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BARCLAYS PLC (AZN)

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Wednesday 14 May, 2014

BARCLAYS PLC

Form 8.3 - AstraZeneca Plc

Form 8.3 - AstraZeneca Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ASTRAZENECA PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 13 May 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect PFIZER INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,809,343 1.49% 5,697,582 0.45%
           
(2) Derivatives (other than
options): 1,065,382 0.08% 11,997,772 0.95%
           
(3) Options and agreements to
purchase/sell: 1,335,940 0.10% 2,559,843 0.20%
           
(4) TOTAL:
21,210,665 1.67% 20,255,197 1.60%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 3 46.5705 GBP
ORD Purchase 7 46.5925 GBP
ORD Purchase 9 46.5445 GBP
ORD Purchase 21 47.0020 GBP
ORD Purchase 33 46.3200 GBP
ORD Purchase 33 46.5620 GBP
ORD Purchase 33 46.6325 GBP
ORD Purchase 35 46.9695 GBP
ORD Purchase 37 46.7250 GBP
ORD Purchase 38 46.6155 GBP
ORD Purchase 46 46.5375 GBP
ORD Purchase 61 47.2500 GBP
ORD Purchase 62 46.5820 GBP
ORD Purchase 62 46.6350 GBP
ORD Purchase 62 46.6400 GBP
ORD Purchase 62 46.6425 GBP
ORD Purchase 62 46.6650 GBP
ORD Purchase 62 46.6700 GBP
ORD Purchase 62 46.9600 GBP
ORD Purchase 65 46.3005 GBP
ORD Purchase 72 46.9500 GBP
ORD Purchase 75 47.2000 GBP
ORD Purchase 80 46.5475 GBP
ORD Purchase 80 46.5525 GBP
ORD Purchase 86 46.8000 GBP
ORD Purchase 88 46.3650 GBP
ORD Purchase 88 46.6050 GBP
ORD Purchase 88 46.6140 GBP
ORD Purchase 89 46.8800 GBP
ORD Purchase 92 47.2550 GBP
ORD Purchase 99 46.7500 GBP
ORD Purchase 102 47.0850 GBP
ORD Purchase 102 47.1400 GBP
ORD Purchase 102 47.1900 GBP
ORD Purchase 102 47.2025 GBP
ORD Purchase 102 47.2075 GBP
ORD Purchase 102 47.2225 GBP
ORD Purchase 102 47.2275 GBP
ORD Purchase 110 46.4150 GBP
ORD Purchase 120 47.2600 GBP
ORD Purchase 130 46.9150 GBP
ORD Purchase 136 512.5384 SEK
ORD Purchase 142 46.3925 GBP
ORD Purchase 142 46.4025 GBP
ORD Purchase 142 46.4125 GBP
ORD Purchase 142 46.4225 GBP
ORD Purchase 142 46.4295 GBP
ORD Purchase 142 46.4315 GBP
ORD Purchase 154 46.7350 GBP
ORD Purchase 161 46.5100 GBP
ORD Purchase 166 47.0800 GBP
ORD Purchase 168 46.5175 GBP
ORD Purchase 168 46.5225 GBP
ORD Purchase 168 46.5420 GBP
ORD Purchase 168 46.5975 GBP
ORD Purchase 180 46.4900 GBP
ORD Purchase 192 47.0150 GBP
ORD Purchase 195 46.8900 GBP
ORD Purchase 197 46.8850 GBP
ORD Purchase 198 512.5000 SEK
ORD Purchase 205 46.9100 GBP
ORD Purchase 210 46.5575 GBP
ORD Purchase 211 46.5600 GBP
ORD Purchase 214 46.3770 GBP
ORD Purchase 220 46.4075 GBP
ORD Purchase 231 46.6750 GBP
ORD Purchase 233 46.5275 GBP
ORD Purchase 239 46.7100 GBP
ORD Purchase 248 46.5725 GBP
