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Tuesday 20 August, 2019

Goldman Sachs Group

Form 8.3 - Allergan Plc

RNS Number : 6609J
Goldman Sachs Grp. (Non Exmpt Ent.)
20 August 2019
 

 

FORM 8.3

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2013

 

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

1. KEY INFORMATION

 

Name of person dealing (Note 1)

GOLDMAN SACHS NON EXEMPT ENTITY GROUP

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note2)

USD 0.0001 ordinary shares

Date of dealing

19 August 2019

 

2. INTERESTS AND SHORT POSITIONS

 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in  (Note 3)

 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

6,597,188.082*

(2.01)

6,698,100.082*

(2.04)

(2) Derivatives (other than options)

1,774,673

(0.54)

3,314,422

(1.01)

(3) Options and agreements to purchase/sell

106,900

(0.03)

21,048

(0.00)

Total

8,478,761.082*

(2.58)

10,033,570.082*

(3.06)

 

* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes resulting from non-trade related activity.

(b) Interests and short positions in relevant securities of the company, other than the class dealt in  (Note 3)

 

Class of relevant security:

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

 

 

(2) Derivatives (other than options)

 

 

 

 

(3) Options and agreements to purchase/sell

 

 

 

 

Total

 

 

 

 

 

3.    DEALINGS (Note 4)

(a) Purchases and sales

 

Purchase/sale

Number of relevant securities

Price per unit  (Note 5)

