Holding(s) in Company
ECR Minerals plc
| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
|
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
ECR Minerals Plc | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | X | ||||
|
An acquisition or disposal of qualifying financial instruments
which may result in the |
|||||
|
An acquisition or disposal of instruments with similar economic
effect to qualifying |
|||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
|
3. Full name of person(s) subject to the notification obligation: iii |
1Yorkville Advisors Global, LLC
2 Yorkville Advisors Global, LP 3 YA Global Master SPV, Ltd. |
||||
|
4. Full name of shareholder(s) (if different from 3.):iv |
Jarvis Investment Management Ltd
(Registered Holder) |
||||
|
5. Date of the transaction and date on which the threshold is crossed or reached: v |
November 10, 2015 | ||||
| 6. Date on which issuer notified: | November 10, 2015 | ||||
|
7. Threshold(s) that is/are crossed or reached: vi, vii |
4.00 % | ||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
|
Class/type of shares
|
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
|
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
|
Ordinary Shares |
0 |
0 |
264,623,917 |
264,623,917 |
4.86% | |||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
|
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
|
Type of financial instrument |
Exercise |
Expiration |
Exercise/ |
Number of voting rights |
% of voting rights xix, xx | |||||||||||
|
|
Nominal | Delta | ||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 264,623,917 | 4.86% | |||||||||||||||
|
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
||
|
Yorkville Advisors Global, LLC is the general partner, and
controlling person, of Yorkville |
||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
|
11. Number of voting rights proxy holder will cease to hold: |
||
|
12. Date on which proxy holder will cease to hold voting rights: |
||
|
13. Additional information: |
||
| 14. Contact name: | Troy Rillo | |
| 15. Contact telephone number: | 001.908.906.5127 | |
View source version on businesswire.com: http://www.businesswire.com/news/home/20151111006557/en/