ORD Purchase 256 46.7959 GBP
ORD Purchase 284 47.2300 GBP
ORD Purchase 292 46.9750 GBP
ORD Purchase 339 46.4600 GBP
ORD Purchase 361 46.9400 GBP
ORD Purchase 396 512.0000 SEK
ORD Purchase 396 514.5000 SEK
ORD Purchase 396 517.0000 SEK
ORD Purchase 396 521.5000 SEK
ORD Purchase 398 512.7537 SEK
ORD Purchase 399 46.3700 GBP
ORD Purchase 408 46.5675 GBP
ORD Purchase 410 46.6300 GBP
ORD Purchase 456 46.5450 GBP
ORD Purchase 481 46.5900 GBP
ORD Purchase 500 46.6195 GBP
ORD Purchase 500 46.6590 GBP
ORD Purchase 507 46.4500 GBP
ORD Purchase 513 46.4925 GBP
ORD Purchase 520 521.0000 SEK
ORD Purchase 556 46.6150 GBP
ORD Purchase 568 46.4300 GBP
ORD Purchase 594 516.5000 SEK
ORD Purchase 594 519.5000 SEK
ORD Purchase 608 46.5150 GBP
ORD Purchase 635 46.9850 GBP
ORD Purchase 660 46.8500 GBP
ORD Purchase 711 46.4700 GBP
ORD Purchase 731 46.6200 GBP
ORD Purchase 733 46.4850 GBP
ORD Purchase 735 46.3875 GBP
ORD Purchase 740 46.5700 GBP
ORD Purchase 752 47.2625 GBP
ORD Purchase 775 47.2650 GBP
ORD Purchase 778 46.7362 GBP
ORD Purchase 780 517.3910 SEK
ORD Purchase 785 46.4100 GBP
ORD Purchase 792 518.5000 SEK
ORD Purchase 862 46.5250 GBP
ORD Purchase 902 518.5177 SEK
ORD Purchase 931 46.9300 GBP
ORD Purchase 958 47.2050 GBP
ORD Purchase 983 46.3800 GBP
ORD Purchase 990 517.5000 SEK
ORD Purchase 992 513.0000 SEK
ORD Purchase 1,000 46.6600 GBP
ORD Purchase 1,000 46.8250 GBP
ORD Purchase 1,042 46.4000 GBP
ORD Purchase 1,051 46.5775 GBP
ORD Purchase 1,055 46.9350 GBP
ORD Purchase 1,059 47.0000 GBP
ORD Purchase 1,131 46.6250 GBP
ORD Purchase 1,179 46.5500 GBP
ORD Purchase 1,188 515.5000 SEK
ORD Purchase 1,237 46.5850 GBP
ORD Purchase 1,284 46.3825 GBP
ORD Purchase 1,367 46.5950 GBP
ORD Purchase 1,389 513.5000 SEK
ORD Purchase 1,480 518.2506 SEK
ORD Purchase 1,494 46.5400 GBP
ORD Purchase 1,503 46.3850 GBP
ORD Purchase 1,528 46.4050 GBP
ORD Purchase 1,584 514.0000 SEK
ORD Purchase 1,662 46.5300 GBP
ORD Purchase 1,714 46.6439 GBP
ORD Purchase 2,044 46.5200 GBP
ORD Purchase 2,220 46.3950 GBP
ORD Purchase 2,249 46.5650 GBP
ORD Purchase 2,281 46.9372 GBP
ORD Purchase 2,326 46.9450 GBP
ORD Purchase 2,466 516.0000 SEK
ORD Purchase 2,483 47.2700 GBP
ORD Purchase 2,503 46.8477 GBP
ORD Purchase 2,576 46.3750 GBP
ORD Purchase 2,692 46.3900 GBP
ORD Purchase 2,698 46.5800 GBP
ORD Purchase 2,738 519.0000 SEK
ORD Purchase 2,780 46.5550 GBP
ORD Purchase 2,819 46.4707 GBP
ORD Purchase 2,907 46.5750 GBP
ORD Purchase 3,108 46.6000 GBP
ORD Purchase 3,626 46.5350 GBP
ORD Purchase 5,000 46.9653 GBP
ORD Purchase 5,620 46.5000 GBP
ORD Purchase 6,092 514.3796 SEK
ORD Purchase 6,734 515.9256 SEK
ORD (traded as ADR) Purchase 7,400 78.2018 USD
ORD Purchase 7,500 46.7553 GBP
ORD Purchase 8,010 517.1152 SEK
