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BARCLAYS PLC (AZN)

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Monday 12 May, 2014

BARCLAYS PLC

Form 8.3 - Astrazenica Plc

Form 8.3 - Astrazenica Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ASTRAZENECA PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 9 May 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect PFIZER INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 16,592,096 1.31% 4,262,154 0.34%
           
(2) Derivatives (other than
options): 724,941 0.06% 9,914,563 0.79%
           
(3) Options and agreements to
purchase/sell: 1,351,610 0.11% 2,205,943 0.17%
           
TOTAL:
18,668,647 1.48% 16,382,660 1.30%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 9 46.6655 GBP
ORD Purchase 9 46.6955 GBP
ORD Purchase 11 46.1775 GBP
ORD Purchase 22 46.2150 GBP
ORD Purchase 23 46.0425 GBP
ORD Purchase 30 46.7010 GBP
ORD Purchase 32 46.2500 GBP
ORD Purchase 32 46.3650 GBP
ORD Purchase 32 46.3845 GBP
ORD Purchase 32 46.4650 GBP
ORD Purchase 36 46.5975 GBP
ORD Purchase 43 46.6380 GBP
ORD Purchase 43 46.6825 GBP
ORD Purchase 51 46.7180 GBP
ORD Purchase 58 46.4075 GBP
ORD Purchase 65 46.0675 GBP
ORD Purchase 65 46.2625 GBP
ORD Purchase 65 46.2770 GBP
ORD Purchase 65 46.3075 GBP
ORD Purchase 65 46.4625 GBP
ORD Purchase 65 46.4900 GBP
ORD Purchase 66 46.1150 GBP
ORD Purchase 66 46.2890 GBP
ORD Purchase 67 46.0775 GBP
ORD Purchase 68 46.1725 GBP
ORD Purchase 68 46.6125 GBP
ORD Purchase 68 46.6170 GBP
ORD Purchase 68 46.6995 GBP
ORD Purchase 69 46.1025 GBP
ORD Purchase 70 46.0575 GBP
ORD Purchase 71 46.5230 GBP
ORD Purchase 71 46.5275 GBP
ORD Purchase 72 46.1795 GBP
ORD Purchase 72 46.2050 GBP
ORD Purchase 72 46.3745 GBP
ORD Purchase 73 46.6330 GBP
ORD Purchase 73 46.6575 GBP
ORD Purchase 74 46.0925 GBP
ORD Purchase 76 46.0550 GBP
ORD Purchase 78 46.3495 GBP
ORD Purchase 79 46.2775 GBP
ORD Purchase 79 46.7650 GBP
ORD Purchase 80 46.0470 GBP
ORD Purchase 81 46.3350 GBP
ORD Purchase 82 46.0175 GBP
ORD Purchase 83 46.0375 GBP
ORD Purchase 85 46.1450 GBP
ORD Purchase 87 46.1075 GBP
ORD Purchase 87 46.3175 GBP
ORD Purchase 91 46.2900 GBP
ORD Purchase 94 46.2075 GBP
ORD Purchase 97 46.2070 GBP
ORD Purchase 97 46.2225 GBP
ORD Purchase 100 46.0350 GBP
ORD Purchase 106 46.1425 GBP
ORD Purchase 108 46.4500 GBP
ORD Purchase 108 46.4550 GBP
ORD Purchase 109 46.7175 GBP
ORD Purchase 110 46.6725 GBP
ORD Purchase 110 46.7055 GBP
ORD Purchase 110 46.7125 GBP
ORD Purchase 110 46.7325 GBP
ORD Purchase 112 46.1975 GBP
ORD Purchase 115 46.1825 GBP
ORD Purchase 122 46.0750 GBP
ORD Purchase 125 46.1550 GBP
ORD Purchase 125 46.4275 GBP
ORD Purchase 126 46.7150 GBP
ORD Purchase 128 46.1900 GBP
ORD Purchase 134 46.3900 GBP
ORD Purchase 137 46.3000 GBP
ORD Purchase 138 46.6200 GBP
ORD Purchase 139 46.2200 GBP
ORD Purchase 140 46.0850 GBP
ORD Purchase 141 46.1100 GBP
ORD Purchase 141 46.3575 GBP
ORD Purchase 144 46.2725 GBP
ORD Purchase 145 46.0495 GBP
ORD Purchase 145 46.1850 GBP
ORD Purchase 145 46.2325 GBP
