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Thursday 22 July, 2021

Goldman Sachs Group

Form 8.3 - NortonLifeLock Inc.- Amendment

RNS Number : 2052G
Goldman Sachs Grp. (Non Exmpt Ent.)
22 July 2021
 

Amendment - due to the amendment of Derivative transactions, the disclosure made on 22 July for dealings on 21 July has been updated. Section 2(a) has been updated.

 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.  KEY INFORMATION

 

(a) Full name of discloser:

GOLDMAN SACHS NON EXEMPT ENTITY GROUP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

  The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

NORTONLIFELOCK INC.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

  For an opening position disclosure, state the latest practicable date prior to the disclosure

21 July 2021

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

  If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.  POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)  Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 common


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

74,070.0342*

0.01

122,386*

0.02

(2) Cash-settled derivatives:

470,269

0.08

685,170.48

0.11

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

680,000

0.11

0

0.00

 

  TOTAL:

1,224,339.0343*

0.21

807,556.48*

0.13

* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes resulting from non-trade related activity.

 

Class of relevant security:

 

2.000% Senior Unsecured Convertible Notes August 2022


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

12,180,000

1.94

0

0.00

(2) Cash-settled derivatives:

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

 

  TOTAL:

12,180,000

1.94

0

0.00

 

 

Class of relevant security:

 

Warrant


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,000

0.00

3,000

0.00

(2) Cash-settled derivatives:

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

 

  TOTAL:

3,000

0.00

3,000

0.00

 

 

Class of relevant security:

 

Warrant


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,000

0.00

3,000

0.00

(2) Cash-settled derivatives:

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

 

  TOTAL:

3,000

0.00

3,000

0.00

 

 

Class of relevant security:

 

Warrant


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

150,000

0.00

150,000

0.00

(2) Cash-settled derivatives:

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

 

  TOTAL:

150,000

0.00

150,000

0.00

 

 

Class of relevant security:

 

Warrant


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

28,000

0.00

28,000

0.00

(2) Cash-settled derivatives:

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

 

  TOTAL:

28,000

0.00

28,000

0.00

 

 

Class of relevant security:

 

Warrant


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,000

0.00

2,000

0.00

(2) Cash-settled derivatives:

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

 

  TOTAL:

2,000

0.00

2,000

0.00

 

 

Class of relevant security:

 

Warrant


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

13,000

0.00

13,000

0.00

(2) Cash-settled derivatives:

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

 

  TOTAL:

13,000

0.00

13,000

0.00

 

 



All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (included traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)  Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

