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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
19 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,442,468 |
1.99% |
2,239,891 |
1.82% |
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(2) |
Cash-settled derivatives: |
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2,038,635 |
1.66% |
1,513,253 |
1.23% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,481,103 |
3.65% |
3,753,144 |
3.06% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
442,874 |
3.4700 GBP |
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0.01p ordinary |
Purchase |
51,419 |
3.5350 GBP |
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0.01p ordinary |
Purchase |
23,866 |
3.4982 GBP |
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0.01p ordinary |
Purchase |
23,766 |
3.4956 GBP |
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0.01p ordinary |
Purchase |
23,165 |
3.4827 GBP |
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0.01p ordinary |
Purchase |
14,318 |
3.4852 GBP |
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0.01p ordinary |
Purchase |
13,634 |
3.5179 GBP |
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0.01p ordinary |
Purchase |
12,791 |
3.5074 GBP |
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0.01p ordinary |
Purchase |
10,123 |
3.5008 GBP |
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0.01p ordinary |
Purchase |
8,471 |
3.5071 GBP |
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0.01p ordinary |
Purchase |
5,893 |
3.5160 GBP |
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0.01p ordinary |
Purchase |
3,752 |
3.4788 GBP |
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0.01p ordinary |
Purchase |
3,247 |
3.5941 GBP |
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0.01p ordinary |
Purchase |
3,060 |
3.5000 GBP |
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0.01p ordinary |
Purchase |
2,927 |
3.5298 GBP |
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0.01p ordinary |
Purchase |
2,695 |
3.4989 GBP |
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0.01p ordinary |
Purchase |
2,333 |
3.5123 GBP |
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0.01p ordinary |
Purchase |
2,236 |
3.5058 GBP |
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0.01p ordinary |
Purchase |
2,151 |
3.5003 GBP |
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0.01p ordinary |
Purchase |
2,000 |
3.4950 GBP |
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0.01p ordinary |
Purchase |
1,118 |
3.5259 GBP |
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0.01p ordinary |
Purchase |
310 |
3.5300 GBP |
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0.01p ordinary |
Purchase |
189 |
3.5426 GBP |
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0.01p ordinary |
Purchase |
60 |
3.5705 GBP |
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0.01p ordinary |
Purchase |
20 |
3.5250 GBP |
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0.01p ordinary |
Purchase |
16 |
3.5400 GBP |
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0.01p ordinary |
Purchase |
15 |
3.4650 GBP |
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0.01p ordinary |
Purchase |
13 |
3.4900 GBP |
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0.01p ordinary |
Purchase |
10 |
3.5200 GBP |
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0.01p ordinary |
Purchase |
10 |
3.5500 GBP |
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0.01p ordinary |
Purchase |
7 |
3.4800 GBP |
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0.01p ordinary |
Purchase |
7 |
3.5550 GBP |
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0.01p ordinary |
Purchase |
7 |
3.4850 GBP |
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0.01p ordinary |
Purchase |
6 |
3.5050 GBP |
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0.01p ordinary |
Sale |
90,563 |
3.4700 GBP |
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0.01p ordinary |
Sale |
51,270 |
3.4865 GBP |
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0.01p ordinary |
Sale |
45,063 |
3.5201 GBP |
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0.01p ordinary |
Sale |
35,943 |
3.5187 GBP |
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0.01p ordinary |
Sale |
25,874 |
3.4982 GBP |
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0.01p ordinary |
Sale |
22,500 |
3.4772 GBP |
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0.01p ordinary |
Sale |
17,758 |
3.5116 GBP |
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0.01p ordinary |
Sale |
17,053 |
3.5870 GBP |
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0.01p ordinary |
Sale |
15,306 |
3.5174 GBP |
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0.01p ordinary |
Sale |
14,318 |
3.4852 GBP |
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0.01p ordinary |
Sale |
13,686 |
3.5226 GBP |
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0.01p ordinary |
Sale |
10,238 |
3.5144 GBP |
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0.01p ordinary |
Sale |
7,621 |
3.5001 GBP |
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0.01p ordinary |
Sale |
5,010 |
3.5288 GBP |
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0.01p ordinary |
Sale |
5,000 |
3.5522 GBP |
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0.01p ordinary |
Sale |
4,432 |
3.5149 GBP |
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0.01p ordinary |
Sale |
4,211 |
3.5004 GBP |
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0.01p ordinary |
Sale |
4,069 |
3.5090 GBP |
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0.01p ordinary |
Sale |
3,698 |
3.4992 GBP |
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0.01p ordinary |
Sale |
3,074 |
