Information  X 
Enter a valid email address
  Print      Mail a friend       More announcements

Friday 09 May, 2014

Goldman Sachs (EPT)

Form 8.5 (EPT/RI) - Amendment

RNS Number : 6623G
GoldmanSachs International
08 May 2014
 



Amendment - due to the amendment of Option transactions, the disclosure made on 02 May for dealings on 28 April has been updated. Section 2(c)(i) has been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

ASTRAZENECA PLC

(d) Date dealing undertaken:

28 April 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for PFIZER INC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.25 ordinary

Purchases

3,739,223
13,539
75,000

47.8450 GBP
524.0000 SEK
77.6300 USD

45.6000 GBP
505.5000 SEK
77.6300 USD

USD 0.25 ordinary

Sales

2,985,564
13,330

47.8950 GBP
525.0000 SEK

45.7650 GBP
505.5000 SEK

ADR

Purchases

51,404

79.2610 USD

77.4521 USD

ADR

Sales

51,404

79.2610 USD

77.4521 USD

 

 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.25 ordinary

CFD

Opening a short position

25,000

46.4758 GBP

USD 0.25 ordinary

CFD

Opening a short position

3,500

46.5383 GBP

USD 0.25 ordinary

CFD

Opening a long position

2,000

46.6650 GBP

USD 0.25 ordinary

CFD

Opening a short position

260

46.6650 GBP

USD 0.25 ordinary

CFD

Opening a long position

115,560

46.7227 GBP

USD 0.25 ordinary

CFD

Opening a short position

64

46.7721 GBP

USD 0.25 ordinary

CFD

Opening a short position

18

46.7721 GBP

USD 0.25 ordinary

CFD

Opening a short position

16

46.7721 GBP

USD 0.25 ordinary

CFD

Opening a short position

14

46.7721 GBP

USD 0.25 ordinary

CFD

Reducing a long position

9,803

46.8214 GBP

USD 0.25 ordinary

CFD

Reducing a long position

7,095

46.8214 GBP

USD 0.25 ordinary

CFD

Reducing a short position

3,500

46.8383 GBP

USD 0.25 ordinary

CFD

Opening a short position

20,000

46.8404 GBP

USD 0.25 ordinary

CFD

Reducing a long position

184

46.9227 GBP

USD 0.25 ordinary

CFD

Reducing a long position

2,407

46.9227 GBP

USD 0.25 ordinary

CFD

Opening a short position

1,943

46.9248 USD

USD 0.25 ordinary

CFD

Opening a short position

3,700

46.9250 GBP

USD 0.25 ordinary

CFD

Reducing a short position

20,000

46.9530 GBP

USD 0.25 ordinary

CFD

Opening a short position

65

46.9652 USD

USD 0.25 ordinary

CFD

Reducing a short position

888

46.9716 GBP

USD 0.25 ordinary

CFD

Reducing a short position

891

46.9716 GBP

USD 0.25 ordinary

CFD

Reducing a short position

20,714

46.9716 GBP

USD 0.25 ordinary

CFD

Reducing a short position

16,281

46.9716 GBP

USD 0.25 ordinary

CFD

Reducing a short position

5,521

46.9716 GBP

USD 0.25 ordinary

CFD

Reducing a short position

973

46.9716 GBP

USD 0.25 ordinary

CFD

Reducing a short position

1,976

46.9716 GBP

USD 0.25 ordinary

CFD

Reducing a short position

5,353

46.9716 GBP

USD 0.25 ordinary

CFD

Reducing a short position

1,874

46.9716 GBP

USD 0.25 ordinary

CFD

Opening a short position

3,700

46.9723 GBP

USD 0.25 ordinary

CFD

Opening a short position

3,700

46.9817 GBP

USD 0.25 ordinary

CFD

Reducing a short position

260

47.0100 GBP

USD 0.25 ordinary

CFD

Reducing a long position

55

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

3,002

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

4,272

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

280

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

25

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

38,441

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

7,999

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

105

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

24,940

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

572

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

536

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

542

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

7,016

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

42,725

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

259

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

12,249

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

897

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

24,600

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

41

47.0458 GBP

USD 0.25 ordinary

CFD

Reducing a long position

4,000

47.0979 GBP

USD 0.25 ordinary

CFD

Opening a short position

7,611

47.1266 GBP

USD 0.25 ordinary

CFD

Opening a short position

28,861

47.1266 GBP

USD 0.25 ordinary

CFD

Opening a short position

13,528

47.1266 GBP

USD 0.25 ordinary

CFD

Opening a short position

2,186

47.2245 GBP

USD 0.25 ordinary

CFD

Opening a short position

3,589

47.2245 GBP

USD 0.25 ordinary

CFD

Opening a short position

26,500

47.2519 GBP

USD 0.25 ordinary

CFD

Reducing a long position

734

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

2,222

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,690

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,902

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

528

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,204

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

428

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

404

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

2,946

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,125

