Form 8.3 - Abbvie Inc

Form 8.3 - Abbvie Inc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ABBVIE INC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 2 July 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect SHIRE PLC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 2,036,929 0.13% 1,071,506 0.07%
           
(2) Derivatives (other than
options): 328,001 0.02% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 158,000 0.01% 432,900 0.03%
           
(4) TOTAL:
2,522,930 0.16% 1,504,406 0.09%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 2 57.9450 USD
ORD Purchase 3 57.0600 USD
ORD Purchase 16 57.9400 USD
ORD Purchase 35 57.3900 USD
ORD Purchase 97 57.3000 USD
ORD Purchase 100 57.1600 USD
ORD Purchase 100 57.9100 USD
ORD Purchase 100 58.0050 USD
ORD Purchase 103 57.2800 USD
ORD Purchase 103 57.9991 USD
ORD Purchase 111 57.9101 USD
ORD Purchase 122 57.1950 USD
ORD Purchase 130 57.9346 USD
ORD Purchase 160 57.8225 USD
ORD Purchase 200 57.1050 USD
ORD Purchase 200 57.1175 USD
ORD Purchase 200 57.6400 USD
ORD Purchase 200 57.8750 USD
ORD Purchase 200 57.8905 USD
ORD Purchase 200 57.9200 USD
ORD Purchase 200 57.9545 USD
ORD Purchase 200 57.9630 USD
ORD Purchase 200 57.9950 USD
ORD Purchase 200 58.0500 USD
ORD Purchase 300 57.0766 USD
ORD Purchase 300 57.4038 USD
ORD Purchase 300 57.6600 USD
ORD Purchase 300 57.9566 USD
ORD Purchase 384 57.9112 USD
ORD Purchase 400 57.0875 USD
ORD Purchase 400 57.1187 USD
ORD Purchase 400 57.1375 USD
ORD Purchase 400 57.1975 USD
ORD Purchase 500 57.0740 USD
ORD Purchase 500 57.1500 USD
ORD Purchase 529 58.0000 USD
ORD Purchase 600 57.8233 USD
ORD Purchase 700 57.0814 USD
ORD Purchase 900 57.3300 USD
ORD Purchase 900 57.5000 USD
ORD Purchase 900 57.8522 USD
ORD Purchase 1,000 57.1700 USD
ORD Purchase 1,100 57.1990 USD
ORD Purchase 1,100 57.7352 USD
ORD Purchase 1,124 56.8900 USD
ORD Purchase 1,200 57.2866 USD
ORD Purchase 1,300 57.8530 USD
ORD Purchase 1,400 57.2679 USD
ORD Purchase 1,400 57.8832 USD
ORD Purchase 1,501 57.9799 USD
ORD Purchase 1,582 57.9157 USD
ORD Purchase 1,800 57.9569 USD
ORD Purchase 1,801 57.9627 USD
ORD Purchase 1,801 57.9877 USD
ORD Purchase 2,200 57.4063 USD
ORD Purchase 2,500 57.8776 USD
ORD Purchase 3,237 57.0867 USD
ORD Purchase 3,257 57.3612 USD
ORD Purchase 3,791 57.9342 USD
ORD Purchase 3,906 57.3453 USD
ORD Purchase 4,078 57.8181 USD
ORD Purchase 4,200 57.5654 USD
ORD Purchase 4,300 57.1389 USD
ORD Purchase 4,389 57.3925 USD
ORD Purchase 4,500 57.8238 USD
ORD Purchase 4,502 57.6560 USD
ORD Purchase 4,900 57.9194 USD
ORD Purchase 5,587 57.5448 USD
ORD Purchase 5,622 57.4371 USD
ORD Purchase 5,685 57.7213 USD
ORD Purchase 5,736 57.9003 USD
ORD Purchase 5,759 57.2468 USD
ORD Purchase 6,000 57.6300 USD
ORD Purchase 6,600 57.4735 USD
ORD Purchase 7,723 58.1100 USD
ORD Purchase 8,352 57.2284 USD
ORD Purchase 9,100 57.3341 USD
ORD Purchase 9,809 57.2224 USD
ORD Purchase 10,707 57.1803 USD
ORD Purchase 11,669 57.0800 USD
ORD Purchase 12,262 57.2891 USD
ORD Purchase 13,939 57.3763 USD
ORD Purchase 18,285 57.8259 USD
ORD Purchase 30,011 57.3033 USD
ORD Purchase 32,875 57.1764 USD
ORD Purchase 39,395 57.2640 USD
ORD Purchase 39,500 57.0736 USD
ORD Purchase 65,445 57.5417 USD
ORD Purchase 185,379 57.5869 USD
ORD Sale 3 57.9233 USD
ORD Sale 3 57.9333 USD
ORD Sale 17 57.3900 USD
