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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
22 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,528,840 |
2.06% |
2,504,691 |
2.04% |
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(2) |
Cash-settled derivatives: |
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2,288,700 |
1.86% |
1,592,979 |
1.30% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,817,540 |
3.92% |
4,097,670 |
3.34% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
59,730 |
3.2650 GBP |
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0.01p ordinary |
Purchase |
23,678 |
3.3054 GBP |
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0.01p ordinary |
Purchase |
21,380 |
3.3198 GBP |
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0.01p ordinary |
Purchase |
20,999 |
3.3395 GBP |
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0.01p ordinary |
Purchase |
19,358 |
3.4127 GBP |
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0.01p ordinary |
Purchase |
10,087 |
3.4200 GBP |
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0.01p ordinary |
Purchase |
9,615 |
3.4633 GBP |
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0.01p ordinary |
Purchase |
9,046 |
3.3380 GBP |
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0.01p ordinary |
Purchase |
7,800 |
3.2859 GBP |
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0.01p ordinary |
Purchase |
4,300 |
3.4454 GBP |
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0.01p ordinary |
Purchase |
4,081 |
3.4406 GBP |
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0.01p ordinary |
Purchase |
3,327 |
3.2867 GBP |
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0.01p ordinary |
Purchase |
2,665 |
3.3094 GBP |
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0.01p ordinary |
Purchase |
2,389 |
3.3139 GBP |
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0.01p ordinary |
Purchase |
2,288 |
3.3200 GBP |
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0.01p ordinary |
Purchase |
1,663 |
3.2861 GBP |
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0.01p ordinary |
Purchase |
1,117 |
3.3558 GBP |
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0.01p ordinary |
Purchase |
993 |
3.3100 GBP |
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0.01p ordinary |
Purchase |
731 |
3.2950 GBP |
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0.01p ordinary |
Purchase |
721 |
3.3000 GBP |
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0.01p ordinary |
Purchase |
666 |
3.3143 GBP |
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0.01p ordinary |
Purchase |
638 |
3.3050 GBP |
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0.01p ordinary |
Purchase |
469 |
3.2946 GBP |
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0.01p ordinary |
Purchase |
373 |
3.2925 GBP |
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0.01p ordinary |
Purchase |
323 |
3.2975 GBP |
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0.01p ordinary |
Purchase |
259 |
3.4700 GBP |
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0.01p ordinary |
Purchase |
219 |
3.2900 GBP |
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0.01p ordinary |
Purchase |
195 |
3.3400 GBP |
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0.01p ordinary |
Purchase |
186 |
3.4400 GBP |
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0.01p ordinary |
Purchase |
176 |
3.3800 GBP |
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0.01p ordinary |
Purchase |
122 |
3.2850 GBP |
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0.01p ordinary |
Purchase |
106 |
3.4450 GBP |
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0.01p ordinary |
Purchase |
95 |
3.3025 GBP |
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0.01p ordinary |
Purchase |
93 |
3.3950 GBP |
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0.01p ordinary |
Purchase |
88 |
3.3450 GBP |
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0.01p ordinary |
Purchase |
84 |
3.3150 GBP |
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0.01p ordinary |
Purchase |
82 |
3.4250 GBP |
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0.01p ordinary |
Purchase |
34 |
3.4650 GBP |
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0.01p ordinary |
Purchase |
26 |
3.4750 GBP |
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0.01p ordinary |
Purchase |
26 |
3.3850 GBP |
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0.01p ordinary |
Sale |
120,223 |
3.2650 GBP |
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0.01p ordinary |
Sale |
49,155 |
3.3391 GBP |
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0.01p ordinary |
Sale |
47,286 |
3.3041 GBP |
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0.01p ordinary |
Sale |
34,819 |
3.3429 GBP |
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0.01p ordinary |
Sale |
24,217 |
3.3798 GBP |
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0.01p ordinary |
Sale |
22,500 |
3.4318 GBP |
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0.01p ordinary |
Sale |
21,303 |
3.3762 GBP |
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0.01p ordinary |
Sale |
20,073 |
3.2667 GBP |
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0.01p ordinary |
Sale |
16,413 |
3.3664 GBP |
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0.01p ordinary |
Sale |
10,689 |
3.4039 GBP |
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0.01p ordinary |
Sale |
9,050 |
3.4200 GBP |
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0.01p ordinary |
Sale |
8,572 |
3.2904 GBP |
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0.01p ordinary |
Sale |
5,859 |
3.2656 GBP |
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0.01p ordinary |
Sale |
3,952 |
3.3765 GBP |
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0.01p ordinary |
Sale |
3,098 |
3.3967 GBP |
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0.01p ordinary |
Sale |
2,007 |
3.3712 GBP |
