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BARCLAYS PLC (AZN)

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Thursday 08 May, 2014

BARCLAYS PLC

Form 8.3 - Astrazeneca Plc

Form 8.3 - Astrazeneca Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ASTRAZENECA PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 7 May 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect PFIZER INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 16,218,630 1.28% 5,009,145 0.40%
           
(2) Derivatives (other than
options): 758,977 0.06% 8,788,537 0.70%
           
(3) Options and agreements to
purchase/sell: 1,414,140 0.11% 2,183,643 0.17%
           
(4) TOTAL:
18,391,747 1.45% 15,981,325 1.27%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 15 46.4550 GBP
ORD Purchase 20 46.3875 GBP
ORD Purchase 25 46.3925 GBP
ORD Purchase 31 46.1980 GBP
ORD Purchase 32 46.3175 GBP
ORD Purchase 38 46.1995 GBP
ORD Purchase 40 46.0960 GBP
ORD Purchase 42 46.5970 GBP
ORD Purchase 45 46.2447 GBP
ORD Purchase 49 46.2090 GBP
ORD Purchase 54 46.2095 GBP
ORD Purchase 55 46.1975 GBP
ORD Purchase 63 46.1150 GBP
ORD Purchase 63 46.1275 GBP
ORD Purchase 63 46.2220 GBP
ORD Purchase 63 46.2345 GBP
ORD Purchase 63 46.3370 GBP
ORD Purchase 63 46.3675 GBP
ORD Purchase 63 46.4425 GBP
ORD Purchase 65 46.2070 GBP
ORD Purchase 66 46.2190 GBP
ORD Purchase 66 46.4370 GBP
ORD Purchase 70 46.1025 GBP
ORD Purchase 70 46.2625 GBP
ORD Purchase 70 46.5350 GBP
ORD Purchase 70 46.5650 GBP
ORD Purchase 71 46.3025 GBP
ORD Purchase 71 46.4795 GBP
ORD Purchase 72 46.5375 GBP
ORD Purchase 73 46.2365 GBP
ORD Purchase 73 46.3625 GBP
ORD Purchase 75 46.2245 GBP
ORD Purchase 75 46.3825 GBP
ORD Purchase 78 46.2045 GBP
ORD Purchase 78 46.3475 GBP
ORD Purchase 78 46.4350 GBP
ORD Purchase 80 46.3775 GBP
ORD Purchase 81 46.4625 GBP
ORD Purchase 86 46.2570 GBP
ORD Purchase 86 46.2575 GBP
ORD Purchase 95 46.2480 GBP
ORD Purchase 98 46.1880 GBP
ORD Purchase 98 46.4330 GBP
ORD Purchase 100 46.3230 GBP
ORD (traded as ADR) Purchase 101 78.5200 USD
ORD Purchase 102 46.4650 GBP
ORD Purchase 107 46.3530 GBP
ORD Purchase 107 46.3945 GBP
ORD Purchase 108 46.4430 GBP
ORD Purchase 119 46.2225 GBP
ORD Purchase 119 46.2945 GBP
ORD Purchase 122 46.1300 GBP
ORD Purchase 125 46.4225 GBP
ORD Purchase 127 46.3575 GBP
ORD Purchase 130 46.2975 GBP
ORD Purchase 132 46.1675 GBP
ORD Purchase 135 46.1875 GBP
ORD Purchase 141 46.2830 GBP
ORD Purchase 143 46.3725 GBP
ORD Purchase 144 46.4575 GBP
ORD Purchase 148 46.4300 GBP
ORD Purchase 150 46.2995 GBP
ORD Purchase 154 46.3020 GBP
ORD Purchase 162 46.5450 GBP
ORD Purchase 168 46.3275 GBP
ORD Purchase 168 46.4025 GBP
ORD Purchase 171 46.1810 GBP
ORD Purchase 175 46.1775 GBP
ORD Purchase 180 46.2675 GBP
ORD Purchase 181 46.3700 GBP
ORD Purchase 186 46.1825 GBP
ORD Purchase 200 46.2125 GBP
ORD Purchase 211 46.2875 GBP
ORD Purchase 211 46.5200 GBP
ORD Purchase 219 46.1625 GBP
ORD Purchase 233 46.2900 GBP
ORD Purchase 237 46.5800 GBP
ORD Purchase 242 514.5000 SEK
ORD Purchase 247 46.1425 GBP
