Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC

Barclays PLC

25 April 2025

 

FORM 8.5 (EPT/NON-RI)
Amendment - this form replaces RNS number 8876F published at 11:54 on 23/04/2025 changes made to section and 3A
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ALPHAWAVE IP GROUP PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			22 Apr 2025
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  QUALCOMM INCORPORATED
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,150,648	0.68%	16,679,262	2.19%
(2) Cash-settled derivatives:				14,985,303	1.97%	4,791,978	0.63%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				20,135,951	2.65%	21,471,240	2.82%
Class of relevant security:				Senior unsecured Convertible Bond
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				4,200,000	2.80%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				4,200,000	2.80%	0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
1p ordinary	Purchase	1640925	1.1457  GBP	1.0880  GBP
1p ordinary	Sale	1818709	1.1328  GBP	1.0880  GBP
Senior unsecured Convertible Bond	Purchase	3000000	113.5000  USD	113.2500  USD
Senior unsecured Convertible Bond	Sale	2000000	114.0000  USD	114.0000  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
1p ordinary	SWAP	Increasing Long	4,415	1.0950  GBP
1p ordinary	SWAP	Increasing Long	2,306	1.0999  GBP
1p ordinary	SWAP	Increasing Long	50,587	1.1021  GBP
1p ordinary	SWAP	Increasing Long	23,417	1.1068  GBP
1p ordinary	SWAP	Increasing Long	143,913	1.1070  GBP
1p ordinary	SWAP	Increasing Long	28,155	1.1073  GBP
1p ordinary	SWAP	Increasing Long	17,544	1.1080  GBP
1p ordinary	SWAP	Increasing Long	7,727	1.1118  GBP
1p ordinary	SWAP	Decreasing Long	19,578	1.1009  GBP
1p ordinary	SWAP	Decreasing Long	29,691	1.1015  GBP
1p ordinary	SWAP	Decreasing Long	31,371	1.1062  GBP
1p ordinary	SWAP	Decreasing Long	52,208	1.1070  GBP
1p ordinary	SWAP	Decreasing Long	37,351	1.1071  GBP
1p ordinary	SWAP	Decreasing Long	6,878	1.1079  GBP
1p ordinary	SWAP	Decreasing Long	1,591	1.1085  GBP
1p ordinary	SWAP	Decreasing Long	10,238	1.1086  GBP
1p ordinary	SWAP	Decreasing Long	10,185	1.1089  GBP
1p ordinary	SWAP	Decreasing Long	11,317	1.1093  GBP
1p ordinary	SWAP	Decreasing Long	11,015	1.1096  GBP
1p ordinary	SWAP	Decreasing Long	156,701	1.1102  GBP
1p ordinary	SWAP	Decreasing Long	16,478	1.1107  GBP
1p ordinary	SWAP	Decreasing Long	8,217	1.1115  GBP
1p ordinary	SWAP	Decreasing Long	1,688	1.1136  GBP
1p ordinary	SWAP	Decreasing Long	11	1.1146  GBP
1p ordinary	SWAP	Decreasing Long	6	1.1155  GBP
1p ordinary	SWAP	Decreasing Long	865	1.1191  GBP
1p ordinary	SWAP	Decreasing Long	186	1.1420  GBP
1p ordinary	CFD	Increasing Long	4,239	1.1202  GBP
1p ordinary	CFD	Decreasing Long	19,717	1.1089  GBP
1p ordinary	CFD	Decreasing Long	43,032	1.1107  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				25 Apr 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END