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,773

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,248

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

794

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,591

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,024

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,903

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

74

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

737

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

501

47.7038 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,652

47.7038 GBP

USD 0.25 ordinary

CFD

Opening a short position

75,000

77.6300 USD

USD 0.25 ordinary

CFD

Opening a short position

43,184

78.6354 USD

USD 0.25 ordinary

CFD

Opening a short position

209

517.5622 SEK

USD 0.25 ordinary

SWAP

Opening a long position

222

46.4578 GBP

USD 0.25 ordinary

SWAP

Opening a long position

100

46.4578 GBP

USD 0.25 ordinary

SWAP

Opening a short position

7,800

46.6214 GBP

USD 0.25 ordinary

SWAP

Opening a short position

31,200

46.6214 GBP

USD 0.25 ordinary

SWAP

Opening a short position

37,400

46.9656 GBP

USD 0.25 ordinary

SWAP

Opening a short position

149,600

46.9656 GBP

 

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.25 ordinary

Call Option

Purchasing

37,300

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

52,300

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

59,700

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

174,100

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

121,900

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

121,900

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

174,100

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

59,700

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

52,200

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

52,300

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

52,200

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

2,500

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

37,300

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Call Option

Purchasing

2,500

48.0000 GBP

AMERICAN

16/05/2014

1.2000 GBP

USD 0.25 ordinary

Put Option

Purchasing

37,300

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

59,700

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

59,700

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

52,200

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

2,500

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

37,300

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

121,900

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

52,300

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

2,500

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

174,100

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

174,100

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

52,200

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

121,900

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option

Purchasing

52,300

48.0000 GBP

AMERICAN

16/05/2014

1.4700 GBP

USD 0.25 ordinary

Put Option / (1.00 : 1,000.00)

Selling

115 (115,000)

38.0000 GBP

AMERICAN

19/09/2014

0.5000 GBP

USD 0.25 ordinary

Put Option / (1.00 : 1,000.00)

Selling

15 (15,000)

38.0000 GBP

AMERICAN

19/09/2014

0.5000 GBP

USD 0.25 ordinary

Put Option / (1.00 : 1,000.00)

Selling

43 (43,000)

38.0000 GBP

AMERICAN

19/09/2014

0.5000 GBP

USD 0.25 ordinary

Put Option / (1.00 : 1,000.00)

Selling

7 (7,000)

38.0000 GBP

AMERICAN

19/09/2014

0.5000 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

75 (75,000)

42.0000 GBP

AMERICAN

16/05/2014

4.2800 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

5 (5,000)

42.0000 GBP

AMERICAN

16/05/2014

4.2800 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

34 (34,000)

42.0000 GBP

AMERICAN

16/05/2014

4.2800 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

71 (71,000)

42.0000 GBP

AMERICAN

16/05/2014

4.2800 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

60 (60,000)

42.0000 GBP

AMERICAN

16/05/2014

4.2800 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

4 (4,000)

42.0000 GBP

AMERICAN

16/05/2014

4.2800 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

36 (36,000)

42.0000 GBP

AMERICAN

16/05/2014

4.2800 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

5 (5,000)

42.0000 GBP

AMERICAN

16/05/2014

4.2800 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Purchasing

3 (3,000)

42.0000 GBP

AMERICAN

16/05/2014

4.2800 GBP

USD 0.25 ordinary

Put Option / (1.00 : 1,000.00)

Selling

15 (15,000)

38.0000 GBP

AMERICAN

19/09/2014

0.5000 GBP

USD 0.25 ordinary

Put Option / (1.00 : 1,000.00)

Selling

43 (43,000)

38.0000 GBP

AMERICAN

19/09/2014

0.5000 GBP

USD 0.25 ordinary

Put Option / (1.00 : 1,000.00)

Selling

115 (115,000)

38.0000 GBP

AMERICAN

19/09/2014

0.5000 GBP

USD 0.25 ordinary

Put Option / (1.00 : 1,000.00)

Selling

7 (7,000)

38.0000 GBP

AMERICAN

19/09/2014

0.5000 GBP

 

 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

08 May 2014

Contact name:

Helen-Marie Moloney and Christopher Owers

Telephone number:

+44(20) 7774 8019 / +44(20) 7552 1461

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERUGUQAAUPCGRR

a d v e r t i s e m e n t