ORD Purchase 255 46.4050 GBP
ORD Purchase 260 46.2325 GBP
ORD Purchase 263 46.4850 GBP
ORD Purchase 278 46.3450 GBP
ORD Purchase 287 46.2925 GBP
ORD Purchase 289 46.5250 GBP
ORD Purchase 296 46.3800 GBP
ORD Purchase 300 46.1974 GBP
ORD Purchase 319 46.5500 GBP
ORD Purchase 320 46.2850 GBP
ORD Purchase 326 46.1600 GBP
ORD Purchase 338 46.4250 GBP
ORD Purchase 341 46.4150 GBP
ORD Purchase 345 46.1840 GBP
ORD Purchase 351 46.1325 GBP
ORD Purchase 379 46.3525 GBP
ORD Purchase 385 46.1475 GBP
ORD Purchase 390 508.5000 SEK
ORD Purchase 390 510.0000 SEK
ORD Purchase 415 46.4600 GBP
ORD Purchase 433 46.2425 GBP
ORD Purchase 436 46.2650 GBP
ORD Purchase 442 46.5525 GBP
ORD Purchase 444 46.1250 GBP
ORD Purchase 449 46.5300 GBP
ORD Purchase 459 46.3225 GBP
ORD Purchase 460 46.4100 GBP
ORD Purchase 466 46.2950 GBP
ORD Purchase 470 46.2025 GBP
ORD Purchase 473 46.3200 GBP
ORD Purchase 484 46.2375 GBP
ORD Purchase 509 46.5100 GBP
ORD Purchase 510 46.5050 GBP
ORD Purchase 538 46.3950 GBP
ORD Purchase 551 46.2475 GBP
ORD Purchase 551 46.5550 GBP
ORD Purchase 561 46.1820 GBP
ORD Purchase 566 46.2450 GBP
ORD Purchase 573 46.3411 GBP
ORD Purchase 580 46.3900 GBP
ORD Purchase 585 513.5000 SEK
ORD Purchase 602 46.2202 GBP
ORD Purchase 633 46.5750 GBP
ORD Purchase 644 46.3400 GBP
ORD Purchase 676 46.3750 GBP
ORD Purchase 690 46.1000 GBP
ORD Purchase 693 46.4200 GBP
ORD Purchase 727 46.4526 GBP
ORD Purchase 732 46.1350 GBP
ORD Purchase 734 46.2525 GBP
ORD Purchase 740 46.2275 GBP
ORD Purchase 743 46.1450 GBP
ORD Purchase 745 46.2136 GBP
ORD Purchase 748 46.3300 GBP
ORD Purchase 749 46.2550 GBP
ORD Purchase 757 46.5000 GBP
ORD Purchase 788 46.4450 GBP
ORD Purchase 797 46.3550 GBP
ORD Purchase 850 46.1650 GBP
ORD Purchase 908 46.1550 GBP
ORD Purchase 948 46.3850 GBP
ORD Purchase 975 509.5000 SEK
ORD Purchase 1,017 46.2725 GBP
ORD Purchase 1,018 46.2775 GBP
ORD Purchase 1,045 46.4800 GBP
ORD Purchase 1,084 46.3650 GBP
ORD Purchase 1,101 512.5000 SEK
ORD Purchase 1,260 46.2700 GBP
ORD Purchase 1,347 46.2400 GBP
ORD Purchase 1,348 46.2300 GBP
ORD Purchase 1,385 46.4400 GBP
ORD Purchase 1,393 46.1900 GBP
ORD Purchase 1,455 46.3425 GBP
ORD Purchase 1,489 46.3100 GBP
ORD Purchase 1,504 46.3140 GBP
ORD Purchase 1,508 46.2075 GBP
ORD Purchase 1,529 46.3350 GBP
ORD Purchase 1,547 46.5150 GBP
ORD Purchase 1,560 510.5000 SEK
ORD Purchase 1,627 511.3521 SEK
ORD Purchase 1,725 46.2350 GBP
ORD Purchase 1,919 46.3050 GBP
ORD Purchase 1,926 46.1700 GBP
ORD Purchase 1,935 46.5400 GBP
ORD Purchase 2,024 46.2800 GBP
ORD Purchase 2,046 46.3250 GBP
ORD Purchase 2,060 46.5071 GBP
ORD Purchase 2,113 46.1950 GBP
ORD Purchase 2,145 512.0000 SEK
ORD Purchase 2,175 46.2150 GBP
ORD Purchase 2,186 46.3150 GBP
ORD Purchase 2,197 46.3500 GBP
ORD Purchase 2,374 46.1750 GBP
ORD Purchase 2,480 46.2750 GBP
ORD Purchase 2,540 510.3866 SEK
ORD Purchase 2,595 46.4500 GBP
ORD Purchase 2,618 46.2200 GBP
ORD Purchase 2,620 511.0000 SEK
ORD Purchase 2,654 46.3600 GBP
ORD Purchase 2,719 509.0381 SEK
ORD Purchase 2,783 46.2250 GBP
