DISCLOSURE FORM- XL GROUP PLC
BARCLAYS PLC
| DISCLOSURE FORM | Â | Â | Â | Â | Â | Â | Â | ||||||||
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| 1. | KEY INFORMATION | Â | |||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL INC | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | XL GROUP PLC | |||||||||||||
| Â | relevant securities this form relates: | Â | |||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| Â | principal trader is connected | Â | |||||||||||||
| (d) | Date position held/dealing undertaken: | 6 April 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| Â | to which the disclosure relates following the dealing (if any) | Â | Â | Â | |||||||||||
| Class of relevant security: | Â | ORD | |||||||||||||
| Interests | Short Positions | ||||||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 461 | 0.00% | 1,592 | 0.00% | |||||||||||
| Â | Â | Â | Â | Â | Â | ||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 0 | 0.00% | 0 | 0.00% | |||||||||||
| Â | Â | Â | Â | Â | Â | ||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 5,800 | 0.00% | |||||||||||
| Â | Â | Â | Â | Â | Â | ||||||||||
| (4) | |||||||||||||||
| TOTAL: | 461 | 0.00% | 7,392 | 0.00% | |||||||||||
| Â | Â | Â | Â | Â | Â | ||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| Â | options) | ||||||||||||||
| Class of relevant security in relation to | Â | ||||||||||||||
| which subscription right exists | Â | ||||||||||||||
| Details, including nature of the rights | Â | ||||||||||||||
| concerned and relevant percentages: | Â | ||||||||||||||
| 3. | DEALINGS | Â | Â | ||||||||||||
| (a) | Purchases and sales | Â | Â | ||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | Â | securities | Â | ||||||||||||
| ORD | Purchase | 97 | 37.2300 USD | ||||||||||||
| ORD | Purchase | 250 | 37.1980 USD | ||||||||||||
| ORD | Purchase | 274 | 37.2656 USD | ||||||||||||
| ORD | Purchase | 300 | 37.1566 USD | ||||||||||||
| ORD | Purchase | 400 | 37.2747 USD | ||||||||||||
| ORD | Purchase | 440 | 37.2159 USD | ||||||||||||
| ORD | Purchase | 803 | 37.1900 USD | ||||||||||||
| ORD | Purchase | 848 | 37.2005 USD | ||||||||||||
| ORD | Purchase | 954 | 37.2118 USD | ||||||||||||
| ORD | Purchase | 1,500 | 37.1853 USD | ||||||||||||
| ORD | Purchase | 1,900 | 37.1100 USD | ||||||||||||
| ORD | Purchase | 1,900 | 37.1866 USD | ||||||||||||
| ORD | Purchase | 1,910 | 37.0559 USD | ||||||||||||
| ORD | Purchase | 2,000 | 37.1621 USD | ||||||||||||
| ORD | Purchase | 2,608 | 37.2469 USD | ||||||||||||
| ORD | Purchase | 4,600 | 37.2427 USD | ||||||||||||
| ORD | Purchase | 4,700 | 36.9455 USD | ||||||||||||
| ORD | Purchase | 4,930 | 37.2257 USD | ||||||||||||
| ORD | Purchase | 5,932 | 37.3000 USD | ||||||||||||
| ORD | Purchase | 5,973 | 37.2610 USD | ||||||||||||
| ORD | Purchase | 15,781 | 37.0931 USD | ||||||||||||
| ORD | Sale | 30 | 37.2300 USD | ||||||||||||
| ORD | Sale | 50 | 37.2000 USD | ||||||||||||
| ORD | Sale | 100 | 37.2250 USD | ||||||||||||
| ORD | Sale | 100 | 37.3200 USD | ||||||||||||
| ORD | Sale | 143 | 37.2965 USD | ||||||||||||
| ORD | Sale | 200 | 37.2102 USD | ||||||||||||
| ORD | Sale | 223 | 37.2158 USD | ||||||||||||
| ORD | Sale | 224 | 37.2464 USD | ||||||||||||
| ORD | Sale | 300 | 37.2263 USD | ||||||||||||
| ORD | Sale | 314 | 37.1350 USD | ||||||||||||
| ORD | Sale | 400 | 37.2450 USD | ||||||||||||
| ORD | Sale | 400 | 37.2747 USD | ||||||||||||
| ORD | Sale | 424 | 37.2005 USD | ||||||||||||
| ORD | Sale | 566 | 37.2840 USD | ||||||||||||
| ORD | Sale | 698 | 37.2692 USD | ||||||||||||
| ORD | Sale | 700 | 37.1271 USD | ||||||||||||
| ORD | Sale | 800 | 37.2552 USD | ||||||||||||
| ORD | Sale | 848 | 36.9816 USD | ||||||||||||
| ORD | Sale | 900 | 37.2577 USD | ||||||||||||
| ORD | Sale | 1,050 | 37.2566 USD | ||||||||||||
| ORD | Sale | 1,388 | 37.2242 USD | ||||||||||||
| ORD | Sale | 1,700 | 37.1685 USD | ||||||||||||
| ORD | Sale | 1,700 | 37.1988 USD | ||||||||||||
| ORD | Sale | 2,200 | 37.1783 USD | ||||||||||||
| ORD | Sale | 2,900 | 37.2584 USD | ||||||||||||
| ORD | Sale | 3,800 | 37.2401 USD | ||||||||||||
| ORD | Sale | 4,036 | 37.3000 USD | ||||||||||||
| ORD | Sale | 4,500 | 37.2256 USD | ||||||||||||
| ORD | Sale | 5,132 | 37.1728 USD | ||||||||||||
| ORD | Sale | 7,800 | 37.0224 USD | ||||||||||||
| ORD | Sale | 13,197 | 37.0839 USD | ||||||||||||
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| (b) | Derivatives transactions (other than options) | Â | Â | Â | |||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| Â | Â | Â | securities | Â | |||||||||||
| Â | Â | Â | Â | Â | |||||||||||
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| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | Â | Â | Â | Â | Â | Â | ||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| Â | Â | Â | Â | Â | Â | Â | Â | ||||||||
| Â | |||||||||||||||
| (ii) | Exercising | Â | Â | ||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | Â | securities | unit | ||||||||||||
| Â | Â | Â | Â | ||||||||||||
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| (d) | Other dealings (including subscribing for new securities) | Â | |||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | Â | Â | applicable) | ||||||||||||
| Â | Â | Â | Â | ||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 7 Apr 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
| Â | |||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Â | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | BARCLAYS CAPITAL INC | ||||||||||||||
| are being disclosed: | Â | ||||||||||||||
| Name of offeror/offeree in relation to whose | XL GROUP PLC | ||||||||||||||
| relevant securities this from relates: | Â | ||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | Â | Â | Â | Â | Â | |||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||||
| ORD | Put Options | Purchased | -5,800 | 30.0000 | American | 17 Apr 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||