |
6 |
3.0250 GBP |
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0.01p ordinary |
Sale |
1 |
3.0350 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Increasing Long |
3,360 |
3.0200 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,300 |
3.0331 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,271 |
3.0356 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,498 |
3.0402 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
12,717 |
3.0454 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
23,000 |
3.0498 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,160 |
3.0499 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,689 |
3.0541 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
153 |
3.0580 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
6,865 |
3.0604 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4 |
3.0625 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,153 |
3.0641 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
95 |
3.0643 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
22 |
3.0650 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
891 |
3.0690 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
7,474 |
3.0693 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,300 |
3.0698 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
8,342 |
3.0738 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
17 |
3.0200 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
4,181 |
3.0201 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,593 |
3.0461 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,093 |
3.0500 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
10,067 |
3.0576 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
312 |
3.0600 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
10,000 |
3.0703 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,845 |
3.0840 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
430 |
3.0850 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,257 |
3.0901 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,070 |
3.0200 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
7,909 |
3.0281 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
10,028 |
3.0550 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
4,008 |
3.0576 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,119 |
3.0583 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
8,822 |
3.0600 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
1,683 |
3.0686 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
30 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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