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Genus (GNS)

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Monday 06 June, 2022

Genus

Notification of Major Holdings

RNS Number : 8184N
Genus PLC
06 June 2022
 

TR-1: Standard form for notification of major holdings


NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Genus Plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify):


3. Details of person subject to the notification obligation

Name

Wellington Management Company LLP

City and country of registered office (if applicable)

Boston, USA

4. Full name of shareholder(s)  (if different from 3.)

Name

Bank of New York (Nominees) Ltd

BBH ISL NOMINEES LTD

GOLDMAN SACHS INTERNATIONAL

HSBC Global Custody Nominee (UK) Limited

HSBC Global Custody Nominee Limited

JP Morgan Chase Nominees Limited

Mellon Nominees (UK) Ltd.

Nortrust Nominees Limited

ROY Nominees Limited

State Street Nominees Limited

VIDACOS NOMINEES LIMITED

City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached:

01/06/2022

6. Date on which issuer notified (DD/MM/YYYY):

02/06/2022

7. Total positions of person(s) subject to the notification obligation:


% of voting rights attached to shares

(total of 8.A)

% of voting rights through financial instruments

(total of 8.B.1 + 8.B.2)

Total of both in %

(8.A + 8.B)

Total number of voting rights of issuer

Resulting situation on the date on which threshold was crossed or reached

5.10%

0.03%

5.13%

65,770,066

Position of previous notification (if applicable)

4.97%

0.03%

5.01%



8. Notified details of the resulting situation on the date on which the threshold was crossed or reached:

A: Voting rights attached to shares

Class/type of shares ISIN code (if possible)

Number of voting rights

% of voting rights

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB0002074580 Common Stock


3,351,632


5.10%






SUBTOTAL 8.A

3,351,632

5.10%


B 1: Financial Instruments DTR5.3.1R (1) (a)

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights








SUBTOTAL 8.B.1




B 2: Financial Instruments with similar economic effect DTR5.3.1R (1) (b)

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Physical or cash settlement

Number of voting rights

% of voting rights

Equity Swap

15/05/2023

01/11/2018 to 15/05/2023

Cash settlement

12,500 Equity Swap shares or 12,500 votes on a converted basis

0.02%

Equity Swap

22/05/2023

15/07/2019 to 22/05/2023

Cash settlement

1,881 Equity Swap shares or 1,881 votes on a converted basis

0.00%

Equity Swap

22/05/2023

05/10/2018 to 22/05/2023

Cash settlement

1,740 Equity Swap shares or 1,740 votes on a converted basis

0.00%

Equity Swap

22/05/2023

08/10/2018 to 22/05/2023

Cash settlement

1,102 Equity Swap shares or 1,102 votes on a converted basis

0.00%

Equity Swap

22/05/2023

06/01/2021 to 22/05/2023

Cash settlement

712 Equity Swap shares or 712 votes on a converted basis

0.00%

Equity Swap

22/05/2023

20/01/2020 to 22/05/2023

Cash settlement

450 Equity Swap shares or 450 votes on a converted basis

0.00%

Equity Swap

22/05/2023

03/03/2022 to 22/05/2023

Cash settlement

436 Equity Swap shares or 436 votes on a converted basis

0.00%

Equity Swap

22/05/2023

08/03/2022 to 22/05/2023

Cash settlement

400 Equity Swap shares or 400 votes on a converted basis

0.00%

Equity Swap

22/05/2023

01/03/2022 to 22/05/2023

Cash settlement

284 Equity Swap shares or 284 votes on a converted basis

0.00%

Equity Swap

22/05/2023

03/03/2022 to 22/05/2023

Cash settlement

265 Equity Swap shares or 265 votes on a converted basis

0.00%

Equity Swap

05/05/2023

30/07/2018 to 05/05/2023

Cash settlement

239 Equity Swap shares or 239 votes on a converted basis

0.00%

Equity Swap

22/05/2023

02/03/2022 to 22/05/2023

Cash settlement

204 Equity Swap shares or 204 votes on a converted basis

0.00%

Equity Swap

22/05/2023

07/03/2022 to 22/05/2023

Cash settlement

177 Equity Swap shares or 177 votes on a converted basis

0.00%

Equity Swap

22/05/2023

03/07/2018 to 22/05/2023

Cash settlement

159 Equity Swap shares or 159 votes on a converted basis

0.00%

Equity Swap

22/05/2023

11/03/2022 to 22/05/2023

Cash settlement

89 Equity Swap shares or 89 votes on a converted basis

0.00%

Equity Swap

22/05/2023

15/03/2022 to 22/05/2023

Cash settlement

81 Equity Swap shares or 81 votes on a converted basis

0.00%

Equity Swap

22/05/2023

09/03/2022 to 22/05/2023

Cash settlement

80 Equity Swap shares or 80 votes on a converted basis

0.00%

Equity Swap

22/05/2023

10/03/2022 to 22/05/2023

Cash settlement

54 Equity Swap shares or 54 votes on a converted basis

0.00%

Equity Swap

22/05/2023

15/03/2022 to 22/05/2023

Cash settlement

50 Equity Swap shares or 50 votes on a converted basis

0.00%

Equity Swap

22/05/2023

14/03/2022 to 22/05/2023

Cash settlement

46 Equity Swap shares or 46 votes on a converted basis

0.00%

Equity Swap

22/05/2023

04/03/2022 to 22/05/2023

Cash settlement

23 Equity Swap shares or 23 votes on a converted basis

0.00%










SUBTOTAL 8.B.2

20,972

 

0.03%

 


9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer


Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)

X

Name

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Wellington Management Company LLP

5.10%


5.13%







10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional information:

 

Wellington Management Company LLP has crossed above the 5% notification threshold in its own right. Wellington Management Company is an investment management entity that manages the assets of certain funds and/or managed accounts.

  Wellington Management Company LLP is a direct controlled undertaking of Wellington Investment Advisors Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Group Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Management Group LLP.

 


Place of completion

Boston, USA

Date of completion

02/06/2022

 

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