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0.01p ordinary |
Sale |
1,834 |
3.3025 GBP |
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0.01p ordinary |
Sale |
1,370 |
3.2950 GBP |
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0.01p ordinary |
Sale |
1,241 |
3.3177 GBP |
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0.01p ordinary |
Sale |
1,137 |
3.3785 GBP |
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0.01p ordinary |
Sale |
1,045 |
3.3000 GBP |
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0.01p ordinary |
Sale |
954 |
3.3342 GBP |
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0.01p ordinary |
Sale |
753 |
3.3100 GBP |
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0.01p ordinary |
Sale |
686 |
3.3075 GBP |
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0.01p ordinary |
Sale |
638 |
3.3050 GBP |
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0.01p ordinary |
Sale |
456 |
3.2900 GBP |
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0.01p ordinary |
Sale |
410 |
3.4649 GBP |
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0.01p ordinary |
Sale |
376 |
3.3200 GBP |
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0.01p ordinary |
Sale |
373 |
3.2925 GBP |
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0.01p ordinary |
Sale |
323 |
3.2975 GBP |
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0.01p ordinary |
Sale |
282 |
3.4700 GBP |
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0.01p ordinary |
Sale |
195 |
3.3400 GBP |
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0.01p ordinary |
Sale |
186 |
3.4400 GBP |
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0.01p ordinary |
Sale |
176 |
3.3800 GBP |
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0.01p ordinary |
Sale |
122 |
3.2850 GBP |
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0.01p ordinary |
Sale |
106 |
3.4450 GBP |
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0.01p ordinary |
Sale |
93 |
3.3950 GBP |
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0.01p ordinary |
Sale |
88 |
3.3450 GBP |
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0.01p ordinary |
Sale |
84 |
3.3150 GBP |
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0.01p ordinary |
Sale |
82 |
3.4250 GBP |
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0.01p ordinary |
Sale |
34 |
3.4650 GBP |
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0.01p ordinary |
Sale |
26 |
3.3850 GBP |
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0.01p ordinary |
Sale |
26 |
3.4750 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Increasing Long |
4,576 |
3.3452 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
3,135 |
3.3450 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
81,098 |
3.2650 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
905 |
3.3056 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
16,560 |
3.3116 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
49,155 |
3.3391 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
645 |
3.3442 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
7,051 |
3.3479 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,222 |
3.3625 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
195 |
3.3631 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
80 |
3.3674 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,664 |
3.3681 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
240 |
3.3729 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
21,303 |
3.3762 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,137 |
3.3785 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
98 |
3.3787 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
23,664 |
3.3789 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
3,098 |
3.3967 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
553 |
3.4199 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
22,500 |
3.4318 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
400 |
3.4447 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,000 |
3.4596 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
209 |
3.4600 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,309 |
3.2650 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
4,548 |
3.2651 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
6,075 |
3.2701 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
6,705 |
3.2703 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,787 |
3.3022 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,213 |
3.3025 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
9,046 |
3.3380 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
20,999 |
3.3395 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,357 |
3.3477 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
23,000 |
3.3777 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
18,502 |
3.4125 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
856 |
3.4176 GBP |
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0.01p ordinary |
CFD |
Decreasing Short |
1,949 |
3.2650 GBP |
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0.01p ordinary |
CFD |
Decreasing Short |
20,073 |
3.2667 GBP |
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0.01p ordinary |
CFD |
Decreasing Short |
273 |
3.2950 GBP |
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0.01p ordinary |
CFD |
Decreasing Short |
26,575 |
3.3000 GBP |
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0.01p ordinary |
CFD |
Decreasing Short |
3 |
3.3333 GBP |
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0.01p ordinary |
CFD |
Decreasing Short |
1,982 |
3.3542 GBP |
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0.01p ordinary |
CFD |
Decreasing Short |
8,963 |
3.4200 GBP |
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0.01p ordinary |
CFD |
Increasing Short |
105 |
3.2900 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
23 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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