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BARCLAYS PLC (OSB)

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Monday 05 August, 2019

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) - ONESAVINGS BANK PLC

FORM 8.5 (EPT/NON-RI) - ONESAVINGS BANK PLC

BARCLAYS PLC

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose

ONESAVINGS BANK PLC

relevant securities this form relates:
(c) Name of the party to the offer with which exempt

ONESAVINGS BANK PLC

principal trader is connected
(d) Date position held/dealing undertaken:

02 August 2019

(e) In addition to the company in 1(b) above, is the exempt principal

YES:

trader making disclosures in respect of any other party to the offer?

CHARTER COURT FINANCIAL SERVICES GR

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

1,633,403

0.67%

1,299,927

0.53%

 

(2)

Cash-settled derivatives:

1,224,782

0.50%

1,511,450

0.62%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

2,858,185

1.17%

2,811,377

1.15%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

1p ordinary Purchase

81,005

3.5180 GBP

3.4398 GBP

1p ordinary Sale

69,481

3.5500 GBP

3.44 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing

Number of

Price per

relevant description

reference

unit

security

securities

 

1p ordinary SWAP Long

2

3.5300 GBP

1p ordinary SWAP Long

100

3.5500 GBP

1p ordinary SWAP Long

183

3.4883 GBP

1p ordinary SWAP Long

217

3.4985 GBP

1p ordinary SWAP Long

243

3.4942 GBP

1p ordinary SWAP Long

281

3.4551 GBP

1p ordinary SWAP Long

319

3.4607 GBP

1p ordinary SWAP Long

382

3.5033 GBP

1p ordinary SWAP Long

418

3.4719 GBP

1p ordinary SWAP Long

695

3.4656 GBP

1p ordinary SWAP Long

794

3.4884 GBP

1p ordinary SWAP Long

878

3.4580 GBP

1p ordinary SWAP Long

1,398

3.4885 GBP

1p ordinary SWAP Long

1,524

3.4941 GBP

1p ordinary SWAP Long

1,582

3.4986 GBP

1p ordinary SWAP Long

1,708

3.4400 GBP

1p ordinary SWAP Long

1,708

3.4582 GBP

1p ordinary SWAP Long

2,023

3.4604 GBP

1p ordinary SWAP Long

2,512

3.5124 GBP

1p ordinary SWAP Long

6,958

3.4443 GBP

1p ordinary CFD Long

29,600

3.4536 GBP

1p ordinary SWAP Short

1,091

3.5198 GBP

1p ordinary SWAP Short

1,187

3.4401 GBP

1p ordinary SWAP Short

1,502

3.4493 GBP

1p ordinary SWAP Short

2,057

3.4547 GBP

1p ordinary SWAP Short

6,864

3.4492 GBP

1p ordinary SWAP Short

12,150

3.4604 GBP

1p ordinary SWAP Short

15,559

3.4577 GBP

1p ordinary SWAP Short

25,664

3.4688 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

5 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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