3.  DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 common

Purchase

100

25.4850 USD

USD 0.01 common

Purchase

10

25.4900 USD

USD 0.01 common

Purchase

5

25.4900 USD

USD 0.01 common

Purchase

10

25.4900 USD

USD 0.01 common

Purchase

100

25.5050 USD

USD 0.01 common

Purchase

100

25.5150 USD

USD 0.01 common

Purchase

100

25.5150 USD

USD 0.01 common

Purchase

100

25.5150 USD

USD 0.01 common

Purchase

10

25.5200 USD

USD 0.01 common

Purchase

100

25.5250 USD

USD 0.01 common

Purchase

100

25.5250 USD

USD 0.01 common

Purchase

207

25.5287 USD

USD 0.01 common

Purchase

200

25.5300 USD

USD 0.01 common

Purchase

100

25.5300 USD

USD 0.01 common

Purchase

10

25.5300 USD

USD 0.01 common

Purchase

18

25.5350 USD

USD 0.01 common

Purchase

100

25.5350 USD

USD 0.01 common

Purchase

100

25.5350 USD

USD 0.01 common

Purchase

59

25.5350 USD

USD 0.01 common

Purchase

100

25.5400 USD

USD 0.01 common

Purchase

45

25.5400 USD

USD 0.01 common

Purchase

5

25.5400 USD

USD 0.01 common

Purchase

16

25.5400 USD

USD 0.01 common

Purchase

200

25.5550 USD

USD 0.01 common

Purchase

6

25.5600 USD

USD 0.01 common

Purchase

7

25.5600 USD

USD 0.01 common

Purchase

10

25.5600 USD

USD 0.01 common

Purchase

79

25.5650 USD

USD 0.01 common

Purchase

100

25.5650 USD

USD 0.01 common

Purchase

100

25.5650 USD

USD 0.01 common

Purchase

100

25.5650 USD

USD 0.01 common

Purchase

100

25.5650 USD

USD 0.01 common

Purchase

100

25.5700 USD

USD 0.01 common

Purchase

10

25.5700 USD

USD 0.01 common

Purchase

100

25.5700 USD

USD 0.01 common

Purchase

800

25.5700 USD

USD 0.01 common

Purchase

900

25.5700 USD

USD 0.01 common

Purchase

100

25.5700 USD

USD 0.01 common

Purchase

100

25.5700 USD

USD 0.01 common

Purchase

100

25.5700 USD

USD 0.01 common

Purchase

200

25.5700 USD

USD 0.01 common

Purchase

100

25.5700 USD

USD 0.01 common

Purchase

100

25.5700 USD

USD 0.01 common

Purchase

100

25.5700 USD

USD 0.01 common

Purchase

1

25.5700 USD

USD 0.01 common

Purchase

1

25.5750 USD

USD 0.01 common

Purchase

100

25.5750 USD

USD 0.01 common

Purchase

100

25.5750 USD

USD 0.01 common

Purchase

100

25.5750 USD

USD 0.01 common

Purchase

100

25.5750 USD

USD 0.01 common

Purchase

100

25.5750 USD

USD 0.01 common

Purchase

100

25.5750 USD

USD 0.01 common

Purchase

100

25.5750 USD

USD 0.01 common

Purchase

1

25.5800 USD

USD 0.01 common

Purchase

100

25.5800 USD

USD 0.01 common

Purchase

100

25.5800 USD

USD 0.01 common

Purchase

52

25.5800 USD

USD 0.01 common

Purchase

3

25.5800 USD

USD 0.01 common

Purchase

100

25.5800 USD

USD 0.01 common

Purchase

100

25.5800 USD

USD 0.01 common

Purchase

2

25.5800 USD

USD 0.01 common

Purchase

700

25.5800 USD

USD 0.01 common

Purchase

150

25.5800 USD

USD 0.01 common

Purchase

100

25.5800 USD

USD 0.01 common

Purchase

48

25.5800 USD

USD 0.01 common

Purchase

200

25.5800 USD

USD 0.01 common

Purchase

100

25.5800 USD

USD 0.01 common

Purchase

10

25.5800 USD

USD 0.01 common

Purchase

200

25.5800 USD

USD 0.01 common

Purchase

100

25.5800 USD

USD 0.01 common

Purchase

100

25.5800 USD

USD 0.01 common

Purchase

7

25.5800 USD

USD 0.01 common

Purchase

200

25.5800 USD

USD 0.01 common

Purchase

900

25.5800 USD

USD 0.01 common

Purchase

7

25.5800 USD

USD 0.01 common

Purchase

3

25.5800 USD

USD 0.01 common

Purchase

100

25.5800 USD

USD 0.01 common

Purchase

1