ORD Purchase 2,892 46.2100 GBP
ORD Purchase 2,925 511.5000 SEK
ORD Purchase 3,065 46.2500 GBP
ORD Purchase 3,084 46.2600 GBP
ORD Purchase 3,104 509.0000 SEK
ORD Purchase 3,338 46.4700 GBP
ORD Purchase 3,604 46.1850 GBP
ORD Purchase 5,017 509.6388 SEK
ORD Purchase 5,586 511.1909 SEK
ORD Purchase 5,955 46.2000 GBP
ORD Purchase 6,000 46.4103 GBP
ORD Purchase 6,048 46.1800 GBP
ORD Purchase 6,116 511.1050 SEK
ORD (traded as ADR) Purchase 6,500 78.5898 USD
ORD Purchase 6,627 46.2050 GBP
ORD Purchase 6,774 46.5798 GBP
ORD Purchase 6,825 511.2857 SEK
ORD Purchase 7,250 46.1500 GBP
ORD Purchase 8,298 46.3131 GBP
ORD Purchase 9,242 46.2815 GBP
ORD Purchase 10,618 46.3000 GBP
ORD Purchase 10,674 46.2175 GBP
ORD Purchase 10,865 46.3239 GBP
ORD Purchase 11,965 46.2880 GBP
ORD Purchase 14,923 511.1420 SEK
ORD Purchase 17,044 512.0353 SEK
ORD Purchase 23,103 46.2903 GBP
ORD Purchase 25,000 46.3862 GBP
ORD Purchase 25,078 46.2195 GBP
ORD Purchase 25,097 46.2295 GBP
ORD Purchase 27,590 46.1860 GBP
ORD Purchase 28,976 46.2825 GBP
ORD Purchase 37,378 46.2376 GBP
ORD Purchase 43,352 46.2844 GBP
ORD Purchase 49,484 46.4340 GBP
ORD Purchase 54,424 46.4000 GBP
ORD Purchase 55,744 46.2689 GBP
ORD Purchase 73,460 46.2761 GBP
ORD Purchase 76,820 46.2560 GBP
ORD Purchase 83,117 46.2672 GBP
ORD Purchase 95,000 46.2271 GBP
ORD Purchase 110,530 46.2987 GBP
ORD Purchase 124,475 46.2854 GBP
ORD Purchase 172,359 46.3037 GBP
ORD Purchase 190,504 46.3136 GBP
ORD Sale 15 46.4550 GBP
ORD Sale 20 46.3875 GBP
ORD Sale 25 46.3286 GBP
ORD Sale 25 46.3925 GBP
ORD Sale 31 46.1980 GBP
ORD Sale 32 46.3175 GBP
ORD Sale 38 46.1995 GBP
ORD Sale 40 46.0960 GBP
ORD Sale 42 46.5970 GBP
ORD Sale 49 46.2090 GBP
ORD Sale 54 46.2095 GBP
ORD Sale 55 46.1975 GBP
ORD Sale 63 46.1150 GBP
ORD Sale 63 46.1275 GBP
ORD Sale 63 46.2220 GBP
ORD Sale 63 46.2345 GBP
ORD Sale 63 46.3370 GBP
ORD Sale 63 46.3675 GBP
ORD Sale 63 46.4425 GBP
ORD Sale 65 46.2070 GBP
ORD Sale 66 46.2190 GBP
ORD Sale 66 46.4370 GBP
ORD Sale 70 46.1025 GBP
ORD Sale 70 46.2625 GBP
ORD Sale 70 46.5350 GBP
ORD Sale 70 46.5650 GBP
ORD Sale 71 46.3025 GBP
ORD Sale 71 46.4795 GBP
ORD Sale 72 46.5375 GBP
ORD Sale 73 46.2365 GBP
ORD Sale 73 46.3625 GBP
ORD Sale 75 46.2245 GBP
ORD Sale 75 46.3825 GBP
ORD Sale 78 46.2045 GBP
ORD Sale 78 46.2195 GBP
ORD Sale 78 46.3475 GBP
ORD Sale 78 46.4350 GBP
ORD Sale 80 46.3775 GBP
ORD Sale 81 46.4625 GBP
ORD Sale 86 46.2570 GBP
ORD Sale 86 46.2575 GBP
ORD Sale 95 46.2480 GBP
ORD Sale 98 46.1880 GBP
ORD Sale 98 46.4330 GBP
ORD Sale 100 46.2326 GBP
ORD Sale 100 46.3230 GBP
ORD (traded as ADR) Sale 101 78.0000 USD
ORD (traded as ADR) Sale 101 78.5200 USD
ORD Sale 102 46.1977 GBP
ORD Sale 102 46.4650 GBP
ORD Sale 107 46.3530 GBP
ORD Sale 107 46.3945 GBP
ORD Sale 108 46.4430 GBP
ORD Sale 113 46.3556 GBP
ORD Sale 118 46.4115 GBP
ORD Sale 119 46.2225 GBP
ORD Sale 122 46.1300 GBP
ORD Sale 125 46.3172 GBP
ORD Sale 125 46.4225 GBP
ORD Sale 127 46.3575 GBP
ORD Sale 130 46.2975 GBP
ORD Sale 132 46.1675 GBP
ORD Sale 135 46.1875 GBP
ORD Sale 137 46.2825 GBP