ORD Sale 18 57.2800 USD
ORD Sale 19 57.8010 USD
ORD Sale 23 57.2400 USD
ORD Sale 51 57.9300 USD
ORD Sale 80 57.2100 USD
ORD Sale 92 57.9000 USD
ORD Sale 100 56.9700 USD
ORD Sale 100 57.0300 USD
ORD Sale 100 57.1800 USD
ORD Sale 100 57.2000 USD
ORD Sale 100 57.3700 USD
ORD Sale 100 57.4500 USD
ORD Sale 100 57.6990 USD
ORD Sale 100 57.7000 USD
ORD Sale 100 57.7350 USD
ORD Sale 100 57.7500 USD
ORD Sale 100 57.8610 USD
ORD Sale 100 57.9050 USD
ORD Sale 100 57.9400 USD
ORD Sale 100 57.9700 USD
ORD Sale 100 58.0000 USD
ORD Sale 100 58.0350 USD
ORD Sale 200 57.6400 USD
ORD Sale 200 57.7800 USD
ORD Sale 227 57.0524 USD
ORD Sale 245 57.0700 USD
ORD Sale 291 57.9978 USD
ORD Sale 300 57.6700 USD
ORD Sale 300 57.7133 USD
ORD Sale 300 57.8216 USD
ORD Sale 300 57.9200 USD
ORD Sale 300 57.9600 USD
ORD Sale 321 57.1013 USD
ORD Sale 400 57.1825 USD
ORD Sale 400 57.7412 USD
ORD Sale 400 57.8237 USD
ORD Sale 400 57.9601 USD
ORD Sale 400 58.0500 USD
ORD Sale 500 57.8060 USD
ORD Sale 500 57.9558 USD
ORD Sale 513 57.7638 USD
ORD Sale 587 57.8113 USD
ORD Sale 607 57.8155 USD
ORD Sale 621 57.5895 USD
ORD Sale 700 57.0400 USD
ORD Sale 700 57.1900 USD
ORD Sale 700 57.8571 USD
ORD Sale 700 57.9571 USD
ORD Sale 716 57.9630 USD
ORD Sale 800 57.5112 USD
ORD Sale 800 57.9550 USD
ORD Sale 900 57.6666 USD
ORD Sale 900 57.9094 USD
ORD Sale 984 57.9660 USD
ORD Sale 1,057 57.8308 USD
ORD Sale 1,124 56.8900 USD
ORD Sale 1,172 57.7223 USD
ORD Sale 1,217 57.8674 USD
ORD Sale 1,300 57.3338 USD
ORD Sale 1,361 58.0522 USD
ORD Sale 1,387 57.7002 USD
ORD Sale 1,400 57.6685 USD
ORD Sale 1,458 57.7697 USD
ORD Sale 1,786 57.5453 USD
ORD Sale 1,800 57.4986 USD
ORD Sale 1,900 57.7831 USD
ORD Sale 1,943 57.6694 USD
ORD Sale 2,000 57.1700 USD
ORD Sale 2,000 57.4227 USD
ORD Sale 2,000 57.9567 USD
ORD Sale 2,060 57.6001 USD
ORD Sale 2,100 57.7187 USD
ORD Sale 2,168 57.5000 USD
ORD Sale 2,200 57.4682 USD
ORD Sale 2,350 57.4997 USD
ORD Sale 2,500 57.2534 USD
ORD Sale 2,530 57.5789 USD
ORD Sale 2,600 57.5603 USD
ORD Sale 2,600 57.6211 USD
ORD Sale 2,622 58.1100 USD
ORD Sale 2,800 57.0028 USD
ORD Sale 2,900 57.3505 USD
ORD Sale 3,000 57.6300 USD
ORD Sale 3,500 57.6114 USD
ORD Sale 3,553 57.1050 USD
ORD Sale 3,568 57.7557 USD
ORD Sale 3,648 57.1020 USD
ORD Sale 3,819 57.9806 USD
ORD Sale 4,003 57.5501 USD
ORD Sale 4,485 57.6570 USD
ORD Sale 4,500 57.3874 USD
ORD Sale 4,937 57.4480 USD
ORD Sale 5,360 57.0932 USD
ORD Sale 5,600 57.0510 USD
ORD Sale 5,656 57.9235 USD
ORD Sale 5,824 57.2162 USD
ORD Sale 7,792 57.4184 USD
ORD Sale 8,300 57.3983 USD
ORD Sale 16,806 57.0800 USD
ORD Sale 17,268 57.5521 USD
ORD Sale 18,828 57.0682 USD
ORD Sale 19,082 57.0992 USD
ORD Sale 19,331 57.5446 USD
ORD Sale 23,686 57.2924 USD
ORD Sale 28,909 57.5102 USD
ORD Sale 46,604 57.7751 USD
ORD Sale 58,464 57.4133 USD
ORD Sale 62,273 57.5018 USD
ORD Sale 67,312 57.8149 USD
ORD Sale 73,700 57.2009 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 1,602 56.8900 USD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 200 55 USD American 16 Aug 2014 3.1900 USD
ORD Call Options Purchasing 200 60 USD American 17 Jan 2015 2.2500 USD
ORD Call Options Purchasing 400 62.5 USD American 17 Jan 2015 1.3950 USD
ORD Call Options Selling 700 57.5 USD American 16 Aug 2014 1.7328 USD
ORD Call Options Selling 200 57.5 USD American 17 Jan 2015 3.4000 USD