ORD Purchase 147 46.1525 GBP
ORD Purchase 148 46.3875 GBP
ORD Purchase 151 46.2525 GBP
ORD Purchase 155 46.4250 GBP
ORD Purchase 157 46.0950 GBP
ORD Purchase 159 46.3950 GBP
ORD Purchase 161 46.1650 GBP
ORD Purchase 162 46.4950 GBP
ORD Purchase 167 46.0525 GBP
ORD Purchase 169 46.0800 GBP
ORD Purchase 169 46.1050 GBP
ORD Purchase 172 46.1250 GBP
ORD Purchase 176 46.7255 GBP
ORD Purchase 182 46.6500 GBP
ORD Purchase 183 46.0500 GBP
ORD Purchase 187 46.6050 GBP
ORD Purchase 189 46.7600 GBP
ORD Purchase 193 46.6277 GBP
ORD Purchase 193 46.7305 GBP
ORD Purchase 196 46.7350 GBP
ORD Purchase 199 46.2975 GBP
ORD Purchase 199 46.3925 GBP
ORD Purchase 199 46.4025 GBP
ORD Purchase 199 46.4175 GBP
ORD Purchase 199 46.5750 GBP
ORD Purchase 199 46.6375 GBP
ORD Purchase 199 46.6775 GBP
ORD Purchase 199 46.6875 GBP
ORD Purchase 199 46.7330 GBP
ORD Purchase 204 46.2300 GBP
ORD Purchase 217 46.3775 GBP
ORD Purchase 226 516.0000 SEK
ORD Purchase 230 46.2375 GBP
ORD Purchase 232 46.3825 GBP
ORD Purchase 235 46.0450 GBP
ORD Purchase 237 46.0650 GBP
ORD Purchase 242 46.5675 GBP
ORD Purchase 244 46.1500 GBP
ORD Purchase 258 511.5000 SEK
ORD Purchase 267 46.6150 GBP
ORD Purchase 272 46.6350 GBP
ORD Purchase 277 46.7450 GBP
ORD Purchase 278 46.4100 GBP
ORD Purchase 278 46.6300 GBP
ORD Purchase 285 46.1275 GBP
ORD Purchase 286 46.2675 GBP
ORD Purchase 291 46.4700 GBP
ORD Purchase 296 46.2275 GBP
ORD Purchase 298 46.0183 GBP
ORD Purchase 300 46.2650 GBP
ORD Purchase 302 46.7500 GBP
ORD Purchase 309 46.3750 GBP
ORD Purchase 310 46.6475 GBP
ORD Purchase 324 46.6400 GBP
ORD Purchase 338 46.7000 GBP
ORD Purchase 343 46.3975 GBP
ORD Purchase 353 46.3200 GBP
ORD Purchase 356 46.3100 GBP
ORD Purchase 357 46.0475 GBP
ORD Purchase 358 46.7200 GBP
ORD Purchase 362 46.2800 GBP
ORD Purchase 372 509.3024 SEK
ORD Purchase 373 46.2575 GBP
ORD Purchase 373 46.6600 GBP
ORD Purchase 388 46.0700 GBP
ORD Purchase 391 46.7250 GBP
ORD Purchase 392 46.6900 GBP
ORD Purchase 400 46.0300 GBP
ORD Purchase 400 510.0000 SEK
ORD Purchase 400 513.0000 SEK
ORD Purchase 418 46.2825 GBP
ORD Purchase 421 46.2700 GBP
ORD Purchase 422 46.4200 GBP
ORD Purchase 426 46.3400 GBP
ORD Purchase 448 46.0125 GBP
ORD Purchase 450 46.7300 GBP
ORD Purchase 463 46.3025 GBP
ORD Purchase 469 46.3150 GBP
ORD Purchase 478 46.0200 GBP
ORD Purchase 479 46.6950 GBP
ORD Purchase 483 46.2350 GBP
ORD Purchase 487 46.4300 GBP
ORD Purchase 489 46.2875 GBP
ORD Purchase 499 46.2600 GBP
ORD Purchase 540 46.2850 GBP
ORD Purchase 570 46.0851 GBP
ORD Purchase 574 46.2550 GBP
ORD Purchase 580 46.7075 GBP
ORD Purchase 592 46.7275 GBP
ORD Purchase 606 46.6550 GBP
ORD Purchase 629 46.7100 GBP
ORD Purchase 636 46.6700 GBP
ORD Purchase 640 46.6850 GBP
ORD Purchase 661 46.3250 GBP
ORD Purchase 693 46.7225 GBP
ORD Purchase 710 46.6250 GBP
ORD Purchase 749 46.5200 GBP
ORD Purchase 760 46.7400 GBP
ORD Purchase 773 46.0150 GBP
ORD Purchase 838 46.4150 GBP
ORD Purchase 852 46.3050 GBP
ORD Purchase 889 46.0621 GBP
ORD Purchase 923 46.0000 GBP
ORD Purchase 968 46.2750 GBP
ORD Purchase 1,030 46.2950 GBP