ORD Sale 141 46.2830 GBP
ORD Sale 143 46.3725 GBP
ORD Sale 144 46.4575 GBP
ORD Sale 148 46.4300 GBP
ORD Sale 150 46.2995 GBP
ORD Sale 154 46.3020 GBP
ORD Sale 160 46.1910 GBP
ORD Sale 162 46.5450 GBP
ORD Sale 168 46.3275 GBP
ORD Sale 168 46.4025 GBP
ORD Sale 171 46.1810 GBP
ORD Sale 175 46.1775 GBP
ORD Sale 180 46.2675 GBP
ORD Sale 181 46.3700 GBP
ORD Sale 186 46.1825 GBP
ORD Sale 187 46.2592 GBP
ORD Sale 200 46.2125 GBP
ORD Sale 211 46.2875 GBP
ORD Sale 211 46.5200 GBP
ORD Sale 219 46.1625 GBP
ORD Sale 233 46.2900 GBP
ORD Sale 235 46.4250 GBP
ORD Sale 237 46.5800 GBP
ORD Sale 247 46.1425 GBP
ORD Sale 255 46.4050 GBP
ORD Sale 263 46.4850 GBP
ORD Sale 270 46.2295 GBP
ORD Sale 278 46.3450 GBP
ORD Sale 287 46.2925 GBP
ORD Sale 289 46.5250 GBP
ORD Sale 294 46.1250 GBP
ORD Sale 296 46.3800 GBP
ORD Sale 310 46.3425 GBP
ORD Sale 319 46.5500 GBP
ORD Sale 320 46.2850 GBP
ORD Sale 326 46.1600 GBP
ORD Sale 341 46.4150 GBP
ORD Sale 345 46.1840 GBP
ORD Sale 351 46.1325 GBP
ORD Sale 379 46.3525 GBP
ORD Sale 385 46.1475 GBP
ORD Sale 387 46.4200 GBP
ORD Sale 390 509.0000 SEK
ORD Sale 390 510.0000 SEK
ORD Sale 415 46.4600 GBP
ORD Sale 433 46.2425 GBP
ORD Sale 436 46.2650 GBP
ORD Sale 442 46.5525 GBP
ORD Sale 449 46.5300 GBP
ORD Sale 459 46.3225 GBP
ORD Sale 460 46.4100 GBP
ORD Sale 466 46.2950 GBP
ORD Sale 470 46.2025 GBP
ORD Sale 473 46.3200 GBP
ORD Sale 480 46.5050 GBP
ORD Sale 484 46.2375 GBP
ORD Sale 509 46.5100 GBP
ORD Sale 538 46.3950 GBP
ORD Sale 549 508.5000 SEK
ORD Sale 551 46.5550 GBP
ORD Sale 561 46.1820 GBP
ORD Sale 566 46.2450 GBP
ORD Sale 580 46.3900 GBP
ORD Sale 585 513.5000 SEK
ORD Sale 633 46.5750 GBP
ORD Sale 639 511.7237 SEK
ORD Sale 644 46.3400 GBP
ORD Sale 676 46.3750 GBP
ORD Sale 686 511.8279 SEK
ORD Sale 690 46.1000 GBP
ORD Sale 732 46.1350 GBP
ORD Sale 734 46.2525 GBP
ORD Sale 740 46.2275 GBP
ORD Sale 743 46.1450 GBP
ORD Sale 745 509.3053 SEK
ORD Sale 748 46.3300 GBP
ORD Sale 749 46.2550 GBP
ORD Sale 750 46.2175 GBP
ORD Sale 757 46.5000 GBP
ORD Sale 780 509.5000 SEK
ORD Sale 788 46.4450 GBP
ORD Sale 797 46.3550 GBP
ORD Sale 819 513.7594 SEK
ORD Sale 850 46.1650 GBP
ORD Sale 948 46.3850 GBP
ORD Sale 984 46.2277 GBP
ORD Sale 1,017 46.2725 GBP
ORD Sale 1,018 46.2775 GBP
ORD Sale 1,045 46.4800 GBP
ORD Sale 1,084 46.3650 GBP
ORD Sale 1,101 512.5000 SEK
ORD Sale 1,260 46.2700 GBP
ORD Sale 1,347 46.2400 GBP
ORD Sale 1,348 46.2300 GBP
ORD Sale 1,365 510.5000 SEK
ORD Sale 1,385 46.4400 GBP
ORD Sale 1,393 46.1900 GBP
ORD Sale 1,508 46.2075 GBP
ORD Sale 1,529 46.3350 GBP
ORD Sale 1,546 46.3250 GBP
ORD Sale 1,547 46.5150 GBP
ORD Sale 1,628 509.8135 SEK
ORD Sale 1,725 46.2350 GBP
ORD Sale 1,919 46.3050 GBP
ORD Sale 1,926 46.1700 GBP
ORD Sale 1,935 46.5400 GBP
ORD Sale 2,024 46.2800 GBP
ORD Sale 2,113 46.1950 GBP
ORD Sale 2,145 512.0000 SEK
ORD Sale 2,159 46.4691 GBP
ORD Sale 2,175 46.2150 GBP
ORD Sale 2,186 46.3150 GBP
ORD Sale 2,197 46.3500 GBP
ORD Sale 2,316 46.1750 GBP
ORD Sale 2,480 46.2750 GBP
ORD Sale 2,595 46.4500 GBP
ORD Sale 2,618 46.2200 GBP
ORD Sale 2,654 46.3600 GBP