ORD Purchase 8,430 46.6588 GBP
ORD Purchase 10,000 47.1875 GBP
ORD Purchase 10,573 46.1691 GBP
ORD Purchase 10,947 47.2098 GBP
ORD Purchase 11,071 46.9366 GBP
ORD Purchase 11,677 46.9644 GBP
ORD Purchase 11,761 46.5853 GBP
ORD Purchase 13,755 514.2807 SEK
ORD Purchase 14,997 46.9849 GBP
ORD Purchase 15,000 46.8263 GBP
ORD Purchase 19,808 46.9747 GBP
ORD Purchase 20,747 46.5998 GBP
ORD Purchase 22,280 46.5549 GBP
ORD Purchase 24,855 47.0481 GBP
ORD Purchase 25,726 46.4200 GBP
ORD Purchase 30,243 47.1105 GBP
ORD Purchase 32,251 46.7707 GBP
ORD Purchase 36,058 46.8062 GBP
ORD Purchase 47,195 513.7993 SEK
ORD Purchase 49,295 46.5711 GBP
ORD Purchase 49,936 47.1033 GBP
ORD Purchase 65,000 46.1939 GBP
ORD Purchase 65,000 46.4714 GBP
ORD Purchase 75,921 46.5904 GBP
ORD Purchase 87,337 46.6704 GBP
ORD Purchase 124,624 46.5467 GBP
ORD Purchase 130,000 46.6306 GBP
ORD Purchase 137,637 46.7011 GBP
ORD Purchase 238,453 46.9382 GBP
ORD Purchase 315,000 46.6406 GBP
ORD Purchase 342,663 46.6860 GBP
ORD Purchase 590,000 46.6826 GBP
ORD Purchase 1,550,000 46.4878 GBP
ORD Sale 3 46.5705 GBP
ORD Sale 7 46.5925 GBP
ORD Sale 9 46.5445 GBP
ORD Sale 21 47.0020 GBP
ORD Sale 31 46.5820 GBP
ORD Sale 33 46.3200 GBP
ORD Sale 33 46.5620 GBP
ORD Sale 33 46.6325 GBP
ORD Sale 35 46.9695 GBP
ORD Sale 37 46.7250 GBP
ORD Sale 46 46.5375 GBP
ORD Sale 55 46.4064 GBP
ORD Sale 61 47.2500 GBP
ORD Sale 62 46.6400 GBP
ORD Sale 62 46.6425 GBP
ORD Sale 62 46.6650 GBP
ORD Sale 62 46.6700 GBP
ORD Sale 62 46.9600 GBP
ORD Sale 65 46.3005 GBP
ORD Sale 72 46.9500 GBP
ORD Sale 75 47.2000 GBP
ORD Sale 80 46.5475 GBP
ORD Sale 80 46.5525 GBP
ORD Sale 86 46.8000 GBP
ORD Sale 88 46.3650 GBP
ORD Sale 88 46.6050 GBP
ORD Sale 88 46.6140 GBP
ORD Sale 89 46.8800 GBP
ORD Sale 92 47.2550 GBP
ORD Sale 99 46.7500 GBP
ORD Sale 102 47.0850 GBP
ORD Sale 102 47.1400 GBP
ORD Sale 102 47.1900 GBP
ORD Sale 102 47.2025 GBP
ORD Sale 102 47.2075 GBP
ORD Sale 102 47.2225 GBP
ORD Sale 102 47.2275 GBP
ORD Sale 110 46.4150 GBP
ORD Sale 120 47.2600 GBP
ORD Sale 124 46.6350 GBP
ORD Sale 130 46.9150 GBP
ORD Sale 142 46.3925 GBP
ORD Sale 142 46.4025 GBP
ORD Sale 142 46.4125 GBP
ORD Sale 142 46.4225 GBP
ORD Sale 142 46.4295 GBP
ORD Sale 142 46.4315 GBP
ORD Sale 150 46.5573 GBP
ORD Sale 154 46.7350 GBP
ORD Sale 161 46.5100 GBP
ORD Sale 166 47.0800 GBP
ORD Sale 168 46.5175 GBP
ORD Sale 168 46.5225 GBP
ORD Sale 168 46.5420 GBP
ORD Sale 168 46.5975 GBP
ORD Sale 180 46.4900 GBP
ORD Sale 192 47.0150 GBP
ORD Sale 195 46.8900 GBP
ORD Sale 197 46.8850 GBP
ORD Sale 205 46.9100 GBP
ORD Sale 210 46.5575 GBP
ORD Sale 211 46.5600 GBP
ORD Sale 214 46.3770 GBP
ORD Sale 214 47.0225 GBP
ORD Sale 220 46.4075 GBP
ORD Sale 231 46.6750 GBP
ORD Sale 233 46.5275 GBP
ORD Sale 239 46.7100 GBP