ORD Purchase 1,271 46.4000 GBP
ORD Purchase 1,299 46.0050 GBP
ORD Purchase 1,378 46.6100 GBP
ORD Purchase 1,818 46.7050 GBP
ORD Purchase 1,978 46.0250 GBP
ORD Purchase 2,000 46.1215 GBP
ORD Purchase 2,036 510.5333 SEK
ORD Purchase 2,454 46.0922 GBP
ORD Purchase 2,659 509.9446 SEK
ORD Purchase 3,127 511.2189 SEK
ORD Purchase 3,235 514.2122 SEK
ORD (traded as ADR) Purchase 3,298 77.7844 USD
ORD Purchase 3,789 46.7038 GBP
ORD Purchase 3,960 46.5000 GBP
ORD Purchase 4,786 46.4570 GBP
ORD Purchase 5,758 46.6531 GBP
ORD Purchase 8,000 46.6638 GBP
ORD Purchase 8,374 46.6760 GBP
ORD Purchase 8,638 46.6450 GBP
ORD Purchase 8,689 511.6857 SEK
ORD (traded as ADR) Purchase 9,812 77.4972 USD
ORD Purchase 11,115 46.1508 GBP
ORD Purchase 12,294 46.4349 GBP
ORD Purchase 14,858 46.1164 GBP
ORD Purchase 17,317 46.5357 GBP
ORD Purchase 19,431 46.3321 GBP
ORD Purchase 20,000 46.3031 GBP
ORD Purchase 21,523 46.3456 GBP
ORD Purchase 25,000 46.3879 GBP
ORD Purchase 28,575 46.2403 GBP
ORD Purchase 28,907 46.3708 GBP
ORD Purchase 36,200 46.2122 GBP
ORD Purchase 41,687 46.1510 GBP
ORD Purchase 45,576 46.4029 GBP
ORD Purchase 61,194 46.4028 GBP
ORD Purchase 61,825 46.2674 GBP
ORD Purchase 66,666 46.5100 GBP
ORD Purchase 82,723 46.3409 GBP
ORD Purchase 100,000 46.5822 GBP
ORD Purchase 100,000 46.7287 GBP
ORD (traded as ADR) Purchase 100,000 77.6600 USD
ORD Purchase 106,542 46.4125 GBP
ORD Purchase 145,440 46.3734 GBP
ORD Purchase 200,975 46.5050 GBP
ORD Purchase 210,864 46.4152 GBP
ORD Sale 9 46.6655 GBP
ORD Sale 9 46.6955 GBP
ORD Sale 11 46.1775 GBP
ORD Sale 22 46.2150 GBP
ORD Sale 23 46.0425 GBP
ORD Sale 30 46.4600 GBP
ORD Sale 30 46.7010 GBP
ORD Sale 32 46.2500 GBP
ORD Sale 32 46.3650 GBP
ORD Sale 32 46.3845 GBP
ORD Sale 36 46.5975 GBP
ORD Sale 42 46.4650 GBP
ORD Sale 43 46.6380 GBP
ORD Sale 43 46.6825 GBP
ORD Sale 51 46.7180 GBP
ORD Sale 58 46.4075 GBP
ORD Sale 63 46.3040 GBP
ORD Sale 65 46.0675 GBP
ORD Sale 65 46.2625 GBP
ORD Sale 65 46.2770 GBP
ORD Sale 65 46.3075 GBP
ORD Sale 65 46.4625 GBP
ORD Sale 65 46.4900 GBP
ORD Sale 66 46.1150 GBP
ORD Sale 66 46.2890 GBP
ORD Sale 67 46.0775 GBP
ORD Sale 68 46.1725 GBP
ORD Sale 68 46.6125 GBP
ORD Sale 68 46.6170 GBP
ORD Sale 68 46.6995 GBP
ORD Sale 69 46.1025 GBP
ORD Sale 71 46.5230 GBP
ORD Sale 71 46.5275 GBP
ORD Sale 72 46.1795 GBP
ORD Sale 72 46.2050 GBP
ORD Sale 72 46.3745 GBP
ORD Sale 73 46.6330 GBP
ORD Sale 73 46.6575 GBP
ORD Sale 73 46.6600 GBP
ORD Sale 74 46.0925 GBP
ORD Sale 76 46.0550 GBP
ORD Sale 78 46.3495 GBP
ORD Sale 79 46.2775 GBP
ORD Sale 79 46.7650 GBP
ORD Sale 80 46.0470 GBP
ORD Sale 81 46.3350 GBP
ORD Sale 82 46.0175 GBP
ORD Sale 83 46.0375 GBP
ORD Sale 85 46.1450 GBP
ORD Sale 87 46.1075 GBP
ORD Sale 87 46.3175 GBP
ORD Sale 91 46.2900 GBP
ORD Sale 94 46.2075 GBP
ORD Sale 97 46.2070 GBP
ORD Sale 97 46.2225 GBP
ORD Sale 100 46.0350 GBP
ORD Sale 106 46.1425 GBP
ORD Sale 108 46.4500 GBP
ORD Sale 108 46.4550 GBP
ORD Sale 109 46.7175 GBP
ORD Sale 110 46.6725 GBP
ORD Sale 110 46.7055 GBP
ORD Sale 110 46.7125 GBP
ORD Sale 110 46.7325 GBP