Purchase

100

158.5800 USD

Purchase

100

158.6500 USD

Purchase

100

158.7000 USD

Purchase

86

158.7000 USD

Purchase

100

158.7500 USD

Purchase

100

158.7600 USD

Purchase

100

158.7600 USD

Purchase

83

158.8000 USD

Purchase

17

158.8000 USD

Purchase

100

158.8000 USD

Purchase

100

158.8100 USD

Purchase

100

158.8100 USD

Purchase

300

158.8100 USD

Purchase

100

158.8100 USD

Purchase

100

158.8200 USD

Purchase

60

158.8500 USD

Purchase

24

159.2500 USD

Purchase

40

159.2500 USD

Purchase

4,003

159.2500 USD

Purchase

172

159.2500 USD

Purchase

52

159.2500 USD

Purchase

61

159.2500 USD

Purchase

734

159.2500 USD

Purchase

544

159.2500 USD

Purchase

601

159.2500 USD

Purchase

270

159.2500 USD

Purchase

441

159.2500 USD

Purchase

395

159.2500 USD

Purchase

73

159.2500 USD

Purchase

680

159.2500 USD

Purchase

4,086

159.2500 USD

Purchase

87

159.2500 USD

Purchase

100

159.2500 USD

Purchase

8,238

159.2500 USD

Purchase

1,389

159.2500 USD

Purchase

4,148

159.2500 USD

Purchase

100

159.2500 USD

Purchase

833

159.2500 USD

Purchase

4,919

159.2500 USD

Purchase

100

159.2600 USD

Purchase

4

159.3200 USD

Purchase

100

159.4450 USD

Purchase

100

159.4850 USD

Purchase

100

159.4900 USD

Purchase

2

159.5000 USD

Purchase

100

159.5500 USD

Purchase

100

159.5600 USD

Purchase

100

159.5700 USD

Purchase

10

159.5800 USD

Purchase

100

159.5850 USD

Sale

100

158.7000 USD

Sale

84

158.8700 USD

Sale

100

159.0300 USD

Sale

100

159.2300 USD

Sale

318

159.2500 USD

Sale

13

159.2500 USD

Sale

544

159.2500 USD

Sale

734

159.2500 USD

Sale

1,552

159.2500 USD

Sale

530

159.2500 USD

Sale

441

159.2500 USD

Sale

81

159.2500 USD

Sale

10

159.2500 USD

Sale

441

159.2500 USD

Sale

62

159.2500 USD

Sale

39

159.2500 USD

Sale

61

159.2500 USD

Sale

314

159.2500 USD

Sale

63,795

159.2500 USD

Sale

200

159.2500 USD

Sale

601

159.2500 USD

Sale

87

159.2500 USD

Sale

181

159.2500 USD

Sale

336

159.2500 USD

Sale

4,003

159.2500 USD

Sale

85

159.2500 USD

Sale

372

159.2500 USD

Sale

242

159.2500 USD

Sale

300

159.2500 USD

Sale

95

159.2500 USD

Sale

833

159.2500 USD

Sale

5

159.2500 USD

Sale

10,840

159.2500 USD

Sale

218

159.2500 USD

Sale

52

159.2500 USD

Sale

5

159.2500 USD

Sale

3

159.2500 USD

Sale

5

159.2500 USD

Sale

7

159.2500 USD

Sale

3

159.2500 USD

Sale

1,311

159.2500 USD

Sale

40

159.2500 USD

Sale

52

159.2500 USD

Sale

61

159.2500 USD

Sale

1,389

159.2500 USD

Sale

34,205

159.2500 USD

Sale

4,919

159.2500 USD

Sale

63,795

159.2500 USD

Sale

108

159.2700 USD

Sale

59

159.2900 USD

Sale

9

159.3000 USD

Sale

100

159.3000 USD

Sale

4

159.3100 USD

Sale

100

159.3200 USD

Sale

100

159.3200 USD

Sale

100

159.3200 USD

Sale

100

159.3600 USD

Sale

100

159.3700 USD

Sale

31

159.3700 USD

Sale

5

159.3700 USD

Sale

100

159.3800 USD

Sale

100

159.3800 USD

Sale

100

159.3900 USD

Sale

97

159.3900 USD

Sale

100

159.4200 USD

Sale

100

159.4200 USD

Sale

100

159.4200 USD

Sale

19

159.4400 USD

Sale

81

159.4400 USD

Sale

50

159.4500 USD

Sale

100

159.4500 USD

Sale

100

159.4500 USD

Sale

100

159.4600 USD

Sale

100

159.4600 USD

Sale

100

159.4600 USD

Sale

100

159.4600 USD

Sale

3

159.4700 USD

Sale

25

159.4700 USD

Sale

100

159.4700 USD

Sale

6

159.4700 USD

Sale

4

159.4700 USD

Sale

12

159.4700 USD

Sale

13

159.4700 USD

Sale

100

159.4700 USD

Sale

2

159.4700 USD

Sale

50

159.4700 USD

Sale

41

159.4700 USD

Sale

1

159.4700 USD

Sale

43

159.4700 USD

Sale

100

159.4800 USD

Sale

100

159.4800 USD

Sale

100

159.4800 USD

Sale

100

159.4800 USD

Sale

100

159.4900 USD

Sale

80

159.4900 USD

Sale

100

159.4900 USD

Sale

100

159.5000 USD

Sale

100

159.5000 USD

Sale

100

159.5000 USD

Sale

100

159.5000 USD

Sale

75

159.5100 USD

Sale

92

159.5100 USD

Sale

25

159.5100 USD

Sale

100

159.5100 USD

Sale

8

159.5100 USD

Sale

100

159.5100 USD

Sale

100

159.5200 USD

Sale

100

159.5200 USD

Sale

100

159.5200 USD

Sale

100

159.5300 USD

Sale

100

159.5300 USD

Sale

44

159.5400 USD

Sale

100

159.5400 USD

Sale

30

159.5400 USD

Sale

100

159.5400 USD

Sale

8

159.5400 USD

Sale

18

159.5400 USD

Sale

100

159.5500 USD

Sale

50

159.5500 USD

Sale

100

159.5500 USD

Sale

50

159.5500 USD

Sale

100

159.5600 USD

Sale

98

159.5600 USD

Sale

100

159.5700 USD

Sale

100

159.5800 USD

Sale

100

159.5800 USD

Sale

100

159.5800 USD

Sale

100

159.6000 USD

Sale

100

159.6100 USD

Sale

100

159.6300 USD

Sale

65

159.6400 USD

Sale

35

159.6400 USD

Sale

100

159.6500 USD

Sale

75

159.6600 USD

Sale

5

159.6600 USD

Sale

20

159.6600 USD

Sale

100

159.6700 USD

Sale

100

159.6800 USD

Sale

100

159.7100 USD

Sale

100

159.7100 USD

Sale

25

159.7100 USD

Sale

70

159.7100 USD

Sale

100

159.7300 USD

Sale

75

159.7400 USD

Sale

100

159.7500 USD

Sale

100

159.7500 USD

Sale

1

159.7700 USD

Sale

100

159.8000 USD

Sale

100

159.8100 USD

Sale

5

159.8400 USD

Sale

100

159.8400 USD

 

(b) Derivatives transactions (other than options transactions)

 

Product name, e.g. CFD

Nature of transaction  (Note 6)

Number of relevant securities  (Note 7)

Price per unit  (Note 5)

CFD

Reducing a long position

200

158.8100 USD

CFD

Opening a long position

66,000

159.2500 USD

CFD

Reducing a long position

24

159.2500 USD

CFD

Opening a long position

98,000

159.2500 USD

CFD

Opening a long position

200

159.2500 USD

CFD

Reducing a long position

14

159.5059 USD

CFD

Reducing a long position

100

159.5500 USD

 

(c) Options transactions in respect of existing relevant securities

 

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling,  purchasing, varying etc.

Number of securities to which the option relates  (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit  (Note 5)

 

 

 

 

 

 

 

 

(ii)            Exercising

 

Product name,e.g. call option

Number of securities

Exercise price per unit  (Note 5)

 

 

 

 

(d)            Other dealings (including transactions in respect of new securities)  (Note 4)

 

Nature of transaction  (Note 8)

Details

Price per unit (if applicable)  (Note 5)

 

 

 

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none, this should be stated. 