ORD Sale 248 46.5725 GBP
ORD Sale 270 516.2723 SEK
ORD Sale 284 47.2300 GBP
ORD Sale 292 46.9750 GBP
ORD Sale 339 46.4600 GBP
ORD Sale 350 46.6388 GBP
ORD Sale 361 46.9400 GBP
ORD Sale 396 512.0000 SEK
ORD Sale 396 514.5000 SEK
ORD Sale 396 517.0000 SEK
ORD Sale 396 521.5000 SEK
ORD Sale 399 46.3700 GBP
ORD Sale 408 46.5675 GBP
ORD Sale 410 46.6300 GBP
ORD Sale 456 46.5450 GBP
ORD Sale 481 46.5900 GBP
ORD Sale 500 46.6195 GBP
ORD Sale 500 46.6590 GBP
ORD Sale 502 46.5411 GBP
ORD Sale 507 46.4500 GBP
ORD Sale 513 46.4925 GBP
ORD Sale 520 46.6963 GBP
ORD Sale 520 521.0000 SEK
ORD Sale 556 46.6150 GBP
ORD Sale 568 46.4300 GBP
ORD Sale 594 516.5000 SEK
ORD Sale 594 519.5000 SEK
ORD Sale 608 46.5150 GBP
ORD Sale 635 46.9850 GBP
ORD Sale 660 46.8500 GBP
ORD Sale 691 514.0296 SEK
ORD Sale 711 46.4700 GBP
ORD Sale 731 46.6200 GBP
ORD Sale 733 46.4850 GBP
ORD Sale 734 516.2404 SEK
ORD Sale 735 46.3875 GBP
ORD Sale 752 47.2625 GBP
ORD Sale 775 47.2650 GBP
ORD Sale 782 46.5250 GBP
ORD Sale 785 46.4100 GBP
ORD Sale 790 46.5700 GBP
ORD Sale 792 518.5000 SEK
ORD Sale 794 516.2418 SEK
ORD Sale 931 46.9300 GBP
ORD Sale 942 46.5549 GBP
ORD Sale 958 47.2050 GBP
ORD Sale 990 517.5000 SEK
ORD Sale 992 513.0000 SEK
ORD Sale 992 513.5000 SEK
ORD Sale 999 46.3800 GBP
ORD Sale 1,000 46.6600 GBP
ORD Sale 1,042 46.4000 GBP
ORD Sale 1,051 46.5775 GBP
ORD Sale 1,055 46.9350 GBP
ORD Sale 1,059 47.0000 GBP
ORD Sale 1,085 514.4589 SEK
ORD Sale 1,131 46.6250 GBP
ORD Sale 1,179 46.5500 GBP
ORD Sale 1,188 515.5000 SEK
ORD Sale 1,237 46.5850 GBP
ORD Sale 1,284 46.3825 GBP
ORD Sale 1,367 46.5950 GBP
ORD Sale 1,494 46.5400 GBP
ORD Sale 1,503 46.3850 GBP
ORD Sale 1,528 46.4050 GBP
ORD Sale 1,566 46.5419 GBP
ORD Sale 1,584 514.0000 SEK
ORD Sale 1,662 46.5300 GBP
ORD Sale 2,000 46.7075 GBP
ORD Sale 2,044 46.5200 GBP
ORD Sale 2,220 46.3950 GBP
ORD Sale 2,249 46.5650 GBP
ORD Sale 2,266 46.5672 GBP
ORD Sale 2,326 46.9450 GBP
ORD Sale 2,376 516.0000 SEK
ORD Sale 2,483 47.2700 GBP
ORD Sale 2,576 46.3750 GBP
ORD Sale 2,692 46.3900 GBP
ORD Sale 2,698 46.5800 GBP
ORD Sale 2,780 46.5550 GBP
ORD Sale 2,907 46.5750 GBP
ORD Sale 3,108 46.6000 GBP
ORD Sale 3,562 519.0000 SEK
ORD Sale 3,626 46.5350 GBP
ORD Sale 3,629 46.7179 GBP
ORD Sale 3,783 46.6464 GBP
ORD Sale 4,180 46.5886 GBP
ORD Sale 4,435 47.2264 GBP
ORD Sale 5,000 47.1875 GBP
ORD Sale 5,149 46.5953 GBP
ORD Sale 5,370 46.5000 GBP
ORD Sale 5,385 514.8240 SEK
ORD Sale 5,430 46.6258 GBP
ORD Sale 5,471 46.8278 GBP
ORD Sale 5,767 46.6696 GBP
ORD Sale 5,990 46.4200 GBP
ORD Sale 6,932 515.8279 SEK
ORD (traded as ADR) Sale 7,400 78.2018 USD
ORD Sale 7,416 517.0977 SEK
ORD Sale 10,038 46.7036 GBP
ORD Sale 11,255 517.3942 SEK
ORD Sale 12,412 46.9548 GBP
ORD Sale 12,932 514.3690 SEK