ORD Sale 112 46.1975 GBP
ORD Sale 115 46.1825 GBP
ORD Sale 118 516.0000 SEK
ORD Sale 122 46.0750 GBP
ORD Sale 125 46.1550 GBP
ORD Sale 125 46.4275 GBP
ORD Sale 126 46.7150 GBP
ORD Sale 128 46.1900 GBP
ORD Sale 134 46.3900 GBP
ORD Sale 137 46.3000 GBP
ORD Sale 138 46.6200 GBP
ORD Sale 139 46.2200 GBP
ORD Sale 140 46.0575 GBP
ORD Sale 140 46.0850 GBP
ORD Sale 141 46.1100 GBP
ORD Sale 141 46.3575 GBP
ORD Sale 144 46.2725 GBP
ORD Sale 145 46.0495 GBP
ORD Sale 145 46.1850 GBP
ORD Sale 145 46.2325 GBP
ORD Sale 147 46.1525 GBP
ORD Sale 148 46.3875 GBP
ORD Sale 151 46.2525 GBP
ORD Sale 155 46.4250 GBP
ORD Sale 157 46.0950 GBP
ORD Sale 159 46.3950 GBP
ORD Sale 161 46.1650 GBP
ORD Sale 162 46.4950 GBP
ORD Sale 167 46.0525 GBP
ORD Sale 169 46.0800 GBP
ORD Sale 169 46.1050 GBP
ORD Sale 172 46.1250 GBP
ORD Sale 176 46.7255 GBP
ORD Sale 182 46.6500 GBP
ORD Sale 183 46.0500 GBP
ORD Sale 187 46.6050 GBP
ORD Sale 189 46.7600 GBP
ORD Sale 193 46.7305 GBP
ORD Sale 196 46.7350 GBP
ORD Sale 199 46.2975 GBP
ORD Sale 199 46.4025 GBP
ORD Sale 199 46.4125 GBP
ORD Sale 199 46.4175 GBP
ORD Sale 199 46.5750 GBP
ORD Sale 199 46.6375 GBP
ORD Sale 199 46.6775 GBP
ORD Sale 199 46.6875 GBP
ORD Sale 199 46.7330 GBP
ORD Sale 200 510.0000 SEK
ORD Sale 204 46.2300 GBP
ORD Sale 217 46.3775 GBP
ORD Sale 230 46.2375 GBP
ORD Sale 232 46.3825 GBP
ORD Sale 235 46.0450 GBP
ORD Sale 237 46.0650 GBP
ORD Sale 242 46.5675 GBP
ORD Sale 244 46.1500 GBP
ORD Sale 258 510.3372 SEK
ORD Sale 267 46.6150 GBP
ORD Sale 272 46.6350 GBP
ORD Sale 277 46.7450 GBP
ORD Sale 278 46.4100 GBP
ORD Sale 278 46.6300 GBP
ORD Sale 285 46.1275 GBP
ORD Sale 286 46.2675 GBP
ORD Sale 286 46.7266 GBP
ORD Sale 296 46.2275 GBP
ORD Sale 300 46.2650 GBP
ORD Sale 302 46.7500 GBP
ORD Sale 306 46.3186 GBP
ORD Sale 309 46.3750 GBP
ORD Sale 310 46.6475 GBP
ORD Sale 318 514.0188 SEK
ORD Sale 324 46.6400 GBP
ORD Sale 343 46.3975 GBP
ORD Sale 352 46.0823 GBP
ORD Sale 353 46.3200 GBP
ORD Sale 356 46.3100 GBP
ORD Sale 357 46.0475 GBP
ORD Sale 358 46.7200 GBP
ORD Sale 362 46.2800 GBP
ORD Sale 373 46.2575 GBP
ORD Sale 388 46.0700 GBP
ORD Sale 391 46.7250 GBP
ORD Sale 392 46.6900 GBP
ORD Sale 400 46.0300 GBP
ORD Sale 402 46.4089 GBP
ORD Sale 418 46.2825 GBP
ORD Sale 421 46.2700 GBP
ORD Sale 422 46.4200 GBP
ORD Sale 426 46.3400 GBP
ORD Sale 448 46.0125 GBP
ORD Sale 450 46.7300 GBP
ORD Sale 452 46.7000 GBP
ORD Sale 458 511.5000 SEK
ORD Sale 463 46.3025 GBP
ORD Sale 469 46.3150 GBP
ORD Sale 479 46.6950 GBP
ORD Sale 483 46.2350 GBP
ORD Sale 487 46.4300 GBP
ORD Sale 489 46.2875 GBP
ORD Sale 499 46.2600 GBP
ORD Sale 521 511.4923 SEK
ORD Sale 540 46.2850 GBP
ORD Sale 574 46.2550 GBP
ORD Sale 577 46.1082 GBP
ORD Sale 580 46.7075 GBP
ORD Sale 592 46.7275 GBP
ORD Sale 606 46.6550 GBP
ORD Sale 629 46.7100 GBP
ORD Sale 636 46.6700 GBP
ORD Sale 640 46.6850 GBP
ORD Sale 661 46.3250 GBP
ORD Sale 693 46.7225 GBP
ORD Sale 710 46.6250 GBP
ORD Sale 748 512.5681 SEK
ORD Sale 749 46.5200 GBP
ORD Sale 760 46.7400 GBP
ORD Sale 773 46.0150 GBP
ORD Sale 791 514.4652 SEK
ORD Sale 816 514.8774 SEK
