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BARCLAYS PLC (AZN)

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Tuesday 06 May, 2014

BARCLAYS PLC

Form 8.3 - Astrazeneca - Amendment

Form 8.3 - Astrazeneca - Amendment

BARCLAYS PLC

FORM 8.3 Amendment

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

ASTRAZENECA PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

30 April 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES: PFIZER INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,453,489 0.91% 6,062,374 0.48%
           
(2) Derivatives (other than
options): 1,317,759 0.10% 4,194,171 0.33%
           
(3) Options and agreements to
purchase/sell: 635,695 0.05% 792,195 0.06%
           
(4) TOTAL:
13,406,943 1.06% 11,048,740 0.88%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 7 46.2330 GBP
ORD Purchase 27 46.1990 GBP
ORD Purchase 32 46.2095 GBP
ORD Purchase 32 46.5300 GBP
ORD Purchase 32 46.9070 GBP
ORD Purchase 32 46.9155 GBP
ORD Purchase 35 46.7405 GBP
ORD Purchase 36 46.5805 GBP
ORD Purchase 37 46.6250 GBP
ORD Purchase 37 46.7280 GBP
ORD Purchase 40 46.7505 GBP
ORD Purchase 41 46.8000 GBP
ORD Purchase 49 46.4050 GBP
ORD Purchase 50 46.8480 GBP
ORD Purchase 52 46.2025 GBP
ORD Purchase 54 46.1800 GBP
ORD Purchase 54 46.1825 GBP
ORD Purchase 54 46.1950 GBP
ORD Purchase 54 46.1995 GBP
ORD Purchase 54 46.2125 GBP
ORD Purchase 56 46.8550 GBP
ORD Purchase 57 46.2175 GBP
ORD Purchase 57 46.6775 GBP
ORD Purchase 58 46.5475 GBP
ORD Purchase 59 46.7525 GBP
ORD Purchase 63 46.5860 GBP
ORD Purchase 64 46.0850 GBP
ORD Purchase 64 46.1760 GBP
ORD Purchase 64 46.1775 GBP
ORD Purchase 64 46.1875 GBP
ORD Purchase 64 46.7325 GBP
ORD Purchase 64 46.7950 GBP
ORD Purchase 65 46.2220 GBP
ORD Purchase 67 46.2225 GBP
ORD Purchase 67 46.6225 GBP
ORD Purchase 68 46.2620 GBP
ORD Purchase 68 46.4600 GBP
ORD Purchase 71 46.2370 GBP
ORD Purchase 75 46.4605 GBP
ORD Purchase 75 46.4625 GBP
ORD Purchase 75 46.4725 GBP
ORD Purchase 75 46.5505 GBP
ORD Purchase 75 46.5975 GBP
ORD Purchase 76 46.2700 GBP
ORD Purchase 76 46.8175 GBP
ORD Purchase 76 46.8225 GBP
ORD Purchase 76 46.8450 GBP
ORD Purchase 76 46.8555 GBP
ORD Purchase 76 46.8625 GBP
ORD Purchase 76 46.9000 GBP
ORD Purchase 79 46.7005 GBP
ORD Purchase 82 46.9500 GBP
ORD Purchase 83 46.5825 GBP
ORD Purchase 84 46.7375 GBP
ORD Purchase 85 46.5920 GBP
ORD Purchase 85 46.7425 GBP
ORD Purchase 87 46.7255 GBP
ORD Purchase 95 46.1905 GBP
ORD Purchase 95 46.1925 GBP
ORD Purchase 95 46.6550 GBP
ORD Purchase 96 46.7775 GBP
ORD Purchase 99 46.7275 GBP
ORD Purchase 99 46.7330 GBP
ORD Purchase 101 46.8500 GBP
ORD Purchase 101 46.9350 GBP
ORD Purchase 101 46.9375 GBP
ORD Purchase 101 46.9425 GBP
ORD Purchase 102 46.8760 GBP
ORD Purchase 103 46.7400 GBP
ORD Purchase 104 46.5730 GBP
ORD Purchase 104 46.6755 GBP
ORD Purchase 105 46.2750 GBP
ORD Purchase 107 46.7850 GBP
ORD Purchase 108 46.6450 GBP
ORD Purchase 112 46.7085 GBP
ORD Purchase 116 46.8825 GBP
ORD Purchase 120 46.2955 GBP
ORD Purchase 122 46.1550 GBP
ORD Purchase 122 46.6985 GBP
ORD Purchase 126 46.4750 GBP
ORD Purchase 126 46.4780 GBP
ORD Purchase 126 46.5080 GBP