3.5127 GBP |
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0.01p ordinary |
Sale |
2,907 |
3.5105 GBP |
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0.01p ordinary |
Sale |
2,621 |
3.5355 GBP |
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0.01p ordinary |
Sale |
1,876 |
3.5000 GBP |
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0.01p ordinary |
Sale |
1,799 |
3.5195 GBP |
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0.01p ordinary |
Sale |
1,635 |
3.5108 GBP |
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0.01p ordinary |
Sale |
1,551 |
3.5450 GBP |
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0.01p ordinary |
Sale |
1,115 |
3.5260 GBP |
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0.01p ordinary |
Sale |
1,102 |
3.5254 GBP |
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0.01p ordinary |
Sale |
1,030 |
3.5245 GBP |
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0.01p ordinary |
Sale |
797 |
3.4938 GBP |
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0.01p ordinary |
Sale |
743 |
3.4707 GBP |
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0.01p ordinary |
Sale |
352 |
3.5150 GBP |
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0.01p ordinary |
Sale |
332 |
3.5500 GBP |
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0.01p ordinary |
Sale |
327 |
3.4850 GBP |
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0.01p ordinary |
Sale |
326 |
3.5050 GBP |
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0.01p ordinary |
Sale |
243 |
3.5300 GBP |
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0.01p ordinary |
Sale |
236 |
3.5301 GBP |
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0.01p ordinary |
Sale |
55 |
3.5100 GBP |
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0.01p ordinary |
Sale |
20 |
3.5250 GBP |
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0.01p ordinary |
Sale |
16 |
3.5400 GBP |
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0.01p ordinary |
Sale |
15 |
3.4650 GBP |
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0.01p ordinary |
Sale |
13 |
3.4900 GBP |
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0.01p ordinary |
Sale |
10 |
3.5200 GBP |
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0.01p ordinary |
Sale |
7 |
3.5550 GBP |
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0.01p ordinary |
Sale |
7 |
3.5350 GBP |
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0.01p ordinary |
Sale |
7 |
3.4800 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Increasing Long |
4,064 |
3.5042 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
36,684 |
3.4700 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
22,500 |
3.4772 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
43,337 |
3.4812 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,544 |
3.4904 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,200 |
3.4949 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
226 |
3.5051 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,069 |
3.5090 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
174 |
3.5091 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
837 |
3.5108 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,432 |
3.5149 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
15,306 |
3.5174 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
45,063 |
3.5201 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
14,142 |
3.5216 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
50 |
3.5222 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
3,411 |
3.5257 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,452 |
3.5400 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
17,053 |
3.5874 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
400,006 |
3.4700 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,492 |
3.4701 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
7,174 |
3.4703 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
3,752 |
3.4788 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
364 |
3.4852 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
32,123 |
3.5008 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
48 |
3.5034 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
122 |
3.5041 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
12,791 |
3.5074 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
67 |
3.5300 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
11,479 |
3.4700 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1 |
3.4900 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
25,874 |
3.4982 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
4,211 |
3.5004 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
17,758 |
3.5116 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
4,683 |
3.5175 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
35,943 |
3.5187 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
655 |
3.5226 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,405 |
3.5299 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,760 |
3.5350 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
14,318 |
3.4852 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
23,766 |
3.4956 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
1,309 |
3.5239 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
2,927 |
3.5298 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
53,172 |
3.5350 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
189 |
3.5426 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
60 |
3.5705 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
3,247 |
3.5941 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
20 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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