ORD Sale 838 46.4150 GBP
ORD Sale 852 46.3050 GBP
ORD Sale 875 46.7251 GBP
ORD Sale 890 511.1292 SEK
ORD Sale 923 46.0000 GBP
ORD Sale 968 46.2750 GBP
ORD Sale 975 46.5050 GBP
ORD Sale 1,030 46.2950 GBP
ORD Sale 1,130 509.5000 SEK
ORD Sale 1,144 46.6450 GBP
ORD Sale 1,271 46.4000 GBP
ORD Sale 1,291 46.4700 GBP
ORD Sale 1,378 46.6100 GBP
ORD Sale 1,818 46.7050 GBP
ORD Sale 1,978 46.0250 GBP
ORD Sale 2,467 511.6074 SEK
ORD Sale 2,652 509.2053 SEK
ORD Sale 3,025 514.2963 SEK
ORD (traded as ADR) Sale 3,298 77.7844 USD
ORD Sale 3,331 46.3927 GBP
ORD Sale 3,960 46.5000 GBP
ORD Sale 5,676 46.3397 GBP
ORD Sale 6,666 46.5100 GBP
ORD Sale 8,593 46.0050 GBP
ORD Sale 9,299 46.5439 GBP
ORD (traded as ADR) Sale 9,812 77.4972 USD
ORD Sale 9,857 46.0200 GBP
ORD Sale 10,513 46.2630 GBP
ORD Sale 10,947 46.2545 GBP
ORD Sale 11,296 511.0061 SEK
ORD Sale 12,000 46.5054 GBP
ORD Sale 18,721 46.3322 GBP
ORD Sale 19,509 46.3396 GBP
ORD Sale 20,486 46.3914 GBP
ORD Sale 21,650 46.3542 GBP
ORD Sale 24,173 46.3618 GBP
ORD Sale 29,322 46.2408 GBP
ORD Sale 39,143 46.4143 GBP
ORD Sale 43,540 46.3691 GBP
ORD Sale 46,000 46.0400 GBP
ORD Sale 48,850 46.3957 GBP
ORD Sale 58,703 46.2019 GBP
ORD Sale 62,793 46.2654 GBP
ORD Sale 66,940 46.3925 GBP
ORD Sale 90,772 46.6822 GBP
ORD Sale 100,000 46.0710 GBP
ORD Sale 100,000 46.1008 GBP
ORD Sale 109,946 46.4061 GBP
ORD Sale 235,150 46.3838 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 69 46.7431 GBP
ORD CFD Long 94 46.7403 GBP
ORD CFD Long 352 46.0823 GBP
ORD SWAP Long 3,344 46.5627 GBP
ORD CFD Long 8,328 46.0588 GBP
ORD CFD Long 17,769 46.0655 GBP
ORD SWAP Short 286 46.5568 GBP
ORD SWAP Short 570 46.0851 GBP
ORD CFD Short 937 46.5364 GBP
ORD SWAP Short 2,454 46.0922 GBP
ORD SWAP Short 3,350 46.4031 GBP
ORD SWAP Short 3,665 46.0054 GBP
ORD CFD Short 4,233 46.5426 GBP
ORD CFD Short 5,613 46.3766 GBP
ORD CFD Short 7,028 46.7481 GBP
ORD SWAP Short 20,000 46.3031 GBP
ORD CFD Short 25,000 46.3879 GBP
ORD SWAP Short 100,000 46.5822 GBP
ORD SWAP Short 100,000 46.7287 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 3900 85 USD American 41776 0.1323 USD
ORD Call Options Purchasing 100000 85 USD American 41839 1.3000 USD
ORD Call Options Purchasing 4500 90 USD American 41811 0.2600 USD
ORD Call Options Selling 59400 77.5 USD American 41776 1.6500 USD
ORD Call Options Selling 40000 80 USD American 41776 0.6689 USD
ORD Call Options Selling 3900 80 USD American 41776 0.7207 USD
ORD Call Options Selling 16700 85 USD American 41811 1.1128 USD
ORD Put Options Purchasing 12500 65 USD American 41811 0.6492 USD
ORD Put Options Purchasing 100 75 USD American 41811 3.5000 USD
ORD Put Options Purchasing 422400 77.5 USD American 41776 1.6961 USD
ORD Put Options Purchasing 80000 80 USD American 41776 4.4000 USD
ORD Put Options Selling 8000 70 USD American 41811 1.3900 USD
ORD Put Options Selling 250000 75 USD American 41839 3.6000 USD
ORD Put Options Selling 61500 77.5 USD American 41776 1.7876 USD