ORD Sale 25,986 46.7421 GBP
ORD Sale 28,090 47.0036 GBP
ORD Sale 31,987 46.5613 GBP
ORD Sale 33,876 47.0935 GBP
ORD Sale 33,880 512.5000 SEK
ORD Sale 40,555 46.5360 GBP
ORD Sale 68,206 46.9877 GBP
ORD Sale 76,079 46.7751 GBP
ORD Sale 78,938 46.5586 GBP
ORD Sale 100,000 47.1092 GBP
ORD Sale 128,000 46.4896 GBP
ORD Sale 137,882 47.2733 GBP
ORD Sale 154,123 46.5438 GBP
ORD Sale 200,000 47.1566 GBP
ORD Sale 214,462 46.5472 GBP
ORD Sale 218,008 46.5503 GBP
ORD Sale 644,250 46.5094 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 541 46.9466 GBP
ORD SWAP Long 587 46.6079 GBP
ORD SWAP Long 1,576 46.7116 GBP
ORD CFD Long 1,566 46.5419 GBP
ORD CFD Long 7,917 46.7216 GBP
ORD CFD Long 4,251 46.5524 GBP
ORD CFD Long 11,254 46.7651 GBP
ORD SWAP Long 25,986 46.7421 GBP
ORD SWAP Short 38 46.6154 GBP
ORD SWAP Short 200 46.8478 GBP
ORD SWAP Short 1,563 46.8257 GBP
ORD CFD Short 2,819 46.4707 GBP
ORD CFD Short 3,050 516.7890 SEK
ORD CFD Short 4,284 46.5486 GBP
ORD SWAP Short 5,000 46.9653 GBP
ORD CFD Short 9,359 46.5618 GBP
ORD CFD Short 20,000 46.4200 GBP
ORD CFD Short 21,154 46.4803 GBP
ORD CFD Short 22,079 46.6653 GBP
ORD SWAP Short 87,337 46.6704 GBP
ORD SWAP Short 211,000 46.4645 GBP
ORD SWAP Short 315,000 46.6406 GBP
ORD SWAP Short 342,663 46.6860 GBP
ORD SWAP Short 590,000 46.6826 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 100 80 USD American 41,811 3.1000 USD
ORD Call Options Purchasing 600 80 USD American 42,384 5.5000 USD
ORD Call Options Purchasing 400 85 USD American 41,839 1.1200 USD
ORD Call Options Selling 45,000 80 USD American 41,776 0.6397 USD
ORD Put Options Purchasing 400 85 USD American 41,839 8.7800 USD
ORD Put Options Selling 400 70 USD American 41,839 1.9000 USD
ORD Put Options Selling 200 80 USD American 41,930 6.5000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:   14 May 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ASTRAZENECA PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Futures Selling -150,000 2.4600   18 Dec 2015
ORD Futures Selling -69,000 3418.3728   16 May 2014
ORD Futures Purchased 21,000 3749.5637   18 Jul 2014
ORD Put Options Purchased -100,000 4500.0000 American 20 Jun 2014
ORD Put Options Written 200,000 4200.0000 American 20 Jun 2014
ORD Call Options Purchased 150,000 4200.0000 American 20 Jun 2014
ORD Call Options Written -150,000 4200.0000 American 19 Sep 2014
ORD Call Options Written -4,000 4400.0000 American 20 Jun 2014
ORD Call Options Written -45,000 4500.0000 American 20 Jun 2014
ORD Put Options Purchased -100 25.0000 American 17 Jan 2015
ORD Put Options Purchased -400 30.0000 American 17 Jan 2015
ORD Put Options Purchased -1,300 30.0000 American 15 Jan 2016
ORD Put Options Purchased -700 35.0000 American 17 Jan 2015