25.5800 USD

USD 0.01 common

Purchase

100

25.5850 USD

USD 0.01 common

Purchase

20

25.5850 USD

USD 0.01 common

Purchase

60

25.5850 USD

USD 0.01 common

Purchase

2,568

25.5900 USD

USD 0.01 common

Purchase

210

25.5900 USD

USD 0.01 common

Purchase

26,000

25.5900 USD

USD 0.01 common

Purchase

117

25.5900 USD

USD 0.01 common

Purchase

583

25.5900 USD

USD 0.01 common

Purchase

4,974

25.5900 USD

USD 0.01 common

Purchase

29

25.5900 USD

USD 0.01 common

Purchase

1,618

25.5900 USD

USD 0.01 common

Purchase

25

25.5900 USD

USD 0.01 common

Purchase

1,101

25.5900 USD

USD 0.01 common

Purchase

247

25.5900 USD

USD 0.01 common

Purchase

1,022

25.5900 USD

USD 0.01 common

Purchase

651

25.5900 USD

USD 0.01 common

Purchase

500

25.5900 USD

USD 0.01 common

Purchase

10

25.5900 USD

USD 0.01 common

Purchase

1,773

25.5900 USD

USD 0.01 common

Purchase

796

25.5900 USD

USD 0.01 common

Purchase

1,101

25.5900 USD

USD 0.01 common

Purchase

300

25.5900 USD

USD 0.01 common

Purchase

3,200

25.5900 USD

USD 0.01 common

Purchase

71

25.5900 USD

USD 0.01 common

Purchase

41

25.5900 USD

USD 0.01 common

Purchase

52

25.5900 USD

USD 0.01 common

Purchase

100

25.5900 USD

USD 0.01 common

Purchase

1,800

25.5900 USD

USD 0.01 common

Purchase

3

25.5900 USD

USD 0.01 common

Purchase

602

25.5900 USD

USD 0.01 common

Purchase

800

25.5900 USD

USD 0.01 common

Purchase

7

25.5900 USD

USD 0.01 common

Purchase

8,229

25.5900 USD

USD 0.01 common

Purchase

75

25.5900 USD

USD 0.01 common

Purchase

59

25.5900 USD

USD 0.01 common

Purchase

100

25.5950 USD

USD 0.01 common

Purchase

85

25.5950 USD

USD 0.01 common

Purchase

2

25.6000 USD

USD 0.01 common

Purchase

100

25.6000 USD

USD 0.01 common

Purchase

10

25.6000 USD

USD 0.01 common

Purchase

100

25.6000 USD

USD 0.01 common

Purchase

100

25.6050 USD

USD 0.01 common

Purchase

100

25.6050 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

100

25.6100 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

100

25.6100 USD

USD 0.01 common

Purchase

2

25.6100 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

2

25.6100 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

1

25.6100 USD

USD 0.01 common

Purchase

100

25.6100 USD

USD 0.01 common

Purchase

100

25.6150 USD

USD 0.01 common

Purchase

100

25.6150 USD

USD 0.01 common

Purchase

100

25.6150 USD

USD 0.01 common

Purchase

100

25.6150 USD

USD 0.01 common

Purchase

6

25.6200 USD

USD 0.01 common

Purchase

1

25.6200 USD

USD 0.01 common

Purchase

10

25.6200 USD

USD 0.01 common

Purchase

78

25.6200 USD

USD 0.01 common

Purchase

28

25.6200 USD

USD 0.01 common

Purchase

8

25.6200 USD

USD 0.01 common

Purchase

6

25.6200 USD

USD 0.01 common

Purchase

1

25.6200 USD

USD 0.01 common

Purchase

17

25.6200 USD

USD 0.01 common

Purchase

10

25.6200 USD

USD 0.01 common

Purchase

30

25.6200 USD

USD 0.01 common

Purchase

83

25.6250 USD

USD 0.01 common

Purchase

90

25.6250 USD

USD 0.01 common

Purchase

23

25.6250 USD

USD 0.01 common

Purchase

10

25.6250 USD

USD 0.01 common

Purchase

17

25.6250 USD

USD 0.01 common

Purchase

100

25.6250 USD

USD 0.01 common

Purchase

2

25.6250 USD

USD 0.01 common

Purchase

100

25.6350 USD

USD 0.01 common

Purchase

100

25.6350 USD

USD 0.01 common

Purchase

100

25.6350 USD

USD 0.01 common

Purchase

100

25.6350 USD

USD 0.01 common

Purchase

10

25.6400 USD

USD 0.01 common

