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Friday 02 May, 2014

Goldman Sachs (EPT)

Form 8.5 (EPT/RI) - Amendment

RNS Number : 2504G
GoldmanSachs International
02 May 2014
 

Amendment - due to the amendment of Derivative transactions, the disclosure made on 01 May for dealings on 29 April has been updated. Section 2(b) has been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

ASTRAZENECA PLC

(d) Date dealing undertaken:

29 April 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for PFIZER INC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.25 ordinary

Purchases

2,008,941
1,124
95,000

46.8765 GBP
512.5000 SEK
78.1600 USD

45.9650 GBP
503.0000 SEK
77.3950 USD

USD 0.25 ordinary

Sales

1,363,416
1,124

46.8250 GBP
515.0000 SEK

45.9775 GBP
503.0000 SEK

ADR

Purchases

26,380

78.0452 USD

77.2154 USD

ADR

Sales

26,380

78.0452 USD

77.1768 USD

 

 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.25 ordinary

CFD

Reducing a long position

40,000

41.0801 GBP

USD 0.25 ordinary

CFD

Reducing a long position

514

46.1066 GBP

USD 0.25 ordinary

CFD

Reducing a long position

408

46.1066 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,333

46.1066 GBP

USD 0.25 ordinary

CFD

Reducing a long position

2,040

46.1066 GBP

USD 0.25 ordinary

CFD

Reducing a long position

3,290

46.1066 GBP

USD 0.25 ordinary

CFD

Opening a long position

20,000

46.1844 GBP

USD 0.25 ordinary

CFD

Opening a short position

779

46.2000 GBP

USD 0.25 ordinary

CFD

Opening a short position

240

46.2000 GBP

USD 0.25 ordinary

CFD

Opening a short position

5,000

46.2092 GBP

USD 0.25 ordinary

CFD

Opening a long position

3,500

46.2343 GBP

USD 0.25 ordinary

CFD

Opening a short position

5,000

46.2367 GBP

USD 0.25 ordinary

CFD

Reducing a long position

192

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,691

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,740

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

818

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

463

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

3

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

620

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

91

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

215

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

5

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

10

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

722

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,403

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

1,141

46.2655 GBP

USD 0.25 ordinary

CFD

Reducing a long position

10,000

46.3102 GBP

USD 0.25 ordinary

CFD

Reducing a short position

240

46.3250 GBP

USD 0.25 ordinary

CFD

Reducing a long position

10,000

46.3567 GBP

USD 0.25 ordinary

CFD

Reducing a short position

1,513

46.3712 GBP

USD 0.25 ordinary

CFD

Reducing a short position

2,485

46.3712 GBP

USD 0.25 ordinary

CFD

Opening a long position

86,600

46.3833 GBP

USD 0.25 ordinary

CFD

Opening a short position

75

46.5340 GBP

USD 0.25 ordinary

CFD

Opening a long position

10,000

46.5447 GBP

USD 0.25 ordinary

CFD

Reducing a short position

155

46.5479 GBP

USD 0.25 ordinary

CFD

Reducing a short position

5,377

46.5479 GBP

USD 0.25 ordinary

CFD

Opening a short position

7,500

46.5507 GBP

USD 0.25 ordinary

CFD

Reducing a short position

7,500

46.5517 GBP

USD 0.25 ordinary

CFD

Reducing a short position

779

46.5550 GBP

USD 0.25 ordinary

CFD

Reducing a short position

3,000

46.6195 GBP

USD 0.25 ordinary

CFD

Opening a short position

3,000

46.6384 GBP

USD 0.25 ordinary

CFD

Reducing a short position

3,700

46.7575 GBP

USD 0.25 ordinary

CFD

Reducing a short position

40,000

69.0413 USD

USD 0.25 ordinary

CFD

Opening a short position

75,000

77.3950 USD

USD 0.25 ordinary

CFD

Reducing a short position

134

77.9883 USD

USD 0.25 ordinary

CFD

Opening a short position

20,000

78.1600 USD

USD 0.25 ordinary

SWAP

Opening a long position

1,860

46.3612 GBP

USD 0.25 ordinary

SWAP

Opening a long position

350

46.3612 GBP

USD 0.25 ordinary

SWAP

Opening a long position

820

46.3612 GBP

USD 0.25 ordinary

SWAP

Opening a short position

92,870

46.5625 GBP

USD 0.25 ordinary

SWAP

Opening a short position

23,217

46.5625 GBP

USD 0.25 ordinary

SWAP

Opening a short position

440,000

46.8765 GBP

 

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

USD 0.25 ordinary

Call Option

284,590

39.4964 GBP

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

02 May 2014

Contact name:

Helen-Marie Moloney and Christopher Owers

Telephone number:

+44(20) 7774 8019 / +44(20) 7552 1461

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]isclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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