ORD Sale 2,730 511.0000 SEK
ORD Sale 2,783 46.2250 GBP
ORD Sale 2,892 46.2100 GBP
ORD Sale 2,908 46.1550 GBP
ORD Sale 2,925 511.5000 SEK
ORD Sale 3,065 46.2500 GBP
ORD Sale 3,338 46.4700 GBP
ORD Sale 3,375 46.1500 GBP
ORD Sale 3,614 46.1850 GBP
ORD Sale 4,940 46.4000 GBP
ORD Sale 4,953 46.4072 GBP
ORD Sale 5,093 46.5865 GBP
ORD Sale 5,391 511.1978 SEK
ORD Sale 5,654 46.3227 GBP
ORD Sale 5,955 46.2000 GBP
ORD Sale 5,982 46.3100 GBP
ORD Sale 6,048 46.1800 GBP
ORD (traded as ADR) Sale 6,500 78.5898 USD
ORD Sale 6,627 46.2050 GBP
ORD Sale 6,745 46.2352 GBP
ORD Sale 7,020 511.2361 SEK
ORD Sale 7,205 46.3547 GBP
ORD Sale 7,761 510.1912 SEK
ORD Sale 7,920 46.2853 GBP
ORD Sale 7,949 46.2661 GBP
ORD Sale 9,194 46.2036 GBP
ORD Sale 10,618 46.3000 GBP
ORD Sale 16,616 46.3366 GBP
ORD Sale 16,672 511.6854 SEK
ORD Sale 19,944 46.2293 GBP
ORD Sale 20,092 46.2703 GBP
ORD Sale 24,107 510.7637 SEK
ORD Sale 27,546 46.2475 GBP
ORD Sale 27,771 46.2366 GBP
ORD Sale 33,564 46.2945 GBP
ORD Sale 34,221 46.2325 GBP
ORD Sale 39,511 46.3312 GBP
ORD Sale 39,911 46.2600 GBP
ORD Sale 40,188 46.2441 GBP
ORD Sale 47,756 46.3017 GBP
ORD Sale 54,265 46.2713 GBP
ORD Sale 57,040 46.2558 GBP
ORD Sale 58,816 46.2531 GBP
ORD Sale 59,511 46.2742 GBP
ORD Sale 98,239 46.3140 GBP
ORD Sale 98,478 46.3001 GBP
ORD Sale 129,888 46.3106 GBP
ORD Sale 144,529 46.3125 GBP
ORD Sale 195,949 46.3076 GBP
ORD Sale 252,160 46.2693 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 160 46.1910 GBP
ORD SWAP Long 171 46.2084 GBP
ORD CFD Long 984 46.2277 GBP
ORD CFD Long 1,334 46.2203 GBP
ORD CFD Long 5,164 46.4160 GBP
ORD SWAP Long 11,433 46.3250 GBP
ORD CFD Long 12,281 46.3975 GBP
ORD SWAP Short 170 46.2872 GBP
ORD SWAP Short 602 46.2202 GBP
ORD CFD Short 727 46.4526 GBP
ORD CFD Short 1,354 46.2916 GBP
ORD SWAP Short 5,801 46.3566 GBP
ORD CFD Short 12,102 46.3764 GBP
ORD CFD Short 7,374 46.4611 GBP
ORD CFD Short 23,550 46.3972 GBP
ORD CFD Short 25,000 46.3862 GBP
ORD SWAP Short 110,000 46.4095 GBP
ORD SWAP Short 310,000 46.4639 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 3,000 80 USD American 17 May 2014 0.7766 USD
ORD Call Options Purchasing 39,400 85 USD American 21 Jun 2014 1.1152 USD
ORD Call Options Purchasing 2,600 87.5 USD American 21 Jun 2014 0.6700 USD
ORD Call Options Selling 28,500 77.5 USD American 21 Jun 2014 4.4000 USD
ORD Call Options Selling 14,800 80 USD American 17 May 2014 0.8000 USD
ORD Call Options Selling 39,700 80 USD American 21 Jun 2014 3.0151 USD
ORD Call Options Selling 1,300 82.5 USD American 21 Jun 2014 2.0400 USD
ORD Call Options Selling 50,000 85 USD American 21 Jun 2014 1.1500 USD
ORD Call Options Selling 102,100 87.5 USD American 21 Jun 2014 0.6500 USD
ORD Put Options Purchasing 50,000 75 USD American 21 Jun 2014 2.3000 USD
ORD Put Options Selling 19,700 70 USD American 21 Jun 2014 1.0837 USD
ORD Put Options Selling 500 77.5 USD American 18 Oct 2014 4.8000 USD
ORD Put Options Purchasing 100,000 4500 GBP American 20 Jun 2014 128.0000 GBP