ORD Put Options Purchased -1,100 37.5000 American 17 Jan 2015
ORD Put Options Purchased -1,100 40.0000 American 17 Jan 2015
ORD Put Options Purchased -200 42.5000 American 17 Jan 2015
ORD Put Options Purchased -6,200 47.5000 American 17 Jan 2015
ORD Put Options Purchased -100 50.0000 American 15 Jan 2016
ORD Put Options Purchased -400 55.0000 American 15 Jan 2016
ORD Put Options Purchased -100 60.0000 American 21 Jun 2014
ORD Put Options Purchased -600 60.0000 American 18 Oct 2014
ORD Put Options Purchased -13,200 65.0000 American 21 Jun 2014
ORD Put Options Purchased -900 65.0000 American 19 Jul 2014
ORD Put Options Purchased -13,500 67.5000 American 21 Jun 2014
ORD Put Options Purchased -1,600 67.5000 American 19 Jul 2014
ORD Put Options Purchased -1,000 70.0000 American 17 Jan 2015
ORD Put Options Purchased -280,000 72.5000 American 19 Jul 2014
ORD Put Options Purchased -50,000 75.0000 American 21 Jun 2014
ORD Put Options Purchased -1,000 77.5000 American 16 May 2014
ORD Put Options Purchased -600 77.5000 American 17 May 2014
ORD Put Options Purchased -7,000 80.0000 American 16 May 2014
ORD Put Options Purchased -13,200 80.0000 American 17 May 2014
ORD Put Options Purchased -3,000 80.0000 American 20 Jun 2014
ORD Put Options Purchased -1,900 80.0000 American 21 Jun 2014
ORD Put Options Purchased -1,343 80.0000 American 18 Jul 2014
ORD Put Options Purchased -5,300 80.0000 American 19 Jul 2014
ORD Put Options Purchased -400 85.0000 American 19 Jul 2014
ORD Put Options Purchased -4,600 85.0000 American 18 Oct 2014
ORD Put Options Written 600 35.0000 American 17 Jan 2015
ORD Put Options Written 300 35.0000 American 15 Jan 2016
ORD Put Options Written 1,500 40.0000 American 15 Jan 2016
ORD Put Options Written 2,000 45.0000 American 17 Jan 2015
ORD Put Options Written 100 47.5000 American 17 Jan 2015
ORD Put Options Written 300 50.0000 American 19 Jul 2014
ORD Put Options Written 1,000 50.0000 American 18 Oct 2014
ORD Put Options Written 300 52.5000 American 17 Jan 2015
ORD Put Options Written 2,400 55.0000 American 19 Jul 2014
ORD Put Options Written 200 55.0000 American 18 Oct 2014
ORD Put Options Written 400 57.5000 American 19 Jul 2014
ORD Put Options Written 1,000 57.5000 American 18 Oct 2014
ORD Put Options Written 1,500 57.5000 American 17 Jan 2015
ORD Put Options Written 1,800 60.0000 American 19 Jul 2014
ORD Put Options Written 6,400 60.0000 American 17 Jan 2015
ORD Put Options Written 5,000 62.5000 American 21 Jun 2014
ORD Put Options Written 1,000 62.5000 American 18 Oct 2014
ORD Put Options Written 7,000 62.5000 American 17 Jan 2015
ORD Put Options Written 2,500 65.0000 American 18 Oct 2014
ORD Put Options Written 6,300 65.0000 American 17 Jan 2015