Purchase

10

25.6400 USD

USD 0.01 common

Purchase

1

25.6450 USD

USD 0.01 common

Purchase

3

25.6450 USD

USD 0.01 common

Purchase

97

25.6450 USD

USD 0.01 common

Purchase

100

25.6450 USD

USD 0.01 common

Purchase

100

25.6450 USD

USD 0.01 common

Purchase

10

25.6450 USD

USD 0.01 common

Purchase

1

25.6500 USD

USD 0.01 common

Purchase

1

25.6500 USD

USD 0.01 common

Purchase

50

25.6650 USD

USD 0.01 common

Purchase

18

25.6650 USD

USD 0.01 common

Purchase

100

25.6650 USD

USD 0.01 common

Purchase

97

25.6700 USD

USD 0.01 common

Purchase

10

25.6700 USD

USD 0.01 common

Purchase

100

25.6700 USD

USD 0.01 common

Purchase

100

25.6750 USD

USD 0.01 common

Purchase

10,000

25.6999 USD

USD 0.01 common

Purchase

10

25.7000 USD

USD 0.01 common

Purchase

100

25.7000 USD

USD 0.01 common

Purchase

10

25.7000 USD

USD 0.01 common

Purchase

100

25.7100 USD

USD 0.01 common

Purchase

10

25.7100 USD

USD 0.01 common

Purchase

63

25.7150 USD

USD 0.01 common

Purchase

100

25.7200 USD

USD 0.01 common

Sale

7

25.4400 USD

USD 0.01 common

Sale

1

25.4600 USD

USD 0.01 common

Sale

1

25.5000 USD

USD 0.01 common

Sale

100

25.5000 USD

USD 0.01 common

Sale

179

25.5150 USD

USD 0.01 common

Sale

2,700

25.5150 USD

USD 0.01 common

Sale

400

25.5150 USD

USD 0.01 common

Sale

300

25.5200 USD

USD 0.01 common

Sale

100

25.5200 USD

USD 0.01 common

Sale

100

25.5200 USD

USD 0.01 common

Sale

300

25.5200 USD

USD 0.01 common

Sale

100

25.5200 USD

USD 0.01 common

Sale

100

25.5200 USD

USD 0.01 common

Sale

100

25.5200 USD

USD 0.01 common

Sale

100

25.5250 USD

USD 0.01 common

Sale

207

25.5287 USD

USD 0.01 common

Sale

100

25.5300 USD

USD 0.01 common

Sale

18

25.5300 USD

USD 0.01 common

Sale

100

25.5300 USD

USD 0.01 common

Sale

7

25.5300 USD

USD 0.01 common

Sale

82

25.5300 USD

USD 0.01 common

Sale

100

25.5300 USD

USD 0.01 common

Sale

49

25.5350 USD

USD 0.01 common

Sale

1

25.5350 USD

USD 0.01 common

Sale

51

25.5350 USD

USD 0.01 common

Sale

100

25.5400 USD

USD 0.01 common

Sale

100

25.5400 USD

USD 0.01 common

Sale

100

25.5400 USD

USD 0.01 common

Sale

100

25.5400 USD

USD 0.01 common

Sale

200

25.5500 USD

USD 0.01 common

Sale

100

25.5600 USD

USD 0.01 common

Sale

1

25.5600 USD

USD 0.01 common

Sale

1

25.5600 USD

USD 0.01 common

Sale

1

25.5600 USD

USD 0.01 common

Sale

100

25.5600 USD

USD 0.01 common

Sale

1

25.5600 USD

USD 0.01 common

Sale

1

25.5600 USD

USD 0.01 common

Sale

100

25.5650 USD

USD 0.01 common

Sale

2

25.5700 USD

USD 0.01 common

Sale

100

25.5750 USD

USD 0.01 common

Sale

1

25.5800 USD

USD 0.01 common

Sale

7

25.5800 USD

USD 0.01 common

Sale

150

25.5800 USD

USD 0.01 common

Sale

7

25.5800 USD

USD 0.01 common

Sale

1,018

25.5900 USD

USD 0.01 common

Sale

247

25.5900 USD

USD 0.01 common

Sale

1,773

25.5900 USD

USD 0.01 common

Sale

684

25.5900 USD

USD 0.01 common

Sale

1,101

25.5900 USD

USD 0.01 common

Sale

8,229

25.5900 USD

USD 0.01 common

Sale

119

25.5900 USD

USD 0.01 common

Sale

210

25.5900 USD

USD 0.01 common

Sale

4,974

25.5900 USD

USD 0.01 common

Sale

71

25.5900 USD

USD 0.01 common

Sale

200

25.5900 USD

USD 0.01 common

Sale

11,024

25.5900 USD

USD 0.01 common

Sale

400

25.5900 USD

USD 0.01 common

Sale

154

25.5900 USD

USD 0.01 common

Sale

1,022

25.5900 USD

USD 0.01 common

Sale

100

25.5900 USD

USD 0.01 common

Sale