ORD Purchase 126 46.5100 GBP
ORD Purchase 126 46.5125 GBP
ORD Purchase 126 46.5150 GBP
ORD Purchase 126 46.5175 GBP
ORD Purchase 126 46.5350 GBP
ORD Purchase 126 46.5775 GBP
ORD Purchase 126 46.5900 GBP
ORD Purchase 126 46.5925 GBP
ORD Purchase 131 46.8805 GBP
ORD Purchase 132 46.9025 GBP
ORD Purchase 135 46.5465 GBP
ORD Purchase 135 46.5875 GBP
ORD Purchase 141 46.6050 GBP
ORD Purchase 145 46.2425 GBP
ORD Purchase 148 46.7170 GBP
ORD Purchase 148 46.7175 GBP
ORD Purchase 150 46.5630 GBP
ORD Purchase 152 46.5525 GBP
ORD Purchase 152 46.5995 GBP
ORD Purchase 152 46.8855 GBP
ORD Purchase 155 46.7130 GBP
ORD Purchase 155 46.9100 GBP
ORD Purchase 159 46.2100 GBP
ORD Purchase 159 46.4650 GBP
ORD Purchase 159 46.6600 GBP
ORD Purchase 161 46.6455 GBP
ORD Purchase 161 46.6575 GBP
ORD Purchase 161 46.7800 GBP
ORD Purchase 161 46.8050 GBP
ORD Purchase 161 46.8125 GBP
ORD Purchase 161 46.8400 GBP
ORD Purchase 165 46.5025 GBP
ORD Purchase 165 46.6425 GBP
ORD Purchase 173 46.5675 GBP
ORD Purchase 173 46.9475 GBP
ORD Purchase 180 46.2275 GBP
ORD Purchase 180 46.9050 GBP
ORD Purchase 184 46.5400 GBP
ORD Purchase 184 46.6580 GBP
ORD Purchase 186 46.7030 GBP
ORD Purchase 188 46.2575 GBP
ORD Purchase 192 46.2050 GBP
ORD Purchase 201 46.5375 GBP
ORD Purchase 207 46.6700 GBP
ORD Purchase 207 46.7269 GBP
ORD Purchase 212 46.8525 GBP
ORD Purchase 214 46.7480 GBP
ORD Purchase 217 46.2375 GBP
ORD Purchase 225 46.6375 GBP
ORD Purchase 225 46.7155 GBP
ORD Purchase 230 46.2550 GBP
ORD Purchase 231 46.8750 GBP
ORD Purchase 238 46.5250 GBP
ORD Purchase 245 46.2950 GBP
ORD Purchase 249 46.8650 GBP
ORD Purchase 251 46.5425 GBP
ORD Purchase 252 46.5200 GBP
ORD Purchase 252 46.5575 GBP
ORD Purchase 252 46.6075 GBP
ORD Purchase 262 46.5950 GBP
ORD Purchase 262 46.7650 GBP
ORD Purchase 263 46.7300 GBP
ORD Purchase 289 46.9214 GBP
ORD Purchase 295 46.5650 GBP
ORD Purchase 297 46.6825 GBP
ORD Purchase 305 46.2250 GBP
ORD Purchase 307 46.6800 GBP
ORD Purchase 320 46.7105 GBP
ORD Purchase 323 46.4800 GBP
ORD Purchase 340 46.5275 GBP
ORD Purchase 342 46.6125 GBP
ORD Purchase 348 46.2900 GBP
ORD Purchase 365 46.8900 GBP
ORD Purchase 367 46.8950 GBP
ORD Purchase 369 46.5700 GBP
ORD Purchase 369 46.7250 GBP
ORD Purchase 370 46.2475 GBP
ORD Purchase 392 46.6905 GBP
ORD Purchase 393 46.7150 GBP
ORD Purchase 400 46.5450 GBP
ORD Purchase 400 46.8850 GBP
ORD Purchase 402 46.5550 GBP
ORD Purchase 416 46.6350 GBP
ORD Purchase 419 46.7350 GBP
ORD Purchase 436 46.6875 GBP
ORD Purchase 447 46.8100 GBP
ORD Purchase 453 46.6955 GBP
ORD Purchase 455 46.7125 GBP
ORD Purchase 462 46.5500 GBP
ORD Purchase 476 46.8350 GBP
ORD Purchase 480 46.8600 GBP
ORD Purchase 493 46.5750 GBP
ORD Purchase 495 46.6925 GBP
ORD Purchase 515 46.6150 GBP
ORD Purchase 522 46.2850 GBP
ORD Purchase 533 46.7450 GBP
ORD Purchase 538 46.2300 GBP
ORD Purchase 540 46.8250 GBP
ORD Purchase 546 46.7055 GBP
ORD Purchase 581 46.6650 GBP
ORD Purchase 583 46.6500 GBP
ORD Purchase 594 46.6750 GBP
ORD Purchase 600 46.2600 GBP
ORD Purchase 607 46.6100 GBP
ORD Purchase 609 46.2350 GBP
ORD Purchase 639 46.3000 GBP
ORD Purchase 655 46.6900 GBP
ORD Purchase 657 509.7123 SEK
ORD Purchase 701 46.6850 GBP
