|
FORM 8.3 |
|||||||
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
|
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
|
MORE |
|||||||
|
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
|
1. |
KEY INFORMATION |
||||||
|
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||
|
(b) |
Owner or controller of interest and short |
|
|||||
|
|
positions disclosed, if different from 1(a): |
||||||
|
(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
|||||
|
|
relevant securities this form relates: |
||||||
|
(d) |
If an exempt fund manager connected with an |
|
|||||
|
|
offeror/offeree, state this and specify identity of |
||||||
|
|
offeror/offeree: |
||||||
|
(e) |
Date position held/dealing undertaken: |
23 Jan 2026 |
|||||
|
(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
|
|
|||
|
|
disclosures in respect of any other party to the offer? |
|
|
||||
|
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
|
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
|
to which the disclosure relates following the dealing(if any) |
|
|||||
|
Class of relevant security: |
0.01p ordinary |
||||||
|
|
Interests |
Short Positions |
|||||
|
|
Number |
(%) |
Number |
(%) |
|||
|
(1) |
Relevant securities owned |
|
|
|
|
||
|
|
and/or controlled: |
|
|
2,482,788 |
2.05% |
2,519,557 |
2.08% |
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
|
|
2,296,453 |
1.90% |
1,543,857 |
1.27% |
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
|
and agreements to purchase/sell: |
|
|
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
4,779,241 |
3.95% |
4,063,414 |
3.36% |
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
|
options) |
|
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
|
|||
|
which subscription right exists |
|
|
|
|
|||
|
Details, including nature of the rights |
|
|
|
|
|||
|
concerned and relevant percentages: |
|
|
|
|
|||
|
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
||||||
|
(a) |
Purchases and sales |
|
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
|
security |
|
securities |
|
||||
|
0.01p ordinary |
Purchase |
57,434 |
3.3300 GBP |
||||
|
0.01p ordinary |
Purchase |
34,200 |
3.3338 GBP |
||||
|
0.01p ordinary |
Purchase |
16,919 |
3.3310 GBP |
||||
|
0.01p ordinary |
Purchase |
13,968 |
3.3182 GBP |
||||
|
0.01p ordinary |
Purchase |
6,172 |
3.3639 GBP |
||||
|
0.01p ordinary |
Purchase |
5,000 |
3.3025 GBP |
||||
|
0.01p ordinary |
Purchase |
3,809 |
3.3216 GBP |
||||
|
0.01p ordinary |
Purchase |
3,660 |
3.3615 GBP |
||||
|
0.01p ordinary |
Purchase |
3,348 |
3.3490 GBP |
||||
|
0.01p ordinary |
Purchase |
3,072 |
3.3625 GBP |
||||
|
0.01p ordinary |
Purchase |
2,471 |
3.3700 GBP |
||||
|
0.01p ordinary |
Purchase |
1,745 |
3.3483 GBP |
||||
|
0.01p ordinary |
Purchase |
1,156 |
3.2639 GBP |
||||
|
0.01p ordinary |
Purchase |
960 |
3.2600 GBP |
||||
|
0.01p ordinary |
Purchase |
848 |
3.3578 GBP |
||||
|
0.01p ordinary |
Purchase |
770 |
3.3529 GBP |
||||
|
0.01p ordinary |
Purchase |
769 |
3.3800 GBP |
||||
|
0.01p ordinary |
Purchase |
738 |
3.3500 GBP |
||||
|
0.01p ordinary |
Purchase |
696 |
3.3550 GBP |
||||
|
0.01p ordinary |
Purchase |
500 |
3.3475 GBP |
||||
|
0.01p ordinary |
Purchase |
487 |
3.3825 GBP |
||||
|
0.01p ordinary |
Purchase |
480 |
3.3377 GBP |
||||
|
0.01p ordinary |
Purchase |
475 |
3.3650 GBP |
||||
|
0.01p ordinary |
Purchase |
416 |
3.2819 GBP |
||||
|
0.01p ordinary |
Purchase |
405 |
3.3450 GBP |
||||
|
0.01p ordinary |
Purchase |
282 |
3.3200 GBP |
||||
|
0.01p ordinary |
Purchase |
233 |
3.3350 GBP |
||||
|
0.01p ordinary |
Purchase |
194 |
3.3600 GBP |
||||
|
0.01p ordinary |
Purchase |
171 |
3.3850 GBP |
||||
|
0.01p ordinary |
Purchase |
113 |
3.3750 GBP |
||||
|
0.01p ordinary |
Purchase |
101 |
3.3400 GBP |
||||
|
0.01p ordinary |
Purchase |
70 |
3.3285 GBP |
||||
|
0.01p ordinary |
Purchase |
52 |
3.3648 GBP |
||||
|
0.01p ordinary |
Purchase |
33 |
3.3050 GBP |
||||
|
0.01p ordinary |
Purchase |
1 |
3.3525 GBP |
||||
|
0.01p ordinary |
Purchase |
1 |
3.3499 GBP |
||||
|
0.01p ordinary |
Sale |
55,432 |
3.3321 GBP |
||||
|
0.01p ordinary |
Sale |
24,119 |
3.3300 GBP |
||||
|
0.01p ordinary |
Sale |
23,655 |
3.3459 GBP |
||||
|
0.01p ordinary |
Sale |
22,253 |
3.3541 GBP |
||||
|
0.01p ordinary |
Sale |
13,356 |
3.3567 GBP |
||||
|
0.01p ordinary |
Sale |
13,074 |
3.3330 GBP |
||||
|
0.01p ordinary |
Sale |
12,164 |
3.3403 GBP |
||||
|
0.01p ordinary |
Sale |
10,017 |
3.3399 GBP |
||||
|
0.01p ordinary |
Sale |
9,442 |
3.3346 GBP |
||||
|
0.01p ordinary |
Sale |
8,920 |
3.3248 GBP |
||||
|
0.01p ordinary |
Sale |
5,458 |
3.3600 GBP |
||||
|
0.01p ordinary |
Sale |
4,050 |
3.3543 GBP |
||||
|
0.01p ordinary |
Sale |
3,258 |
3.2815 GBP |
||||
|
0.01p ordinary |
Sale |
2,922 |
3.3561 GBP |
||||
|
0.01p ordinary |
Sale |
1,984 |
3.3554 GBP |
||||
|
0.01p ordinary |
Sale |
1,779 |
3.3218 GBP |
||||
|
0.01p ordinary |
Sale |
1,390 |
3.3800 GBP |
||||
|
0.01p ordinary |
Sale |
1,347 |
3.3443 GBP |
||||
|
0.01p ordinary |
Sale |
1,253 |
3.3540 GBP |
||||
|
0.01p ordinary |
Sale |
872 |
3.3446 GBP |
||||
|
0.01p ordinary |