117

25.5900 USD

USD 0.01 common

Sale

1,300

25.5900 USD

USD 0.01 common

Sale

1,618

25.5900 USD

USD 0.01 common

Sale

4,161

25.5900 USD

USD 0.01 common

Sale

25

25.5900 USD

USD 0.01 common

Sale

10,571

25.5900 USD

USD 0.01 common

Sale

52

25.5900 USD

USD 0.01 common

Sale

2,900

25.5900 USD

USD 0.01 common

Sale

1

25.5900 USD

USD 0.01 common

Sale

278

25.5900 USD

USD 0.01 common

Sale

100

25.5900 USD

USD 0.01 common

Sale

849

25.5900 USD

USD 0.01 common

Sale

7

25.5900 USD

USD 0.01 common

Sale

235

25.5900 USD

USD 0.01 common

Sale

75

25.5900 USD

USD 0.01 common

Sale

1,101

25.5900 USD

USD 0.01 common

Sale

2,394

25.5900 USD

USD 0.01 common

Sale

1,453

25.5900 USD

USD 0.01 common

Sale

500

25.5900 USD

USD 0.01 common

Sale

1

25.5900 USD

USD 0.01 common

Sale

2,568

25.5900 USD

USD 0.01 common

Sale

1,300

25.5900 USD

USD 0.01 common

Sale

100

25.5900 USD

USD 0.01 common

Sale

15,691

25.5900 USD

USD 0.01 common

Sale

556

25.5900 USD

USD 0.01 common

Sale

3,200

25.5900 USD

USD 0.01 common

Sale

100

25.5900 USD

USD 0.01 common

Sale

583

25.5900 USD

USD 0.01 common

Sale

100

25.5900 USD

USD 0.01 common

Sale

796

25.5900 USD

USD 0.01 common

Sale

1,313

25.5900 USD

USD 0.01 common

Sale

900

25.5900 USD

USD 0.01 common

Sale

200

25.5950 USD

USD 0.01 common

Sale

100

25.5950 USD

USD 0.01 common

Sale

97

25.6000 USD

USD 0.01 common

Sale

100

25.6000 USD

USD 0.01 common

Sale

1

25.6000 USD

USD 0.01 common

Sale

100

25.6000 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

100

25.6100 USD

USD 0.01 common

Sale

100

25.6100 USD

USD 0.01 common

Sale

5

25.6100 USD

USD 0.01 common

Sale

3

25.6100 USD

USD 0.01 common

Sale

9

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

2

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

100

25.6100 USD

USD 0.01 common

Sale

4

25.6100 USD

USD 0.01 common

Sale

100

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

2

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

3

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

1

25.6100 USD

USD 0.01 common

Sale

2

25.6100 USD

USD 0.01 common

Sale

3

25.6100 USD

USD 0.01 common

Sale

20

25.6150 USD

USD 0.01 common

Sale

300

25.6150 USD

USD 0.01 common

Sale

10

25.6150 USD

USD 0.01 common

Sale

1

25.6150 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

7

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

3

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

2

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

200

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

87

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

2

25.6200 USD

USD 0.01 common

Sale

13

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

100

25.6200 USD

USD 0.01 common

Sale

1

25.6200 USD

USD 0.01 common

Sale

7

25.6200 USD

USD 0.01 common

Sale

1

25.6250 USD

USD 0.01 common

Sale

17

25.6300 USD

USD 0.01 common

Sale

1

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

1

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

1

25.6300 USD

USD 0.01 common

Sale

10

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

66

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

1

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

2

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

83

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

100

25.6300 USD

USD 0.01 common