ORD Put Options Selling 100 80 USD American 41811 6.0500 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 12 May 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ASTRAZENECA PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Futures Selling -150,000 2.4600   18 Dec 2015
ORD Futures Selling -69,000 3418.3728   16 May 2014
ORD Futures Purchased 21,000 3749.5637   18 Jul 2014
ORD Put Options Purchased -100,000 4500.0000 American 20 Jun 2014
ORD Put Options Written 200,000 4200.0000 American 20 Jun 2014
ORD Call Options Purchased 150,000 4200.0000 American 20 Jun 2014
ORD Call Options Written -150,000 4200.0000 American 19 Sep 2014
ORD Call Options Written -4,000 4400.0000 American 20 Jun 2014
ORD Call Options Written -45,000 4500.0000 American 20 Jun 2014
ORD Put Options Purchased -100 25.0000 American 17 Jan 2015
ORD Put Options Purchased -400 30.0000 American 17 Jan 2015
ORD Put Options Purchased -1,300 30.0000 American 15 Jan 2016
ORD Put Options Purchased -700 35.0000 American 17 Jan 2015
ORD Put Options Purchased -1,100 37.5000 American 17 Jan 2015
ORD Put Options Purchased -1,100 40.0000 American 17 Jan 2015
ORD Put Options Purchased -200 42.5000 American 17 Jan 2015
ORD Put Options Purchased -6,200 47.5000 American 17 Jan 2015
ORD Put Options Purchased -100 50.0000 American 15 Jan 2016
ORD Put Options Purchased -400 55.0000 American 15 Jan 2016
ORD Put Options Purchased -100 60.0000 American 21 Jun 2014
ORD Put Options Purchased -600 60.0000 American 18 Oct 2014
ORD Put Options Purchased -13,200 65.0000 American 21 Jun 2014
ORD Put Options Purchased -900 65.0000 American 19 Jul 2014
ORD Put Options Purchased -13,500 67.5000 American 21 Jun 2014
ORD Put Options Purchased -1,600 67.5000 American 19 Jul 2014
ORD Put Options Purchased -1,000 70.0000 American 17 Jan 2015
ORD Put Options Purchased -280,000 72.5000 American 19 Jul 2014
ORD Put Options Purchased -50,000 75.0000 American 21 Jun 2014
ORD Put Options Purchased -1,000 77.5000 American 16 May 2014
ORD Put Options Purchased -1,000 77.5000 American 17 May 2014
ORD Put Options Purchased -7,000 80.0000 American 16 May 2014
ORD Put Options Purchased -13,200 80.0000 American 17 May 2014
ORD Put Options Purchased -3,000 80.0000 American 20 Jun 2014
ORD Put Options Purchased -1,900 80.0000 American 21 Jun 2014
ORD Put Options Purchased -1,343 80.0000 American 18 Jul 2014
ORD Put Options Purchased -5,300 80.0000 American 19 Jul 2014
ORD Put Options Purchased -4,600 85.0000 American 18 Oct 2014
ORD Put Options Written 600 35.0000 American 17 Jan 2015
ORD Put Options Written 300 35.0000 American 15 Jan 2016
ORD Put Options Written 1,500 40.0000 American 15 Jan 2016
ORD Put Options Written 2,000 45.0000 American 17 Jan 2015
ORD Put Options Written 100 47.5000 American 17 Jan 2015
ORD Put Options Written 300 50.0000 American 19 Jul 2014
ORD Put Options Written 1,000 50.0000 American 18 Oct 2014
ORD Put Options Written 300 52.5000 American 17 Jan 2015
ORD Put Options Written 2,400 55.0000 American 19 Jul 2014
ORD Put Options Written 200 55.0000 American 18 Oct 2014
