Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC

Barclays PLC

04 April 2025

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ALPHAWAVE IP GROUP PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			03 Apr 2025
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  QUALCOMM INCORPORATED
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				7,060,824	0.93%	14,629,850	1.93%
(2) Cash-settled derivatives:				13,265,481	1.75%	4,659,239	0.62%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				20,326,305	2.69%	19,289,089	2.55%
Class of relevant security:				Senior unsecured convertible bond XS2962835257
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,200,000	2.13%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				3,200,000	2.13%	0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
1p ordinary	Purchase	1121681	1.4100  GBP	1.3340  GBP
1p ordinary	Sale	1352048	1.3921  GBP	1.3339  GBP
Senior unsecured convertible bond	Purchase	2000000	125.5000  USD	125.5000  USD
Senior unsecured convertible bond	Sale	1000000	126.0000  USD	126.0000  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
1p ordinary	SWAP	Increasing Long	49,695	1.3339  GBP
1p ordinary	SWAP	Increasing Long	854	1.3340  GBP
1p ordinary	SWAP	Increasing Long	11,845	1.3375  GBP
1p ordinary	SWAP	Increasing Long	1,415	1.3467  GBP
1p ordinary	SWAP	Increasing Long	35,518	1.3524  GBP
1p ordinary	SWAP	Increasing Long	22,747	1.3545  GBP
1p ordinary	SWAP	Increasing Long	2,067	1.3561  GBP
1p ordinary	SWAP	Increasing Long	10,156	1.3595  GBP
1p ordinary	SWAP	Increasing Long	17,329	1.3610  GBP
1p ordinary	SWAP	Increasing Long	11,739	1.3629  GBP
1p ordinary	SWAP	Increasing Long	6,384	1.3676  GBP
1p ordinary	SWAP	Increasing Long	2,233	1.3682  GBP
1p ordinary	SWAP	Increasing Long	150,000	1.3713  GBP
1p ordinary	SWAP	Increasing Long	576	1.3720  GBP
1p ordinary	SWAP	Increasing Long	9,704	1.3749  GBP
1p ordinary	SWAP	Decreasing Long	13,092	1.3340  GBP
1p ordinary	SWAP	Decreasing Long	31,301	1.3413  GBP
1p ordinary	SWAP	Decreasing Long	14,535	1.3469  GBP
1p ordinary	SWAP	Decreasing Long	1,580	1.3470  GBP
1p ordinary	SWAP	Decreasing Long	3,046	1.3504  GBP
1p ordinary	SWAP	Decreasing Long	88,935	1.3532  GBP
1p ordinary	SWAP	Decreasing Long	20	1.3564  GBP
1p ordinary	SWAP	Decreasing Long	263	1.3600  GBP
1p ordinary	SWAP	Decreasing Long	154,846	1.3632  GBP
1p ordinary	SWAP	Decreasing Long	17,053	1.3713  GBP
1p ordinary	SWAP	Decreasing Long	12,814	1.3717  GBP
1p ordinary	SWAP	Decreasing Long	135,248	1.3782  GBP
1p ordinary	SWAP	Decreasing Long	20,343	1.3796  GBP
1p ordinary	SWAP	Decreasing Long	14,673	1.3865  GBP
1p ordinary	CFD	Increasing Long	10,359	1.3627  GBP
1p ordinary	CFD	Increasing Long	45,020	1.3703  GBP
1p ordinary	CFD	Decreasing Long	263	1.3809  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				04 Apr 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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