Sale

1

25.6300 USD

USD 0.01 common

Sale

300

25.6350 USD

USD 0.01 common

Sale

100

25.6400 USD

USD 0.01 common

Sale

100

25.6400 USD

USD 0.01 common

Sale

29

25.6400 USD

USD 0.01 common

Sale

10

25.6400 USD

USD 0.01 common

Sale

100

25.6400 USD

USD 0.01 common

Sale

90

25.6400 USD

USD 0.01 common

Sale

60

25.6400 USD

USD 0.01 common

Sale

100

25.6400 USD

USD 0.01 common

Sale

71

25.6400 USD

USD 0.01 common

Sale

100

25.6400 USD

USD 0.01 common

Sale

100

25.6400 USD

USD 0.01 common

Sale

40

25.6400 USD

USD 0.01 common

Sale

100

25.6400 USD

USD 0.01 common

Sale

100

25.6400 USD

USD 0.01 common

Sale

7

25.6600 USD

USD 0.01 common

Sale

100

25.6600 USD

USD 0.01 common

Sale

3

25.6700 USD

USD 0.01 common

Sale

59

25.6700 USD

USD 0.01 common

Sale

7

25.6700 USD

USD 0.01 common

Sale

1

25.6700 USD

USD 0.01 common

Sale

100

25.6700 USD

USD 0.01 common

Sale

1

25.6800 USD

USD 0.01 common

Sale

100

25.6900 USD

USD 0.01 common

Sale

10,000

25.6999 USD

USD 0.01 common

Sale

100

25.7000 USD

USD 0.01 common

Sale

100

25.7100 USD

USD 0.01 common

Sale

100

25.7200 USD

USD 0.01 common

Sale

100

25.7200 USD

USD 0.01 common

Sale

100

25.7200 USD

USD 0.01 common

Sale

200

25.7200 USD

 

 

Class of relevant security

Purchases/sales

Total number of securities

USD 0.01 common

Purchases

81,470

USD 0.01 common

Sales

109,718

 

 

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.01 common

CFD

Reducing a short position

750

25.5633 USD

USD 0.01 common

CFD

Opening a short position

102

25.5775 USD

USD 0.01 common

CFD

Reducing a long position

6

25.5775 USD

USD 0.01 common

CFD

Increasing a short position

52

25.5800 USD

USD 0.01 common

CFD

Opening a long position

1,018

25.5900 USD

USD 0.01 common

CFD

Reducing a short position

849

25.5900 USD

USD 0.01 common

CFD

Increasing a short position

5,298

25.5907 USD

USD 0.01 common

CFD

Increasing a short position

170

25.6103 USD

USD 0.01 common

CFD

Reducing a short position

24

25.6150 USD

USD 0.01 common

CFD

Increasing a short position

24

25.6150 USD

USD 0.01 common

CFD

Opening a short position

451

25.6598 USD

USD 0.01 common

CFD

Reducing a short position

59

25.6700 USD

 

 

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

4.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(c)  Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

22 July 2021

Contact name:

Paul Grainger and Kashif Rafiq

Telephone number:

+44(20) 7552 9835 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

 

SUPPLEMENTAL FORM 8(OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENT TO 

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1.  KEY INFORMATION

 

  Full name of person making disclosure:

GOLDMAN SACHS NON EXEMPT ENTITY GROUP

  Name of offeror/offeree in relation to whose relevant securities disclosure relates:

NORTONLIFELOCK INC.

 

 

2.  STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.01 common

Put Option

Sold

680,000

15.0000 USD

AMER

21/01/2022

 

 

3.  AGREEMENTS TO PURCHASE OR SELL

 

Full details should be given so that the nature of the interest or position can be fully understood:


 

It is not necessary to provide details on a Supplement form (Open Positions) with regard to cash-settled derivatives.

 

 The currency of all pieces and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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