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Harwood Wealth Mgmt (HW.)

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Friday 19 May, 2017

Harwood Wealth Mgmt

Holding(s) in Company

RNS Number : 6903F
Harwood Wealth Management Group PLC
19 May 2017
 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

Harwood Wealth Management Group plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights


An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):

This notification is being submitted following the transfer of client accounts managed on a discretionary basis by Henderson Group Plc to the Lombard Odier Investment Managers group on 1st April 2017. The FCA's consent of change in control was granted on the 18th May 2017.

X

3. Full name of person(s) subject to the
notification obligation:

Lombard Odier Asset Management (Europe) Limited

4. Full name of shareholder(s)
 (if different from 3.):

Disclosure on behalf of accounts managed on a discretionary  basis by Lombard Odier Investment Managers group.

5. Date of the transaction and date on
which the threshold is crossed or
reached:

18/05/2017

6. Date on which issuer notified:

19/05/2017

7. Threshold(s) that is/are crossed or
reached:

 above 5% and 10%  



 

8. Notified details:

A: Voting rights attached to shares

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights

Direct

Direct

Indirect

Direct

Indirect

GB00BYYWB172





7,268,254


11.62%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

 

% of voting rights

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

7,268,254

11.62%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

 

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease to hold:


12. Date on which proxy holder will cease to hold voting rights:




13. Additional information:



14. Contact name:

Kiran Bassi

15. Contact telephone number:

+44 20 3206 6000

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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