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Friday 02 May, 2014

Goldman Sachs (EPT)

Form 8.5 (EPT/RI) - Amendment

RNS Number : 2508G
GoldmanSachs International
02 May 2014
 

Amendment - due to the amendment of Equity, Derivative and Option transactions, the disclosure made on 01 May for dealings on 30 April has been updated. Sections 2(a), 2(b) and 2(c) have been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

ASTRAZENECA PLC

(d) Date dealing undertaken:

30 April 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for PFIZER INC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.25 ordinary

Purchases

1,185,999
141,350
3,600

46.9750 GBP
78.9500 USD
514.0000 SEK

46.0700 GBP
77.3992 USD
514.0000 SEK

USD 0.25 ordinary

Sales

1,241,259
3,600

46.9800 GBP
514.0000 SEK

46.1000 GBP
514.0000 SEK

 

 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.25 ordinary

CFD

Reducing a long position

25,000

40.4828 GBP

USD 0.25 ordinary

CFD

Reducing a long position

30,000

41.1094 GBP

USD 0.25 ordinary

CFD

Opening a long position

3,000

46.1335 GBP

USD 0.25 ordinary

CFD

Opening a long position

10,000

46.1762 GBP

USD 0.25 ordinary

CFD

Reducing a short position

27

46.1806 GBP

USD 0.25 ordinary

CFD

Reducing a short position

204

46.1806 GBP

USD 0.25 ordinary

CFD

Reducing a long position

3,613

46.2176 GBP

USD 0.25 ordinary

CFD

Reducing a long position

37,178

46.2176 GBP

USD 0.25 ordinary

CFD

Reducing a long position

34,209

46.2176 GBP

USD 0.25 ordinary

CFD

Opening a short position

5,000

46.2378 GBP

USD 0.25 ordinary

CFD

Opening a short position

82

46.3461 GBP

USD 0.25 ordinary

CFD

Opening a short position

13

46.3461 GBP

USD 0.25 ordinary

CFD

Reducing a long position

20,000

46.4618 GBP

USD 0.25 ordinary

CFD

Opening a long position

2,000

46.4993 GBP

USD 0.25 ordinary

CFD

Opening a long position

84,100

46.5674 GBP

USD 0.25 ordinary

CFD

Reducing a short position

10,000

46.6885 GBP

USD 0.25 ordinary

CFD

Reducing a short position

9,948

46.6893 GBP

USD 0.25 ordinary

CFD

Opening a short position

10,000

46.6938 GBP

USD 0.25 ordinary

CFD

Opening a long position

10,000

46.8517 GBP

USD 0.25 ordinary

CFD

Reducing a short position

857

46.8732 GBP

USD 0.25 ordinary

CFD

Reducing a short position

1,965

46.8732 GBP

USD 0.25 ordinary

CFD

Reducing a short position

67,182

46.8732 GBP

USD 0.25 ordinary

CFD

Reducing a short position

259

46.8732 GBP

USD 0.25 ordinary

CFD

Reducing a short position

2,093

46.8732 GBP

USD 0.25 ordinary

CFD

Reducing a short position

20,256

46.8732 GBP

USD 0.25 ordinary

CFD

Reducing a short position

50,427

46.8732 GBP

USD 0.25 ordinary

CFD

Reducing a short position

6,961

46.8732 GBP

USD 0.25 ordinary

CFD

Reducing a short position

25,000

68.0111 USD

USD 0.25 ordinary

CFD

Reducing a short position

30,000

69.0638 USD

USD 0.25 ordinary

CFD

Reducing a short position

75,000

77.6455 USD

USD 0.25 ordinary

CFD

Reducing a short position

20,000

78.1756 USD

USD 0.25 ordinary

CFD

Reducing a short position

4,236

78.4065 USD

USD 0.25 ordinary

CFD

Opening a short position

75,000

78.6975 USD

USD 0.25 ordinary

CFD

Opening a short position

50,000

78.8475 USD

USD 0.25 ordinary

CFD

Opening a short position

10,000

78.9500 USD

USD 0.25 ordinary

SWAP

Opening a short position

83,962

46.2227 GBP

USD 0.25 ordinary

SWAP

Reducing a long position

350

46.4931 GBP

USD 0.25 ordinary

SWAP

Opening a short position

102,000

46.7489 GBP

USD 0.25 ordinary

SWAP

Opening a short position

25,500

46.7489 GBP

 

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

49 (49,000)

48.0000 GBP

AMERICAN

19/09/2014

2.8500 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

18 (18,000)

48.0000 GBP

AMERICAN

19/09/2014

2.8400 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

30 (30,000)

48.0000 GBP

AMERICAN

19/09/2014

2.7500 GBP

USD 0.25 ordinary

Call Option / (1.00 : 1,000.00)

Selling

18 (18,000)

48.0000 GBP

AMERICAN

19/09/2014

2.7000 GBP

USD 0.25 ordinary

Put Option

Purchasing

15,000

40.0000 GBP

AMERICAN

20/06/2014

0.2702 GBP

USD 0.25 ordinary

Put Option

Selling

15,000

44.0000 GBP

AMERICAN

20/06/2014

1.1752 GBP

 

 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

02 May 2014

Contact name:

Helen-Marie Moloney and Christopher Owers

Telephone number:

+44(20) 7774 8019 / +44(20) 7552 1461

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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