ORD Put Options Selling 200,000 4200 GBP American 20 Jun 2014 45.0000 GBP

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 8 May 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ASTRAZENECA PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Futures Selling -150,000 2.4600   18 Dec 2015
ORD Futures Selling -69,000 3418.3728   16 May 2014
ORD Futures Purchased 21,000 3749.5637   18 Jul 2014
ORD Put Options Purchased -100,000 4500.0000 American 20 Jun 2014
ORD Put Options Written 200,000 4200.0000 American 20 Jun 2014
ORD Call Options Purchased 150,000 4200.0000 American 20 Jun 2014
ORD Call Options Written -150,000 4200.0000 American 19 Sep 2014
ORD Call Options Written -7,000 4400.0000 American 20 Jun 2014
ORD Call Options Written -45,000 4500.0000 American 20 Jun 2014
ORD Put Options Purchased -100 25.0000 American 17 Jan 2015
ORD Put Options Purchased -400 30.0000 American 17 Jan 2015
ORD Put Options Purchased -1,300 30.0000 American 15 Jan 2016
ORD Put Options Purchased -700 35.0000 American 17 Jan 2015
ORD Put Options Purchased -1,100 37.5000 American 17 Jan 2015
ORD Put Options Purchased -1,100 40.0000 American 17 Jan 2015
ORD Put Options Purchased -200 42.5000 American 17 Jan 2015
ORD Put Options Purchased -6,200 47.5000 American 17 Jan 2015
ORD Put Options Purchased -100 50.0000 American 15 Jan 2016
ORD Put Options Purchased -400 55.0000 American 15 Jan 2016
ORD Put Options Purchased -100 60.0000 American 21 Jun 2014
ORD Put Options Purchased -600 60.0000 American 18 Oct 2014
ORD Put Options Purchased -700 65.0000 American 21 Jun 2014
ORD Put Options Purchased -900 65.0000 American 19 Jul 2014
ORD Put Options Purchased -13,500 67.5000 American 21 Jun 2014
ORD Put Options Purchased -1,600 67.5000 American 19 Jul 2014
ORD Put Options Purchased -1,000 70.0000 American 17 Jan 2015
ORD Put Options Purchased -280,000 72.5000 American 19 Jul 2014
ORD Put Options Purchased -50,000 75.0000 American 21 Jun 2014
ORD Put Options Purchased -148,400 75.0000 American 19 Jul 2014
ORD Put Options Purchased -1,000 77.5000 American 16 May 2014
ORD Put Options Purchased -1,000 77.5000 American 17 May 2014
ORD Put Options Purchased -7,000 80.0000 American 16 May 2014
ORD Put Options Purchased -13,200 80.0000 American 17 May 2014
ORD Put Options Purchased -3,000 80.0000 American 20 Jun 2014
ORD Put Options Purchased -2,000 80.0000 American 21 Jun 2014
ORD Put Options Purchased -1,343 80.0000 American 18 Jul 2014
ORD Put Options Purchased -5,300 80.0000 American 19 Jul 2014
ORD Put Options Purchased -4,600 85.0000 American 18 Oct 2014
ORD Put Options Written 600 35.0000 American 17 Jan 2015
ORD Put Options Written 300 35.0000 American 15 Jan 2016
ORD Put Options Written 1,500 40.0000 American 15 Jan 2016
ORD Put Options Written 2,000 45.0000 American 17 Jan 2015
ORD Put Options Written 100 47.5000 American 17 Jan 2015
ORD Put Options Written 300 50.0000 American 19 Jul 2014
ORD Put Options Written 1,000 50.0000 American 18 Oct 2014
ORD Put Options Written 300 52.5000 American 17 Jan 2015
