DISCLOSURE FORM - XL GROUP PLC
BARCLAYS PLC
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| DISCLOSURE FORM | |||||||||||||||
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| 1. | KEY INFORMATION | Â | |||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL INC | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | XL GROUP PLC | |||||||||||||
| Â | relevant securities this form relates: | Â | |||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| Â | principal trader is connected | Â | |||||||||||||
| (d) | Date position held/dealing undertaken: | 2 March 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| Â | to which the disclosure relates following the dealing (if any) | Â | Â | Â | |||||||||||
| Class of relevant security: | Â | ORD | Â | Â | Â | ||||||||||
| Interests | Short Positions | ||||||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 1,749 | 0.00% | 4,394 | 0.00% | |||||||||||
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| (2) | Derivatives (other than | ||||||||||||||
| options): | 0 | 0.00% | 0 | 0.00% | |||||||||||
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| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 5,800 | 0.00% | |||||||||||
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| (4) | |||||||||||||||
| TOTAL: | 1,749 | 0.00% | 10,194 | 0.00% | |||||||||||
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| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| Â | options) | ||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | Â | ||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | Â | ||||||||||||||
| 3. | DEALINGS | Â | Â | ||||||||||||
| (a) | Purchases and sales | Â | Â | ||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | Â | securities | Â | ||||||||||||
| ORD | Purchase | 35 | 36.4073 USD | ||||||||||||
| ORD | Purchase | 100 | 36.1500 USD | ||||||||||||
| ORD | Purchase | 200 | 36.2800 USD | ||||||||||||
| ORD | Purchase | 200 | 36.3700 USD | ||||||||||||
| ORD | Purchase | 800 | 36.3845 USD | ||||||||||||
| ORD | Purchase | 3,000 | 36.3503 USD | ||||||||||||
| ORD | Purchase | 3,945 | 36.3626 USD | ||||||||||||
| ORD | Purchase | 4,088 | 36.4189 USD | ||||||||||||
| ORD | Purchase | 4,453 | 36.4125 USD | ||||||||||||
| ORD | Purchase | 5,372 | 36.3658 USD | ||||||||||||
| ORD | Purchase | 10,852 | 36.3823 USD | ||||||||||||
| ORD | Purchase | 11,100 | 36.3970 USD | ||||||||||||
| ORD | Purchase | 11,135 | 36.3926 USD | ||||||||||||
| ORD | Purchase | 11,600 | 36.3791 USD | ||||||||||||
| ORD | Purchase | 12,000 | 36.3967 USD | ||||||||||||
| ORD | Purchase | 24,900 | 36.3873 USD | ||||||||||||
| ORD | Purchase | 94,788 | 36.4069 USD | ||||||||||||
| ORD | Sale | 32 | 36.3700 USD | ||||||||||||
| ORD | Sale | 35 | 36.4073 USD | ||||||||||||
| ORD | Sale | 100 | 36.1500 USD | ||||||||||||
| ORD | Sale | 183 | 36.3643 USD | ||||||||||||
| ORD | Sale | 200 | 36.2800 USD | ||||||||||||
| ORD | Sale | 360 | 36.3805 USD | ||||||||||||
| ORD | Sale | 400 | 36.4075 USD | ||||||||||||
| ORD | Sale | 422 | 36.3973 USD | ||||||||||||
| ORD | Sale | 500 | 36.4400 USD | ||||||||||||
| ORD | Sale | 516 | 36.3732 USD | ||||||||||||
| ORD | Sale | 570 | 36.4440 USD | ||||||||||||
| ORD | Sale | 650 | 36.3646 USD | ||||||||||||
| ORD | Sale | 700 | 36.4071 USD | ||||||||||||
| ORD | Sale | 700 | 36.4442 USD | ||||||||||||
| ORD | Sale | 800 | 36.3845 USD | ||||||||||||
| ORD | Sale | 1,417 | 36.4020 USD | ||||||||||||
| ORD | Sale | 1,686 | 36.5400 USD | ||||||||||||
| ORD | Sale | 1,800 | 36.3897 USD | ||||||||||||
| ORD | Sale | 2,000 | 36.3935 USD | ||||||||||||
| ORD | Sale | 2,700 | 36.4077 USD | ||||||||||||
| ORD | Sale | 3,000 | 36.3833 USD | ||||||||||||
| ORD | Sale | 8,100 | 36.3865 USD | ||||||||||||
| ORD | Sale | 10,940 | 36.3704 USD | ||||||||||||
| ORD | Sale | 14,100 | 36.3838 USD | ||||||||||||
| ORD | Sale | 14,757 | 36.3578 USD | ||||||||||||
| ORD | Sale | 16,605 | 36.3754 USD | ||||||||||||
| ORD | Sale | 19,893 | 36.3548 USD | ||||||||||||
| ORD | Sale | 20,600 | 36.3887 USD | ||||||||||||
| ORD | Sale | 22,270 | 36.3926 USD | ||||||||||||
| ORD | Sale | 54,704 | 36.4396 USD | ||||||||||||
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| (b) | Derivatives transactions (other than options) | Â | Â | Â | |||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| Â | Â | Â | securities | Â | |||||||||||
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| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | Â | Â | Â | Â | Â | Â | ||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| Â | Â | Â | Â | Â | Â | Â | Â | ||||||||
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| (ii) | Exercising | Â | Â | ||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | Â | securities | unit | ||||||||||||
| Â | Â | Â | Â | ||||||||||||
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| (d) | Other dealings (including subscribing for new securities) | Â | |||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | Â | Â | applicable) | ||||||||||||
| Â | Â | Â | Â | ||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 3 Mar 2015 | ||||||||||||||
| Contact name: | Sushil Vashisht | ||||||||||||||
| Telephone number: | 020 7773 0744 | ||||||||||||||
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| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
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| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | BARCLAYS CAPITAL INC | ||||||||||||||
| are being disclosed: | Â | ||||||||||||||
| Name of offeror/offeree in relation to whose | XL GROUP PLC | ||||||||||||||
| relevant securities this from relates: | Â | ||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | Â | Â | Â | Â | Â | |||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||||
| ORD | Put Options | Purchased | -5,800 | 30.0000 | American | 17 Apr 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||