Holding(s) in Company
ECR Minerals plc
| For filings with the FCA include the annex | |||||||||||||||||||
| For filings with issuer exclude the annex | |||||||||||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||||||||||
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
ECR Minerals plc |
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| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||||||||
| An acquisition or disposal of voting rights | X | ||||||||||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||||||||||
| An event changing the breakdown of voting rights | |||||||||||||||||||
| Other (please specify): | |||||||||||||||||||
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3. Full name of person(s) subject to the notification obligation: iii |
Stephen Clayson | ||||||||||||||||||
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4. Full name of shareholder(s) (if different from 3.):iv |
JIM Nominees Ltd | ||||||||||||||||||
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
29 November 2016 | ||||||||||||||||||
| 6. Date on which issuer notified: | 1 December 2016 | ||||||||||||||||||
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7. Threshold(s) that is/are crossed or reached: vi, vii |
4% | ||||||||||||||||||
| 8. Notified details: | |||||||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||
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Class/type of shares
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Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||||||||||||||||||
| Direct | Direct xi |
Indirect xii |
Direct | Indirect | |||||||||||||||||||||||||||
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Ordinary Shares |
5,452,482 | 5,452,482 | 5,149,982 | 5,149,982 | 3.99 | ||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
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Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
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Type of financial instrument |
Exercise price | Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||
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Nominal | Delta | |||||||||||||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||
| 5,700,910 | 3.99% | ||||||||||||||||||||||||||||||
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9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
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| Proxy Voting: | |||||
| 10. Name of the proxy holder: | |||||
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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| 14. Contact name: | Stephen Clayson | ||||
| 15. Contact telephone number: | +44 (0)7771 871 847 | ||||
View source version on businesswire.com: http://www.businesswire.com/news/home/20161202005423/en/