ORD Put Options Written 2,400 55.0000 American 19 Jul 2014
ORD Put Options Written 200 55.0000 American 18 Oct 2014
ORD Put Options Written 400 57.5000 American 19 Jul 2014
ORD Put Options Written 1,000 57.5000 American 18 Oct 2014
ORD Put Options Written 1,500 57.5000 American 17 Jan 2015
ORD Put Options Written 1,800 60.0000 American 19 Jul 2014
ORD Put Options Written 6,400 60.0000 American 17 Jan 2015
ORD Put Options Written 5,000 62.5000 American 21 Jun 2014
ORD Put Options Written 1,000 62.5000 American 18 Oct 2014
ORD Put Options Written 7,000 62.5000 American 17 Jan 2015
ORD Put Options Written 2,500 65.0000 American 18 Oct 2014
ORD Put Options Written 6,300 65.0000 American 17 Jan 2015
ORD Put Options Written 4,500 67.5000 American 18 Oct 2014
ORD Put Options Written 20,700 70.0000 American 21 Jun 2014
ORD Put Options Written 2,100 70.0000 American 18 Oct 2014
ORD Put Options Written 100 72.5000 American 17 May 2014
ORD Put Options Written 700 72.5000 American 21 Jun 2014
ORD Put Options Written 19,600 72.5000 American 19 Jul 2014
ORD Put Options Written 5,400 75.0000 American 17 May 2014
ORD Put Options Written 7,800 75.0000 American 21 Jun 2014
ORD Put Options Written 5,328 75.0000 American 18 Jul 2014
ORD Put Options Written 20,800 75.0000 American 19 Jul 2014
ORD Put Options Written 3,700 75.0000 American 17 Jan 2015
ORD Put Options Written 264,800 77.5000 American 17 May 2014
ORD Put Options Written 1,100 77.5000 American 21 Jun 2014
ORD Put Options Written 3,582 77.5000 American 18 Jul 2014
ORD Put Options Written 3,900 77.5000 American 19 Jul 2014
ORD Put Options Written 500 77.5000 American 18 Oct 2014
ORD Put Options Written 256,900 80.0000 American 17 May 2014
ORD Put Options Written 52,700 80.0000 American 21 Jun 2014
ORD Call Options Purchased 3,000 55.0000 American 17 Jan 2015
ORD Call Options Purchased 200 60.0000 American 15 Jan 2016
ORD Call Options Purchased 500 62.5000 American 19 Jul 2014
ORD Call Options Purchased 300 65.0000 American 17 May 2014
ORD Call Options Purchased 1,400 65.0000 American 17 Jan 2015
ORD Call Options Purchased 400 67.5000 American 17 May 2014
ORD Call Options Purchased 198,200 67.5000 American 21 Jun 2014
ORD Call Options Purchased 10,000 67.5000 American 19 Jul 2014
ORD Call Options Purchased 13,400 70.0000 American 21 Jun 2014
ORD Call Options Purchased 10,200 70.0000 American 19 Jul 2014
ORD Call Options Purchased 100 70.0000 American 15 Jan 2016
ORD Call Options Purchased 1,000 75.0000 American 17 May 2014
ORD Call Options Purchased 2,400 75.0000 American 17 Jan 2015
ORD Call Options Purchased 500 77.5000 American 17 May 2014
ORD Call Options Purchased 896 80.0000 American 16 May 2014
ORD Call Options Purchased 13,200 80.0000 American 17 May 2014
ORD Call Options Purchased 3,000 80.0000 American 20 Jun 2014
ORD Call Options Purchased 1,343 80.0000 American 18 Jul 2014
ORD Call Options Purchased 500 82.5000 American 17 May 2014
ORD Call Options Purchased 100 82.5000 American 17 Jan 2015
ORD Call Options Purchased 1,791 85.0000 American 16 May 2014