ORD Put Options Written 4,500 67.5000 American 18 Oct 2014
ORD Put Options Written 28,700 70.0000 American 21 Jun 2014
ORD Put Options Written 400 70.0000 American 19 Jul 2014
ORD Put Options Written 2,100 70.0000 American 18 Oct 2014
ORD Put Options Written 25,100 72.5000 American 17 May 2014
ORD Put Options Written 700 72.5000 American 21 Jun 2014
ORD Put Options Written 19,600 72.5000 American 19 Jul 2014
ORD Put Options Written 5,400 75.0000 American 17 May 2014
ORD Put Options Written 7,700 75.0000 American 21 Jun 2014
ORD Put Options Written 5,328 75.0000 American 18 Jul 2014
ORD Put Options Written 114,400 75.0000 American 19 Jul 2014
ORD Put Options Written 3,700 75.0000 American 17 Jan 2015
ORD Put Options Written 16,900 77.5000 American 17 May 2014
ORD Put Options Written 2,600 77.5000 American 21 Jun 2014
ORD Put Options Written 3,582 77.5000 American 18 Jul 2014
ORD Put Options Written 3,900 77.5000 American 19 Jul 2014
ORD Put Options Written 500 77.5000 American 18 Oct 2014
ORD Put Options Written 176,900 80.0000 American 17 May 2014
ORD Put Options Written 52,700 80.0000 American 21 Jun 2014
ORD Put Options Written 200 80.0000 American 18 Oct 2014
ORD Call Options Purchased 3,000 55.0000 American 17 Jan 2015
ORD Call Options Purchased 200 60.0000 American 15 Jan 2016
ORD Call Options Purchased 500 62.5000 American 19 Jul 2014
ORD Call Options Purchased 300 65.0000 American 17 May 2014
ORD Call Options Purchased 1,400 65.0000 American 17 Jan 2015
ORD Call Options Purchased 400 67.5000 American 17 May 2014
ORD Call Options Purchased 198,200 67.5000 American 21 Jun 2014
ORD Call Options Purchased 10,000 67.5000 American 19 Jul 2014
ORD Call Options Purchased 13,400 70.0000 American 21 Jun 2014
ORD Call Options Purchased 10,300 70.0000 American 19 Jul 2014
ORD Call Options Purchased 100 70.0000 American 15 Jan 2016
ORD Call Options Purchased 1,000 75.0000 American 17 May 2014
ORD Call Options Purchased 2,400 75.0000 American 17 Jan 2015
ORD Call Options Purchased 896 80.0000 American 16 May 2014
ORD Call Options Purchased 135,300 80.0000 American 17 May 2014
ORD Call Options Purchased 3,000 80.0000 American 20 Jun 2014
ORD Call Options Purchased 1,343 80.0000 American 18 Jul 2014
ORD Call Options Purchased 500 82.5000 American 17 May 2014
ORD Call Options Purchased 100 82.5000 American 17 Jan 2015
ORD Call Options Purchased 1,791 85.0000 American 16 May 2014
ORD Call Options Purchased 3,900 85.0000 American 17 May 2014
ORD Call Options Purchased 41,300 85.0000 American 21 Jun 2014
ORD Call Options Purchased 6,800 85.0000 American 19 Jul 2014
ORD Call Options Purchased 2,700 85.0000 American 18 Oct 2014
ORD Call Options Purchased 4,600 85.0000 American 17 Jan 2015