ORD Put Options Written 400 57.5000 American 19 Jul 2014
ORD Put Options Written 1,000 57.5000 American 18 Oct 2014
ORD Put Options Written 1,500 57.5000 American 17 Jan 2015
ORD Put Options Written 1,800 60.0000 American 19 Jul 2014
ORD Put Options Written 6,400 60.0000 American 17 Jan 2015
ORD Put Options Written 5,000 62.5000 American 21 Jun 2014
ORD Put Options Written 1,000 62.5000 American 18 Oct 2014
ORD Put Options Written 7,000 62.5000 American 17 Jan 2015
ORD Put Options Written 2,500 65.0000 American 18 Oct 2014
ORD Put Options Written 6,300 65.0000 American 17 Jan 2015
ORD Put Options Written 4,500 67.5000 American 18 Oct 2014
ORD Put Options Written 28,700 70.0000 American 21 Jun 2014
ORD Put Options Written 2,100 70.0000 American 18 Oct 2014
ORD Put Options Written 25,100 72.5000 American 17 May 2014
ORD Put Options Written 700 72.5000 American 21 Jun 2014
ORD Put Options Written 19,600 72.5000 American 19 Jul 2014
ORD Put Options Written 5,400 75.0000 American 17 May 2014
ORD Put Options Written 7,700 75.0000 American 21 Jun 2014
ORD Put Options Written 5,328 75.0000 American 18 Jul 2014
ORD Put Options Written 114,400 75.0000 American 19 Jul 2014
ORD Put Options Written 3,700 75.0000 American 17 Jan 2015
ORD Put Options Written 38,900 77.5000 American 17 May 2014
ORD Put Options Written 2,600 77.5000 American 21 Jun 2014
ORD Put Options Written 3,582 77.5000 American 18 Jul 2014
ORD Put Options Written 3,900 77.5000 American 19 Jul 2014
ORD Put Options Written 500 77.5000 American 18 Oct 2014
ORD Put Options Written 176,900 80.0000 American 17 May 2014
ORD Put Options Written 52,700 80.0000 American 21 Jun 2014
ORD Call Options Purchased 3,000 55.0000 American 17 Jan 2015
ORD Call Options Purchased 200 60.0000 American 15 Jan 2016
ORD Call Options Purchased 500 62.5000 American 19 Jul 2014
ORD Call Options Purchased 300 65.0000 American 17 May 2014
ORD Call Options Purchased 1,400 65.0000 American 17 Jan 2015
ORD Call Options Purchased 400 67.5000 American 17 May 2014
ORD Call Options Purchased 198,200 67.5000 American 21 Jun 2014
ORD Call Options Purchased 10,000 67.5000 American 19 Jul 2014
ORD Call Options Purchased 13,400 70.0000 American 21 Jun 2014
ORD Call Options Purchased 10,200 70.0000 American 19 Jul 2014
ORD Call Options Purchased 100 70.0000 American 15 Jan 2016
ORD Call Options Purchased 1,000 75.0000 American 17 May 2014
ORD Call Options Purchased 2,400 75.0000 American 17 Jan 2015
ORD Call Options Purchased 500 77.5000 American 17 May 2014
ORD Call Options Purchased 896 80.0000 American 16 May 2014
ORD Call Options Purchased 135,300 80.0000 American 17 May 2014
ORD Call Options Purchased 3,000 80.0000 American 20 Jun 2014
ORD Call Options Purchased 1,343 80.0000 American 18 Jul 2014
ORD Call Options Purchased 500 82.5000 American 17 May 2014
ORD Call Options Purchased 100 82.5000 American 17 Jan 2015
ORD Call Options Purchased 1,791 85.0000 American 16 May 2014
ORD Call Options Purchased 3,900 85.0000 American 17 May 2014
ORD Call Options Purchased 33,300 85.0000 American 21 Jun 2014