ORD Call Options Purchased 50,000 85.0000 American 21 Jun 2014
ORD Call Options Purchased 6,400 85.0000 American 19 Jul 2014
ORD Call Options Purchased 2,700 85.0000 American 18 Oct 2014
ORD Call Options Purchased 4,600 85.0000 American 17 Jan 2015
ORD Call Options Purchased 12,700 90.0000 American 19 Jul 2014
ORD Call Options Purchased 800 90.0000 American 17 Jan 2015
ORD Call Options Purchased 8,700 95.0000 American 18 Oct 2014
ORD Call Options Written -300 52.5000 American 15 Jan 2016
ORD Call Options Written -200 57.5000 American 17 Jan 2015
ORD Call Options Written -800 60.0000 American 19 Jul 2014
ORD Call Options Written -3,000 60.0000 American 17 Jan 2015
ORD Call Options Written -1,500 62.5000 American 17 Jan 2015
ORD Call Options Written -13,500 65.0000 American 19 Jul 2014
ORD Call Options Written -400 65.0000 American 15 Jan 2016
ORD Call Options Written -500 67.5000 American 19 Jul 2014
ORD Call Options Written -100 67.5000 American 18 Oct 2014
ORD Call Options Written -500 67.5000 American 17 Jan 2015
ORD Call Options Written -1,000 70.0000 American 17 May 2014
ORD Call Options Written -100 70.0000 American 21 Jun 2014
ORD Call Options Written -100 70.0000 American 19 Jul 2014
ORD Call Options Written -2,100 70.0000 American 18 Oct 2014
ORD Call Options Written -7,900 70.0000 American 17 Jan 2015
ORD Call Options Written -500 72.5000 American 17 May 2014
ORD Call Options Written -3,600 72.5000 American 21 Jun 2014
ORD Call Options Written -7,400 72.5000 American 19 Jul 2014
ORD Call Options Written -2,200 72.5000 American 18 Oct 2014
ORD Call Options Written -100 72.5000 American 17 Jan 2015
ORD Call Options Written -10,200 75.0000 American 21 Jun 2014
ORD Call Options Written -3,600 75.0000 American 19 Jul 2014
ORD Call Options Written -1,000 75.0000 American 18 Oct 2014
ORD Call Options Written -28,500 77.5000 American 21 Jun 2014
ORD Call Options Written -15,400 77.5000 American 19 Jul 2014
ORD Call Options Written -2,000 77.5000 American 18 Oct 2014
ORD Call Options Written -100 77.5000 American 17 Jan 2015
ORD Call Options Written -158,300 80.0000 American 17 May 2014
ORD Call Options Written -47,900 80.0000 American 21 Jun 2014
ORD Call Options Written -111,400 80.0000 American 19 Jul 2014
ORD Call Options Written -400 80.0000 American 18 Oct 2014
ORD Call Options Written -5,600 80.0000 American 17 Jan 2015
ORD Call Options Written -1,000 80.0000 American 15 Jan 2016
ORD Call Options Written -306,400 82.5000 American 17 May 2014
ORD Call Options Written -2,300 82.5000 American 21 Jun 2014
ORD Call Options Written -12,900 85.0000 American 17 May 2014
ORD Call Options Written -72,900 85.0000 American 21 Jun 2014
ORD Call Options Written -155,000 85.0000 American 19 Jul 2014
ORD Call Options Written -352,900 87.5000 American 21 Jun 2014
ORD Call Options Written -500 90.0000 American 17 May 2014
ORD Call Options Written -700 90.0000 American 21 Jun 2014

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


a d v e r t i s e m e n t