ORD Call Options Selling 100 60 USD American 19 Jul 2014 0.2900 USD
ORD Call Options Selling 100 60 USD American 17 Jan 2015 2.2800 USD
ORD Put Options Purchasing 100 52.5 USD American 17 Jan 2015 2.2100 USD
ORD Put Options Selling 100 47.5 USD American 17 Jan 2015 1.0200 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 3 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ABBVIE INC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -300 25.0000 American 17 Jan 2015
ORD Put Options Purchased -100 32.5000 American 17 Jan 2015
ORD Put Options Purchased -100 32.5000 American 15 Jan 2016
ORD Put Options Purchased -600 35.0000 American 16 Aug 2014
ORD Put Options Purchased -14,100 35.0000 American 17 Jan 2015
ORD Put Options Purchased -500 37.5000 American 16 Aug 2014
ORD Put Options Purchased -8,300 37.5000 American 17 Jan 2015
ORD Put Options Purchased -500 37.5000 American 15 Jan 2016
ORD Put Options Purchased -2,600 40.0000 American 16 Aug 2014
ORD Put Options Purchased -9,700 40.0000 American 17 Jan 2015
ORD Put Options Purchased -500 40.0000 American 15 Jan 2016
ORD Put Options Purchased -1,400 42.5000 American 16 Aug 2014
ORD Put Options Purchased -1,200 42.5000 American 22 Nov 2014
ORD Put Options Purchased -3,600 42.5000 American 17 Jan 2015
ORD Put Options Purchased -900 42.5000 American 15 Jan 2016
ORD Put Options Purchased -29,700 45.0000 American 16 Aug 2014
ORD Put Options Purchased -900 45.0000 American 17 Jan 2015
ORD Put Options Purchased -500 45.0000 American 15 Jan 2016
ORD Put Options Purchased -11,700 47.5000 American 16 Aug 2014
ORD Put Options Purchased -4,000 50.0000 American 16 Aug 2014
ORD Put Options Purchased -4,100 50.0000 American 22 Nov 2014
ORD Put Options Purchased -3,400 50.0000 American 17 Jan 2015
ORD Put Options Purchased -800 50.0000 American 15 Jan 2016
ORD Put Options Purchased -16,000 52.5000 American 19 Jul 2014
ORD Put Options Purchased -5,500 52.5000 American 17 Jan 2015
ORD Put Options Purchased -900 55.0000 American 16 Aug 2014
ORD Put Options Purchased -300 55.0000 American 22 Nov 2014
ORD Put Options Purchased -1,400 55.0000 American 17 Jan 2015
ORD Put Options Purchased -1,900 55.0000 American 15 Jan 2016
ORD Put Options Purchased -200 57.5000 American 17 Jan 2015
ORD Put Options Purchased -400 60.0000 American 22 Nov 2014
ORD Put Options Purchased -400 60.0000 American 15 Jan 2016
ORD Put Options Purchased -100 62.5000 American 17 Jan 2015
ORD Put Options Purchased -300 65.0000 American 15 Jan 2016
ORD Put Options Written 200 27.5000 American 17 Jan 2015
ORD Put Options Written 300 30.0000 American 17 Jan 2015
ORD Put Options Written 400 30.0000 American 15 Jan 2016
ORD Put Options Written 1,000 35.0000 American 15 Jan 2016
ORD Put Options Written 2,100 45.0000 American 17 Jan 2015
ORD Put Options Written 3,800 47.5000 American 22 Nov 2014
ORD Put Options Written 7,300 47.5000 American 17 Jan 2015
ORD Put Options Written 1,700 47.5000 American 15 Jan 2016
ORD Put Options Written 900 50.0000 American 19 Jul 2014
ORD Put Options Written 1,300 52.5000 American 19 Jul 2014
ORD Put Options Written 1,700 52.5000 American 16 Aug 2014
ORD Put Options Written 800 60.0000 American 17 Jan 2015
ORD Call Options Purchased 1,000 35.0000 American 17 Jan 2015
ORD Call Options Purchased 2,000 40.0000 American 16 Aug 2014
