DISCLOSURE FORM - XL GROUP PLC
BARCLAYS PLC
| DISCLOSURE FORMS | Â | Â | Â | Â | Â | Â | Â | ||||||||
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| 1. | KEY INFORMATION | Â | |||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL INC | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose |
XL GROUP PLC |
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| Â | relevant securities this form relates: | Â | |||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| Â | principal trader is connected | Â | |||||||||||||
| (d) | Date position held/dealing undertaken: | 24 April 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| Â | to which the disclosure relates following the dealing (if any) | Â | Â | Â | |||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 85,909 | 0.03% | 13,693 | 0.01% | |||||||||||
| Â | Â | Â | Â | Â | Â | ||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 0 | 0.00% | 0 | 0.00% | |||||||||||
| Â | Â | Â | Â | Â | Â | ||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| Â | Â | Â | Â | Â | Â | ||||||||||
| (4) | |||||||||||||||
| TOTAL: | 85,909 | 0.03% | 13,693 | 0.01% | |||||||||||
| Â | Â | Â | Â | Â | Â | ||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| Â | options) | ||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | Â | ||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | Â | ||||||||||||||
| 3. | DEALINGS | Â | Â | ||||||||||||
| (a) | Purchases and sales | Â | Â | ||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | Â | securities | Â | ||||||||||||
| ORD | Purchase | 50 | 37.8900 USD | ||||||||||||
| ORD | Purchase | 100 | 37.7300 USD | ||||||||||||
| ORD | Purchase | 100 | 37.8000 USD | ||||||||||||
| ORD | Purchase | 200 | 37.7800 USD | ||||||||||||
| ORD | Purchase | 205 | 37.8295 USD | ||||||||||||
| ORD | Purchase | 743 | 37.8094 USD | ||||||||||||
| ORD | Purchase | 834 | 37.7755 USD | ||||||||||||
| ORD | Purchase | 866 | 37.7754 USD | ||||||||||||
| ORD | Purchase | 900 | 37.8033 USD | ||||||||||||
| ORD | Purchase | 900 | 37.8268 USD | ||||||||||||
| ORD | Purchase | 1,000 | 37.8165 USD | ||||||||||||
| ORD | Purchase | 1,553 | 37.6975 USD | ||||||||||||
| ORD | Purchase | 1,600 | 37.8050 USD | ||||||||||||
| ORD | Purchase | 1,650 | 37.8051 USD | ||||||||||||
| ORD | Purchase | 1,755 | 37.7280 USD | ||||||||||||
| ORD | Purchase | 2,766 | 37.8200 USD | ||||||||||||
| ORD | Purchase | 2,900 | 37.8174 USD | ||||||||||||
| ORD | Purchase | 2,900 | 37.8384 USD | ||||||||||||
| ORD | Purchase | 3,300 | 37.8004 USD | ||||||||||||
| ORD | Purchase | 3,400 | 37.6811 USD | ||||||||||||
| ORD | Purchase | 3,400 | 37.8352 USD | ||||||||||||
| ORD | Purchase | 3,973 | 37.7900 USD | ||||||||||||
| ORD | Purchase | 4,305 | 37.8254 USD | ||||||||||||
| ORD | Purchase | 4,800 | 37.8155 USD | ||||||||||||
| ORD | Purchase | 5,500 | 37.7498 USD | ||||||||||||
| ORD | Purchase | 6,468 | 37.8258 USD | ||||||||||||
| ORD | Purchase | 7,114 | 37.7556 USD | ||||||||||||
| ORD | Purchase | 11,496 | 37.8183 USD | ||||||||||||
| ORD | Purchase | 14,307 | 37.8198 USD | ||||||||||||
| ORD | Purchase | 17,500 | 37.7879 USD | ||||||||||||
| ORD | Purchase | 17,502 | 37.8111 USD | ||||||||||||
| ORD | Purchase | 20,000 | 37.8138 USD | ||||||||||||
| ORD | Purchase | 21,400 | 37.8319 USD | ||||||||||||
| ORD | Purchase | 22,400 | 37.8190 USD | ||||||||||||
| ORD | Purchase | 25,636 | 37.7520 USD | ||||||||||||
| ORD | Purchase | 40,700 | 37.8144 USD | ||||||||||||
| ORD | Sale | 50 | 37.8900 USD | ||||||||||||
| ORD | Sale | 100 | 37.8050 USD | ||||||||||||
| ORD | Sale | 100 | 37.9000 USD | ||||||||||||
| ORD | Sale | 152 | 37.7652 USD | ||||||||||||
| ORD | Sale | 232 | 37.7730 USD | ||||||||||||
| ORD | Sale | 432 | 37.8113 USD | ||||||||||||
| ORD | Sale | 500 | 37.7300 USD | ||||||||||||
| ORD | Sale | 753 | 37.7456 USD | ||||||||||||
| ORD | Sale | 773 | 37.7588 USD | ||||||||||||
| ORD | Sale | 850 | 37.7754 USD | ||||||||||||
| ORD | Sale | 900 | 37.8268 USD | ||||||||||||
| ORD | Sale | 1,009 | 37.8280 USD | ||||||||||||
| ORD | Sale | 1,200 | 37.7400 USD | ||||||||||||
| ORD | Sale | 1,398 | 37.7678 USD | ||||||||||||
| ORD | Sale | 1,646 | 37.8225 USD | ||||||||||||
| ORD | Sale | 1,650 | 37.8163 USD | ||||||||||||
| ORD | Sale | 2,127 | 37.7425 USD | ||||||||||||
| ORD | Sale | 3,400 | 37.6811 USD | ||||||||||||
| ORD | Sale | 4,808 | 37.6969 USD | ||||||||||||
| ORD | Sale | 5,400 | 37.7487 USD | ||||||||||||
| ORD | Sale | 16,364 | 37.7900 USD | ||||||||||||
| ORD | Sale | 18,500 | 37.8201 USD | ||||||||||||
| ORD | Sale | 21,400 | 37.7926 USD | ||||||||||||
| ORD | Sale | 24,236 | 37.7579 USD | ||||||||||||
| ORD | Sale | 72,537 | 37.8169 USD | ||||||||||||
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| (b) | Derivatives transactions (other than options) | Â | Â | Â | |||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| Â | Â | Â | securities | Â | |||||||||||
| Â | Â | Â | Â | Â | |||||||||||
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| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | Â | Â | Â | Â | Â | Â | ||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| Â | Â | Â | Â | Â | Â | Â | Â | ||||||||
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| (ii) | Exercising | Â | Â | ||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | Â | securities | unit | ||||||||||||
| Â | Â | Â | Â | ||||||||||||
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| (d) | Other dealings (including subscribing for new securities) | Â | |||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | Â | Â | applicable) | ||||||||||||
| Â | Â | Â | Â | ||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||||||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||||||||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||||||||||
| to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||||||||||
| the exempt principal trader making the disclosure and any other person relating to: | |||||||||||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||||||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||||||||||
| any derivative is referenced: | |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 27 Apr 2015 | ||||||||||||||
| Contact name: | RAJESH MUTHANNA | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||