ORD Call Options Purchased 3,800 90.0000 American 21 Jun 2014
ORD Call Options Purchased 12,700 90.0000 American 19 Jul 2014
ORD Call Options Purchased 800 90.0000 American 17 Jan 2015
ORD Call Options Purchased 8,700 95.0000 American 18 Oct 2014
ORD Call Options Written -300 52.5000 American 15 Jan 2016
ORD Call Options Written -200 57.5000 American 17 Jan 2015
ORD Call Options Written -800 60.0000 American 19 Jul 2014
ORD Call Options Written -3,000 60.0000 American 17 Jan 2015
ORD Call Options Written -1,500 62.5000 American 17 Jan 2015
ORD Call Options Written -13,500 65.0000 American 19 Jul 2014
ORD Call Options Written -400 65.0000 American 15 Jan 2016
ORD Call Options Written -500 67.5000 American 19 Jul 2014
ORD Call Options Written -100 67.5000 American 18 Oct 2014
ORD Call Options Written -500 67.5000 American 17 Jan 2015
ORD Call Options Written -1,000 70.0000 American 17 May 2014
ORD Call Options Written -100 70.0000 American 21 Jun 2014
ORD Call Options Written -2,100 70.0000 American 18 Oct 2014
ORD Call Options Written -7,900 70.0000 American 17 Jan 2015
ORD Call Options Written -500 72.5000 American 17 May 2014
ORD Call Options Written -3,600 72.5000 American 21 Jun 2014
ORD Call Options Written -7,400 72.5000 American 19 Jul 2014
ORD Call Options Written -2,200 72.5000 American 18 Oct 2014
ORD Call Options Written -100 72.5000 American 17 Jan 2015
ORD Call Options Written -10,200 75.0000 American 21 Jun 2014
ORD Call Options Written -3,600 75.0000 American 19 Jul 2014
ORD Call Options Written -1,000 75.0000 American 18 Oct 2014
ORD Call Options Written -60,800 77.5000 American 17 May 2014
ORD Call Options Written -28,500 77.5000 American 21 Jun 2014
ORD Call Options Written -15,400 77.5000 American 19 Jul 2014
ORD Call Options Written -2,000 77.5000 American 18 Oct 2014
ORD Call Options Written -100 77.5000 American 17 Jan 2015
ORD Call Options Written -261,800 80.0000 American 17 May 2014
ORD Call Options Written -56,900 80.0000 American 21 Jun 2014
ORD Call Options Written -111,400 80.0000 American 19 Jul 2014
ORD Call Options Written -700 80.0000 American 18 Oct 2014
ORD Call Options Written -5,600 80.0000 American 17 Jan 2015
ORD Call Options Written -349,900 82.5000 American 17 May 2014
ORD Call Options Written -2,200 82.5000 American 21 Jun 2014
ORD Call Options Written -12,900 85.0000 American 17 May 2014
ORD Call Options Written -172,900 85.0000 American 21 Jun 2014
ORD Call Options Written -55,000 85.0000 American 19 Jul 2014
ORD Call Options Written -652,900 87.5000 American 21 Jun 2014
ORD Call Options Written -500 90.0000 American 17 May 2014

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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