DISCLOSURE FORM - XL GROUP PLC
BARCLAYS PLC
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| DISCLOSURE FORM | |||||||||||||||
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| 1. | KEY INFORMATION | Â | |||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL INC | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose |
XL GROUP PLC |
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| Â | relevant securities this form relates: | Â | |||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| Â | principal trader is connected | Â | |||||||||||||
| (d) | Date position held/dealing undertaken: | 19 March 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| Â | to which the disclosure relates following the dealing (if any) | Â | Â | Â | |||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 668 | 0.00% | 7,738 | 0.00% | |||||||||||
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| (2) | Derivatives (other than | ||||||||||||||
| options): | 0 | 0.00% | 0 | 0.00% | |||||||||||
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| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 5,800 | 0.00% | |||||||||||
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| (4) | |||||||||||||||
| TOTAL: | 668 | 0.00% | 13,538 | 0.01% | |||||||||||
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| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| Â | options) | ||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | Â | ||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | Â | ||||||||||||||
| 3. | DEALINGS | Â | Â | ||||||||||||
| (a) | Purchases and sales | Â | Â | ||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | Â | securities | Â | ||||||||||||
| ORD | Purchase | 29 | 36.7500 USD | ||||||||||||
| ORD | Purchase | 60 | 36.8300 USD | ||||||||||||
| ORD | Purchase | 200 | 36.6350 USD | ||||||||||||
| ORD | Purchase | 200 | 36.8050 USD | ||||||||||||
| ORD | Purchase | 288 | 36.7430 USD | ||||||||||||
| ORD | Purchase | 400 | 36.6925 USD | ||||||||||||
| ORD | Purchase | 400 | 36.7925 USD | ||||||||||||
| ORD | Purchase | 500 | 36.7080 USD | ||||||||||||
| ORD | Purchase | 961 | 36.6939 USD | ||||||||||||
| ORD | Purchase | 1,000 | 36.7600 USD | ||||||||||||
| ORD | Purchase | 1,089 | 36.6978 USD | ||||||||||||
| ORD | Purchase | 1,200 | 36.7225 USD | ||||||||||||
| ORD | Purchase | 1,400 | 36.7064 USD | ||||||||||||
| ORD | Purchase | 1,877 | 36.7046 USD | ||||||||||||
| ORD | Purchase | 4,291 | 36.7224 USD | ||||||||||||
| ORD | Purchase | 12,233 | 36.7232 USD | ||||||||||||
| ORD | Purchase | 14,194 | 36.6876 USD | ||||||||||||
| ORD | Purchase | 14,930 | 36.6500 USD | ||||||||||||
| ORD | Sale | 100 | 36.6900 USD | ||||||||||||
| ORD | Sale | 144 | 36.7430 USD | ||||||||||||
| ORD | Sale | 144 | 36.9000 USD | ||||||||||||
| ORD | Sale | 300 | 36.7500 USD | ||||||||||||
| ORD | Sale | 400 | 36.7200 USD | ||||||||||||
| ORD | Sale | 400 | 36.7599 USD | ||||||||||||
| ORD | Sale | 440 | 36.6654 USD | ||||||||||||
| ORD | Sale | 500 | 36.7080 USD | ||||||||||||
| ORD | Sale | 500 | 36.7600 USD | ||||||||||||
| ORD | Sale | 800 | 36.7037 USD | ||||||||||||
| ORD | Sale | 800 | 36.8400 USD | ||||||||||||
| ORD | Sale | 833 | 36.7353 USD | ||||||||||||
| ORD | Sale | 961 | 36.6939 USD | ||||||||||||
| ORD | Sale | 1,059 | 36.6866 USD | ||||||||||||
| ORD | Sale | 1,113 | 36.7704 USD | ||||||||||||
| ORD | Sale | 1,929 | 36.6515 USD | ||||||||||||
| ORD | Sale | 3,814 | 36.6936 USD | ||||||||||||
| ORD | Sale | 4,499 | 36.7255 USD | ||||||||||||
| ORD | Sale | 5,366 | 36.7247 USD | ||||||||||||
| ORD | Sale | 13,390 | 36.6500 USD | ||||||||||||
| ORD | Sale | 16,243 | 36.6912 USD | ||||||||||||
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| (b) | Derivatives transactions (other than options) | Â | Â | Â | |||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| Â | Â | Â | securities | Â | |||||||||||
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| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | Â | Â | Â | Â | Â | Â | ||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
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| (ii) | Exercising | Â | Â | ||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | Â | securities | unit | ||||||||||||
| Â | Â | Â | Â | ||||||||||||
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| (d) | Other dealings (including subscribing for new securities) | Â | |||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | Â | Â | applicable) | ||||||||||||
| Â | Â | Â | Â | ||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 20 Mar 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
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| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
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| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | BARCLAYS CAPITAL INC | ||||||||||||||
| are being disclosed: | Â | ||||||||||||||
| Name of offeror/offeree in relation to whose | XL GROUP PLC | ||||||||||||||
| relevant securities this from relates: | Â | ||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | Â | Â | Â | Â | Â | |||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||||
| ORD | Put Options | Purchased | -5,800 | 30.0000 | American | 17 Apr 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||