NONE

 

Is a Supplemental Form 8 attached? (Note 9)        YES

 

Date of disclosure

20 August 2019

Contact name

Kashif Rafiq and Papa Lette

Telephone number

+44(20) 7051 0547 / +44(20) 7774 7442

If a connected EFM, name of offeree/offeror with which connected

ALLERGAN PLC

If a connected EFM, state nature of connection (Note 10)

 

 

SUPPLEMENTAL FORM 8

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

OPEN POSITIONS (Note 1)

 

Product name,e.g. call option

Written or purchased

Number of relevant securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

Call Option

Purchased

100

175.0000 USD

AMER

17/01/2020

Call Option

Sold

200

130.0000 USD

AMER

17/01/2020

Call Option

Purchased

2,400

150.0000 USD

AMER

17/01/2020

Call Option

Purchased

2,500

160.0000 USD

AMER

17/01/2020

Call Option

Purchased

5,000

155.0000 USD

AMER

17/01/2020

Call Option

Purchased

5,000

165.0000 USD

AMER

17/01/2020

Call Option

Purchased

10,000

180.0000 USD

AMER

17/01/2020

Call Option

Purchased

13,300

165.0000 USD

AMER

17/01/2020

NA

Sold

24

168.1461 USD

EURO

20/08/2019

NA

Sold

768

165.7952 USD

EURO

03/10/2019

NA

Sold

1,800

160.2073 USD

EURO

22/10/2019

NA

Sold

4,576

131.5062 USD

EURO

13/03/2020

NA

Sold

5,680

132.6000 USD

EURO

12/03/2020

Put Option

Sold

2,100

95.0000 USD

AMER

17/01/2020

Put Option

Sold

4,200

135.0000 USD

AMER

15/11/2019

Put Option

Sold

5,000

130.0000 USD

AMER

15/11/2019

Put Option

Purchased

8,000

180.0000 USD

AMER

17/01/2020

Put Option

Sold

12,300

115.0000 USD

AMER

17/01/2020

Put Option

Sold

15,000

100.0000 USD

AMER

17/01/2020

Put Option

Sold

15,000

105.0000 USD

AMER

17/01/2020

Put Option

Sold

15,000

110.0000 USD

AMER

17/01/2020

Swap

Sold

450

0.0000

N/A

26/08/2020

Swap

Sold

450

0.0000

N/A

26/08/2020

Swap

Sold

450

0.0000

N/A

21/08/2020

Swap

Sold

509

0.0000

N/A

17/07/2020

Swap

Sold

588

0.0000

N/A

30/06/2020

Swap

Sold

594

0.0000

N/A

29/07/2020

Swap

Sold

594

0.0000

N/A

28/07/2020

Swap

Sold

594

0.0000

N/A

22/07/2020

Swap

Sold

615

0.0000

N/A

24/07/2020

Swap

Sold

763

0.0000

N/A

30/06/2020

Swap

Sold

849

0.0000

N/A

27/07/2020

Swap

Sold

884

0.0000

N/A

24/07/2020

Swap

Sold

1,019

0.0000

N/A

22/07/2020

Swap

Sold

1,698

0.0000

N/A

22/07/2020

Swap

Sold

2,057

0.0000

N/A

30/06/2020

Swap

Sold

2,340

0.0000

N/A

24/07/2020

Swap

Sold

2,632

0.0000

N/A

03/08/2020

Swap

Sold

5,491

0.0000

N/A

17/07/2020

Swap

Sold

6,406

0.0000

N/A

29/07/2020

Swap

Sold

6,406

0.0000

N/A

28/07/2020

Swap

Sold

6,406

0.0000

N/A

22/07/2020

Swap

Sold

7,638

0.0000

N/A

15/07/2020

Swap

Sold

9,151

0.0000

N/A

27/07/2020

Swap

Sold

10,178

0.0000

N/A

18/08/2020

Swap

Sold

10,526

0.0000

N/A

22/05/2020

Swap

Sold

10,981

0.0000

N/A

22/07/2020

Swap

Sold

18,302

0.0000

N/A

22/07/2020

Swap

Sold

21,600

0.0000

N/A

26/08/2020

Swap

Sold

21,600

0.0000

N/A

26/08/2020

Swap

Sold

21,600

0.0000

N/A

21/08/2020

Swap

Sold

28,368

0.0000

N/A

03/08/2020

Swap

Sold

82,362

0.0000

N/A

15/07/2020

Swap^

Purchased

120,000

0.0000

N/A

14/01/2020

Swap

Sold

157,950

0.0000

N/A

26/08/2020

Swap

Sold

157,950

0.0000

N/A

26/08/2020

Swap

Sold

157,950

0.0000

N/A

21/08/2020

Swap^

Purchased

375,000

0.0000

N/A

15/04/2020

Swap^

Purchased

500,000

0.0000

N/A

18/02/2020

Swap^

Purchased

500,000

0.0000

N/A

18/02/2020

^Please note this product is part of a basket of securities for which ALLERGAN PLC is a component

 


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