Sale |
858 |
3.3437 GBP |
||||
|
0.01p ordinary |
Sale |
795 |
3.3650 GBP |
||||
|
0.01p ordinary |
Sale |
738 |
3.3500 GBP |
||||
|
0.01p ordinary |
Sale |
696 |
3.3550 GBP |
||||
|
0.01p ordinary |
Sale |
518 |
3.3700 GBP |
||||
|
0.01p ordinary |
Sale |
500 |
3.3475 GBP |
||||
|
0.01p ordinary |
Sale |
427 |
3.3549 GBP |
||||
|
0.01p ordinary |
Sale |
405 |
3.3450 GBP |
||||
|
0.01p ordinary |
Sale |
282 |
3.3200 GBP |
||||
|
0.01p ordinary |
Sale |
233 |
3.3350 GBP |
||||
|
0.01p ordinary |
Sale |
171 |
3.3850 GBP |
||||
|
0.01p ordinary |
Sale |
113 |
3.3750 GBP |
||||
|
0.01p ordinary |
Sale |
101 |
3.3400 GBP |
||||
|
0.01p ordinary |
Sale |
49 |
3.3000 GBP |
||||
|
0.01p ordinary |
Sale |
33 |
3.3050 GBP |
||||
|
0.01p ordinary |
Sale |
1 |
3.3701 GBP |
||||
|
0.01p ordinary |
Sale |
1 |
3.3528 GBP |
||||
|
0.01p ordinary |
Sale |
1 |
3.3553 GBP |
||||
|
|
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
|
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
|
relevant |
description |
|
reference |
unit |
|||
|
security |
|
|
securities |
|
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
2,310 |
3.3536 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
3,218 |
3.3490 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
914 |
3.2899 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
235 |
3.2977 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
115 |
3.3051 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
1,866 |
3.3236 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
18 |
3.3298 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
1,655 |
3.3300 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
1,996 |
3.3322 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
13,074 |
3.3330 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
23,128 |
3.3348 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
524 |
3.3389 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
10,017 |
3.3399 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
984 |
3.3437 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
384 |
3.3444 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
71 |
3.3447 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
23,655 |
3.3459 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
144 |
3.3506 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
1,100 |
3.3522 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
412 |
3.3545 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
427 |
3.3549 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
2,922 |
3.3561 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
11,360 |
3.3611 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
621 |
3.3800 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
15,000 |
3.2994 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
41,206 |
3.3300 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
5,849 |
3.3301 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
864 |
3.3500 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
6,172 |
3.3639 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
1,844 |
3.3645 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
1,335 |
3.3668 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
1,953 |
3.3700 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Short |
7,530 |
3.3300 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Short |
4,880 |
3.3350 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Short |
858 |
3.3437 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Short |
872 |
3.3446 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Short |
4,075 |
3.3598 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Short |
6,470 |
3.3600 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Short |
23,274 |
3.3700 GBP |
|||
|
0.01p ordinary |
CFD |
Increasing Short |
70 |
3.3285 GBP |
|||
|
0.01p ordinary |
CFD |
Increasing Short |
11,505 |
3.3300 GBP |
|||
|
|
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
|
(i) |
Writing, selling, purchasing or varying |
|
|||||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
|
option |
|
|
|
per unit |
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercise |
|
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
|
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
security |
|
|
applicable) |
||||
|
|
|
|
|
||||
|
4. |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
|
|||||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
|
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
|
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
|
NONE |
|||||||
|
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
|
the person making the disclosure and any other person relating to: |
|
|
|||||
|
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
|
any derivative is referenced: |
|
|
|
|
|
|
|
|
NONE |
|||||||
|
(c) |
Attachments |
|
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
|
Date of disclosure: |
26 Jan 2026 |
||||||
|
Contact name: |
Large Holdings Regulatory Operations |
||||||
|
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|