Form 8.5 (EPT/NON-RI) - Alphawave IP Replacement

Barclays PLC

03 April 2025

 

FORM 8.5 (EPT/NON-RI) Amendment - this form replaces RNS number 5591D published at 11:40 on 03/04/2025, changes made to section 2a and 3a
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ALPHAWAVE IP GROUP PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			02 Apr 2025
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  QUALCOMM INCORPORATED
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				6,933,961	0.92%	14,272,620	1.89%
(2) Cash-settled derivatives:				13,268,649	1.75%	4,542,036	0.60%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				20,202,610	2.67%	18,814,656	2.49%
Class of relevant security:				Senior unsecured convertible bond XS2962835257
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				2,200,000	1.46%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				2,200,000	1.46%	0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
1p ordinary	Purchase	1656688	1.3810  GBP	1.3279  GBP
1p ordinary	Sale	1570540	1.3803  GBP	1.3305  GBP
Senior unsecured convertible bond	Purchase	2200000	123.5800  USD	120.7500  USD
Senior unsecured convertible bond	Sale	2000000	123.3750  USD	123.3750  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
1p ordinary	SWAP	Increasing Long	1,057	1.3258  GBP
1p ordinary	SWAP	Increasing Long	30,149	1.3339  GBP
1p ordinary	SWAP	Increasing Long	218	1.3369  GBP
1p ordinary	SWAP	Increasing Long	50,352	1.3393  GBP
1p ordinary	SWAP	Increasing Long	5,233	1.3436  GBP
1p ordinary	SWAP	Increasing Long	48,025	1.3452  GBP
1p ordinary	SWAP	Increasing Long	23,700	1.3465  GBP
1p ordinary	SWAP	Increasing Long	18,381	1.3594  GBP
1p ordinary	SWAP	Increasing Long	23,361	1.3618  GBP
1p ordinary	SWAP	Increasing Long	19,300	1.3649  GBP
1p ordinary	SWAP	Increasing Long	22,034	1.3679  GBP
1p ordinary	SWAP	Increasing Long	42,462	1.3769  GBP
1p ordinary	SWAP	Increasing Long	76,775	1.3770  GBP
1p ordinary	SWAP	Decreasing Long	29	1.3241  GBP
1p ordinary	SWAP	Decreasing Long	424	1.3279  GBP
1p ordinary	SWAP	Decreasing Long	2,210	1.3291  GBP
1p ordinary	SWAP	Decreasing Long	19	1.3370  GBP
1p ordinary	SWAP	Decreasing Long	1,166	1.3386  GBP
1p ordinary	SWAP	Decreasing Long	79	1.3502  GBP
1p ordinary	SWAP	Decreasing Long	5,581	1.3545  GBP
1p ordinary	SWAP	Decreasing Long	320	1.3547  GBP
1p ordinary	SWAP	Decreasing Long	2,269	1.3568  GBP
1p ordinary	SWAP	Decreasing Long	9,087	1.3574  GBP
1p ordinary	SWAP	Decreasing Long	20,753	1.3579  GBP
1p ordinary	SWAP	Decreasing Long	21	1.3647  GBP
1p ordinary	SWAP	Decreasing Long	211,006	1.3660  GBP
1p ordinary	SWAP	Decreasing Long	393	1.3672  GBP
1p ordinary	SWAP	Decreasing Long	61,121	1.3680  GBP
1p ordinary	SWAP	Decreasing Long	47,501	1.3731  GBP
1p ordinary	SWAP	Decreasing Long	65,200	1.3770  GBP
1p ordinary	SWAP	Decreasing Long	8,389	1.3783  GBP
1p ordinary	CFD	Increasing Long	11,865	1.3509  GBP
1p ordinary	CFD	Increasing Long	10,418	1.3596  GBP
1p ordinary	CFD	Increasing Long	4,710	1.3781  GBP
1p ordinary	CFD	Decreasing Long	5,659	1.3654  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				03 Apr 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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