Form8.5(EPT/NON-RI)ALPHAWAVE IP GROUP PLC Replace

Barclays PLC

09 April 2025

 

FORM 8.5 (EPT/NON-RI)
This form replaces RNS number 7378D published at 11:38 on 04/04/2025, changes made to section 2a
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose			ALPHAWAVE IP GROUP PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt			ALPHAWAVE IP GROUP PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:			03-Apr-25
(e)	In addition to the company in 1(b) above, is the exempt principal			YES:
	trader making disclosures in respect of any other party to the offer?			QUALCOMM INCORPORATED
2	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,114,678	0.67%	14,629,850	1.93%
(2) Cash-settled derivatives:				13,265,481	1.75%	4,659,239	0.62%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
				18,380,159	2.42%	19,289,089	2.55%
TOTAL:
Class of relevant security:				Senior unsecured convertible bond XS2962835257
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,200,000	2.13%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
				3,200,000	2.13%	0	0.00%
TOTAL:
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant	Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security		securities	paid/received	paid/received
1p ordinary	Purchase	1121681	1.4100  GBP	1.3340  GBP
1p ordinary	Sale	1352048	1.3921  GBP	1.3339  GBP
Senior unsecured convertible bond	Purchase	2000000	125.5000  USD	125.5000  USD
Senior unsecured convertible bond	Sale	1000000	126.0000  USD	126.0000  USD
(b)	Cash-settled derivative transactions
Class of	Product  description	Nature of dealing	Number of	Price per
relevant			reference	unit
security			securities
1p ordinary	SWAP	Increasing Long	49,695	1.3339  GBP
1p ordinary	SWAP	Increasing Long	854	1.3340  GBP
1p ordinary	SWAP	Increasing Long	11,845	1.3375  GBP
1p ordinary	SWAP	Increasing Long	1,415	1.3467  GBP
1p ordinary	SWAP	Increasing Long	35,518	1.3524  GBP
1p ordinary	SWAP	Increasing Long	22,747	1.3545  GBP
1p ordinary	SWAP	Increasing Long	2,067	1.3561  GBP
1p ordinary	SWAP	Increasing Long	10,156	1.3595  GBP
1p ordinary	SWAP	Increasing Long	17,329	1.3610  GBP
1p ordinary	SWAP	Increasing Long	11,739	1.3629  GBP
1p ordinary	SWAP	Increasing Long	6,384	1.3676  GBP
1p ordinary	SWAP	Increasing Long	2,233	1.3682  GBP
1p ordinary	SWAP	Increasing Long	150,000	1.3713  GBP
1p ordinary	SWAP	Increasing Long	576	1.3720  GBP
1p ordinary	SWAP	Increasing Long	9,704	1.3749  GBP
1p ordinary	SWAP	Decreasing Long	13,092	1.3340  GBP
1p ordinary	SWAP	Decreasing Long	31,301	1.3413  GBP
1p ordinary	SWAP	Decreasing Long	14,535	1.3469  GBP
1p ordinary	SWAP	Decreasing Long	1,580	1.3470  GBP
1p ordinary	SWAP	Decreasing Long	3,046	1.3504  GBP
1p ordinary	SWAP	Decreasing Long	88,935	1.3532  GBP
1p ordinary	SWAP	Decreasing Long	20	1.3564  GBP
1p ordinary	SWAP	Decreasing Long	263	1.3600  GBP
1p ordinary	SWAP	Decreasing Long	154,846	1.3632  GBP
1p ordinary	SWAP	Decreasing Long	17,053	1.3713  GBP
1p ordinary	SWAP	Decreasing Long	12,814	1.3717  GBP
1p ordinary	SWAP	Decreasing Long	135,248	1.3782  GBP
1p ordinary	SWAP	Decreasing Long	20,343	1.3796  GBP
1p ordinary	SWAP	Decreasing Long	14,673	1.3865  GBP
1p ordinary	CFD	Increasing Long	10,359	1.3627  GBP
1p ordinary	CFD	Increasing Long	45,020	1.3703  GBP
1p ordinary	CFD	Decreasing Long	263	1.3809  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant	Product description	Exercising/ exercised against	Number of	Exercise price per
security			securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant	Nature of Dealings	Details	Price per unit (if
security			applicable)
4	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				09-Apr-25
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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