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Friday 09 May, 2014

Goldman Sachs (EPT)

Form 8.5 (EPT/RI) - Amendment

RNS Number : 7388G
GoldmanSachs International
09 May 2014
 



Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 08 May for dealings on 07 May has been updated. Sections 2(a) and 2(b) have been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

ASTRAZENECA PLC

(d) Date dealing undertaken:

07 May 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for PFIZER INC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.25 ordinary

Purchases

1,146,687
1,177

46.6014 GBP
512.5000 SEK

46.0900 GBP
508.9675 SEK

USD 0.25 ordinary

Sales

595,838
1,177

46.6000 GBP
512.5000 SEK

46.0950 GBP
509.0000 SEK

ADR

Purchases

60

78.6700 USD

78.6700 USD

ADR

Sales

60

78.6700 USD

78.6700 USD

 

 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.25 ordinary

CFD

Opening a short position

89

46.1754 GBP

USD 0.25 ordinary

CFD

Reducing a short position

500

46.1900 GBP

USD 0.25 ordinary

CFD

Reducing a long position

22,000

46.2228 GBP

USD 0.25 ordinary

CFD

Opening a short position

25,000

46.2274 GBP

USD 0.25 ordinary

CFD

Opening a short position

21,000

46.2856 GBP

USD 0.25 ordinary

CFD

Reducing a short position

1,034

46.3100 GBP

USD 0.25 ordinary

CFD

Opening a long position

2,489

46.3100 GBP

USD 0.25 ordinary

CFD

Opening a short position

37

46.3332 GBP

USD 0.25 ordinary

CFD

Opening a short position

5,000

46.3995 GBP

USD 0.25 ordinary

CFD

Reducing a short position

102

46.4017 GBP

USD 0.25 ordinary

CFD

Reducing a short position

1,369

46.4017 GBP

USD 0.25 ordinary

CFD

Reducing a short position

638

46.4017 GBP

USD 0.25 ordinary

CFD

Reducing a short position

208

46.4017 GBP

USD 0.25 ordinary

CFD

Opening a long position

3,500

46.4131 GBP

USD 0.25 ordinary

SWAP

Opening a short position

2,698

46.1484 GBP

USD 0.25 ordinary

SWAP

Opening a short position

84

46.1484 GBP

USD 0.25 ordinary

SWAP

Opening a short position

1,363

46.1484 GBP

USD 0.25 ordinary

SWAP

Opening a short position

1,439

46.1484 GBP

USD 0.25 ordinary

SWAP

Opening a short position

1,363

46.1547 GBP

USD 0.25 ordinary

SWAP

Opening a short position

2,555

46.1547 GBP

USD 0.25 ordinary

SWAP

Opening a short position

79

46.1547 GBP

USD 0.25 ordinary

SWAP

Opening a short position

1,291

46.1547 GBP

USD 0.25 ordinary

SWAP

Opening a short position

1,376

46.1908 GBP

USD 0.25 ordinary

SWAP

Opening a short position

81

46.1908 GBP

USD 0.25 ordinary

SWAP

Opening a short position

2,580

46.1908 GBP

USD 0.25 ordinary

SWAP

Opening a short position

1,304

46.1908 GBP

USD 0.25 ordinary

SWAP

Opening a short position

6,013

46.2208 GBP

USD 0.25 ordinary

SWAP

Opening a short position

373

46.2208 GBP

USD 0.25 ordinary

SWAP

Opening a short position

11,891

46.2208 GBP

USD 0.25 ordinary

SWAP

Opening a short position

6,347

46.2208 GBP

USD 0.25 ordinary

SWAP

Opening a short position

12,800

46.2223 GBP

USD 0.25 ordinary

SWAP

Opening a short position

51,200

46.2223 GBP

USD 0.25 ordinary

SWAP

Opening a short position

17,092

46.3441 GBP

USD 0.25 ordinary

SWAP

Opening a short position

1,058

46.3441 GBP

USD 0.25 ordinary

SWAP

Opening a short position

33,808

46.3441 GBP

USD 0.25 ordinary

SWAP

Opening a short position

18,042

46.3441 GBP

USD 0.25 ordinary

SWAP

Opening a short position

437

46.3865 GBP

USD 0.25 ordinary

SWAP

Opening a short position

13,961

46.3865 GBP

USD 0.25 ordinary

SWAP

Opening a short position

7,059

46.3865 GBP

USD 0.25 ordinary

SWAP

Opening a short position

7,450

46.3865 GBP

USD 0.25 ordinary

SWAP

Increasing a short position

452

46.4298 GBP

USD 0.25 ordinary

SWAP

Increasing a short position

5,878

46.4298 GBP

USD 0.25 ordinary

SWAP

Increasing a short position

1,800

46.4298 GBP

USD 0.25 ordinary

SWAP

Increasing a short position

419

46.4298 GBP

USD 0.25 ordinary

SWAP

Increasing a short position

15,582

46.4298 GBP

USD 0.25 ordinary

SWAP

Increasing a short position

50,443

46.4298 GBP

USD 0.25 ordinary

SWAP

Increasing a short position

3,491

46.4298 GBP

USD 0.25 ordinary

SWAP

Opening a short position

12,600

46.6014 GBP

USD 0.25 ordinary

SWAP

Opening a short position

50,400

46.6014 GBP

 

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

68 (68,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

45 (45,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

4 (4,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

29 (29,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

70 (70,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

34 (34,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

45 (45,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

34 (34,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

34 (34,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

70 (70,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

70 (70,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

29 (29,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

68 (68,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

68 (68,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

250 (250,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

4 (4,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

4 (4,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

29 (29,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

45 (45,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

250 (250,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

4 (4,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

68 (68,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

45 (45,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

68 (68,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

34 (34,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

4 (4,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

34 (34,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

250 (250,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

70 (70,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

29 (29,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

29 (29,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

70 (70,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

250 (250,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

45 (45,000)

48.0000 GBP

AMERICAN

20/06/2014

1.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

29 (29,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

45 (45,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

4 (4,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

70 (70,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

34 (34,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

68 (68,000)

52.0000 GBP

AMERICAN

20/06/2014

0.3000 GBP

 

 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

09 May 2014

Contact name:

Helen-Marie Moloney and Christopher Owers

Telephone number:

+44(20) 7774 8019 / +44(20) 7552 1461

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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