ORD Call Options Purchased 6,400 85.0000 American 19 Jul 2014
ORD Call Options Purchased 2,700 85.0000 American 18 Oct 2014
ORD Call Options Purchased 4,600 85.0000 American 17 Jan 2015
ORD Call Options Purchased 3,800 90.0000 American 21 Jun 2014
ORD Call Options Purchased 12,700 90.0000 American 19 Jul 2014
ORD Call Options Purchased 800 90.0000 American 17 Jan 2015
ORD Call Options Purchased 8,700 95.0000 American 18 Oct 2014
ORD Call Options Written -300 52.5000 American 15 Jan 2016
ORD Call Options Written -200 57.5000 American 17 Jan 2015
ORD Call Options Written -800 60.0000 American 19 Jul 2014
ORD Call Options Written -3,000 60.0000 American 17 Jan 2015
ORD Call Options Written -1,500 62.5000 American 17 Jan 2015
ORD Call Options Written -13,500 65.0000 American 19 Jul 2014
ORD Call Options Written -400 65.0000 American 15 Jan 2016
ORD Call Options Written -500 67.5000 American 19 Jul 2014
ORD Call Options Written -100 67.5000 American 18 Oct 2014
ORD Call Options Written -500 67.5000 American 17 Jan 2015
ORD Call Options Written -1,000 70.0000 American 17 May 2014
ORD Call Options Written -100 70.0000 American 21 Jun 2014
ORD Call Options Written -100 70.0000 American 19 Jul 2014
ORD Call Options Written -2,100 70.0000 American 18 Oct 2014
ORD Call Options Written -7,900 70.0000 American 17 Jan 2015
ORD Call Options Written -500 72.5000 American 17 May 2014
ORD Call Options Written -3,600 72.5000 American 21 Jun 2014
ORD Call Options Written -7,400 72.5000 American 19 Jul 2014
ORD Call Options Written -2,200 72.5000 American 18 Oct 2014
ORD Call Options Written -100 72.5000 American 17 Jan 2015
ORD Call Options Written -10,200 75.0000 American 21 Jun 2014
ORD Call Options Written -3,600 75.0000 American 19 Jul 2014
ORD Call Options Written -1,000 75.0000 American 18 Oct 2014
ORD Call Options Written -59,400 77.5000 American 17 May 2014
ORD Call Options Written -28,500 77.5000 American 21 Jun 2014
ORD Call Options Written -15,400 77.5000 American 19 Jul 2014
ORD Call Options Written -2,000 77.5000 American 18 Oct 2014
ORD Call Options Written -100 77.5000 American 17 Jan 2015
ORD Call Options Written -216,800 80.0000 American 17 May 2014
ORD Call Options Written -49,000 80.0000 American 21 Jun 2014
ORD Call Options Written -111,400 80.0000 American 19 Jul 2014
ORD Call Options Written -400 80.0000 American 18 Oct 2014
ORD Call Options Written -5,600 80.0000 American 17 Jan 2015
ORD Call Options Written -600 80.0000 American 15 Jan 2016
ORD Call Options Written -349,900 82.5000 American 17 May 2014
ORD Call Options Written -2,200 82.5000 American 21 Jun 2014
ORD Call Options Written -12,900 85.0000 American 17 May 2014
ORD Call Options Written -172,900 85.0000 American 21 Jun 2014
ORD Call Options Written -55,000 85.0000 American 19 Jul 2014
ORD Call Options Written -352,900 87.5000 American 21 Jun 2014
ORD Call Options Written -500 90.0000 American 17 May 2014

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


a d v e r t i s e m e n t