ORD Call Options Purchased 700 42.5000 American 17 Jan 2015
ORD Call Options Purchased 1,800 45.0000 American 16 Aug 2014
ORD Call Options Purchased 400 47.5000 American 16 Aug 2014
ORD Call Options Purchased 800 47.5000 American 22 Nov 2014
ORD Call Options Purchased 100 47.5000 American 15 Jan 2016
ORD Call Options Purchased 5,700 50.0000 American 22 Nov 2014
ORD Call Options Purchased 1,300 50.0000 American 17 Jan 2015
ORD Call Options Purchased 5,700 52.5000 American 16 Aug 2014
ORD Call Options Purchased 4,400 52.5000 American 22 Nov 2014
ORD Call Options Purchased 200 52.5000 American 17 Jan 2015
ORD Call Options Purchased 200 52.5000 American 15 Jan 2016
ORD Call Options Purchased 42,800 55.0000 American 16 Aug 2014
ORD Call Options Purchased 5,700 55.0000 American 22 Nov 2014
ORD Call Options Purchased 5,100 55.0000 American 17 Jan 2015
ORD Call Options Purchased 4,000 55.0000 American 15 Jan 2016
ORD Call Options Purchased 16,400 57.5000 American 16 Aug 2014
ORD Call Options Purchased 5,200 57.5000 American 22 Nov 2014
ORD Call Options Purchased 4,400 57.5000 American 17 Jan 2015
ORD Call Options Purchased 100 57.5000 American 15 Jan 2016
ORD Call Options Purchased 600 60.0000 American 16 Aug 2014
ORD Call Options Purchased 12,700 60.0000 American 22 Nov 2014
ORD Call Options Purchased 700 60.0000 American 17 Jan 2015
ORD Call Options Purchased 4,500 60.0000 American 15 Jan 2016
ORD Call Options Purchased 500 62.5000 American 16 Aug 2014
ORD Call Options Purchased 500 62.5000 American 22 Nov 2014
ORD Call Options Purchased 400 62.5000 American 17 Jan 2015
ORD Call Options Purchased 400 62.5000 American 15 Jan 2016
ORD Call Options Purchased 5,900 65.0000 American 17 Jan 2015
ORD Call Options Purchased 700 65.0000 American 15 Jan 2016
ORD Call Options Purchased 1,000 70.0000 American 17 Jan 2015
ORD Call Options Purchased 100 75.0000 American 17 Jan 2015
ORD Call Options Purchased 200 75.0000 American 15 Jan 2016
ORD Call Options Purchased 300 77.5000 American 17 Jan 2015
ORD Call Options Written -1,000 35.0000 American 15 Jan 2016
ORD Call Options Written -1,000 37.5000 American 15 Jan 2016
ORD Call Options Written -8,900 40.0000 American 17 Jan 2015
ORD Call Options Written -5,000 40.0000 American 15 Jan 2016
ORD Call Options Written -3,400 45.0000 American 17 Jan 2015
ORD Call Options Written -100 45.0000 American 15 Jan 2016
ORD Call Options Written -800 47.5000 American 17 Jan 2015
ORD Call Options Written -100 50.0000 American 16 Aug 2014
ORD Call Options Written -100,000 50.0000 American 17 Jan 2015
ORD Call Options Written -3,300 50.0000 American 15 Jan 2016
ORD Call Options Written -12,000 52.5000 American 19 Jul 2014
ORD Call Options Written -2,400 52.5000 American 17 Jan 2015
ORD Call Options Written -800 52.5000 American 15 Jan 2016
ORD Call Options Written -30,300 55.0000 American 19 Jul 2014
ORD Call Options Written -2,500 55.0000 American 16 Aug 2014
ORD Call Options Written -18,900 57.5000 American 19 Jul 2014
ORD Call Options Written -113,900 57.5000 American 16 Aug 2014
ORD Call Options Written -1,300 57.5000 American 20 Feb 2015
ORD Call Options Written -100 60.0000 American 19 Jul 2014
ORD Call Options Written -200 70.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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