ORD Purchase 705 46.6975 GBP
ORD Purchase 729 46.7025 GBP
ORD Purchase 800 46.8200 GBP
ORD Purchase 823 46.5800 GBP
ORD Purchase 871 46.8800 GBP
ORD Purchase 875 46.2450 GBP
ORD Purchase 1,129 510.0916 SEK
ORD Purchase 1,148 509.5000 SEK
ORD Purchase 1,162 46.2500 GBP
ORD Purchase 1,242 510.5000 SEK
ORD Purchase 1,270 46.7100 GBP
ORD Purchase 1,477 46.6000 GBP
ORD Purchase 1,501 46.7050 GBP
ORD Purchase 1,686 46.7044 GBP
ORD Purchase 2,000 46.1200 GBP
ORD Purchase 2,004 46.8700 GBP
ORD Purchase 2,429 46.6950 GBP
ORD Purchase 2,734 510.0000 SEK
ORD Purchase 2,874 46.5994 GBP
ORD Purchase 3,132 46.7000 GBP
ORD Purchase 3,234 46.7106 GBP
ORD Purchase 3,419 46.7500 GBP
ORD Purchase 3,540 46.7200 GBP
ORD Purchase 3,979 46.6877 GBP
ORD Purchase 4,199 46.6579 GBP
ORD Purchase 4,805 46.7075 GBP
ORD Purchase 4,818 509.7635 SEK
ORD (traded as ADR) Purchase 6,850 78.6016 USD
ORD Purchase 8,629 46.6835 GBP
ORD Purchase 8,688 508.8790 SEK
ORD Purchase 8,716 46.6039 GBP
ORD Purchase 9,885 46.6967 GBP
ORD Purchase 10,000 46.6420 GBP
ORD Purchase 10,576 46.6278 GBP
ORD Purchase 11,943 46.6114 GBP
ORD Purchase 16,911 46.5448 GBP
ORD Purchase 20,000 46.5512 GBP
ORD Purchase 20,545 46.6400 GBP
ORD Purchase 25,928 46.6118 GBP
ORD Purchase 26,688 46.6127 GBP
ORD Purchase 29,148 46.6183 GBP
ORD Purchase 30,000 46.1631 GBP
ORD Purchase 37,340 46.5572 GBP
ORD (traded as ADR) Purchase 49,476 78.6619 USD
ORD Purchase 63,035 46.6306 GBP
ORD Purchase 66,223 46.6129 GBP
ORD Purchase 137,369 46.6668 GBP
ORD Purchase 150,000 46.2880 GBP
ORD Purchase 257,360 46.6147 GBP
ORD Purchase 325,180 46.5725 GBP
ORD Purchase 331,066 46.5467 GBP
ORD Purchase 361,789 46.5259 GBP
ORD Purchase 500,000 46.3284 GBP
ORD Purchase 500,000 46.7742 GBP
ORD Purchase 583,582 46.2400 GBP
ORD Purchase 600,000 46.6819 GBP
ORD Sale 7 46.2330 GBP
ORD Sale 22 46.7067 GBP
ORD Sale 27 46.1990 GBP
ORD Sale 32 46.2095 GBP
ORD Sale 32 46.5300 GBP
ORD Sale 32 46.9070 GBP
ORD Sale 32 46.9155 GBP
ORD Sale 35 46.7405 GBP
ORD Sale 36 46.5805 GBP
ORD Sale 37 46.6250 GBP
ORD Sale 37 46.7280 GBP
ORD Sale 40 46.7505 GBP
ORD Sale 41 46.8000 GBP
ORD Sale 48 514.0000 SEK
ORD Sale 49 46.4050 GBP
ORD Sale 50 46.8480 GBP
ORD Sale 50 46.9110 GBP
ORD Sale 52 46.2025 GBP
ORD Sale 54 46.1800 GBP
ORD Sale 54 46.1825 GBP
ORD Sale 54 46.1950 GBP
ORD Sale 54 46.1995 GBP
ORD Sale 54 46.2125 GBP
ORD Sale 56 46.8550 GBP
ORD Sale 57 46.2175 GBP
ORD Sale 57 46.6775 GBP
ORD Sale 58 46.5475 GBP
ORD Sale 59 46.7525 GBP
ORD Sale 63 46.5860 GBP
ORD Sale 64 46.0850 GBP
ORD Sale 64 46.1760 GBP
ORD Sale 64 46.1775 GBP
ORD Sale 64 46.1875 GBP
ORD Sale 64 46.7325 GBP
ORD Sale 64 46.7950 GBP
ORD Sale 65 46.2220 GBP
ORD Sale 67 46.2225 GBP
ORD Sale 67 46.6225 GBP
ORD Sale 68 46.2620 GBP
ORD Sale 68 46.4600 GBP
ORD Sale 71 46.2370 GBP
ORD Sale 75 46.4605 GBP
ORD Sale 75 46.4625 GBP
ORD Sale 75 46.4725 GBP
ORD Sale 75 46.5505 GBP
ORD Sale 75 46.5975 GBP
ORD Sale 76 46.2700 GBP
ORD Sale 76 46.8175 GBP
ORD Sale 76 46.8225 GBP
ORD Sale 76 46.8450 GBP
ORD Sale 76 46.8555 GBP
ORD Sale 76 46.8625 GBP
ORD Sale 76 46.9000 GBP
ORD Sale 79 46.7005 GBP
ORD Sale 82 46.9500 GBP
ORD Sale 83 46.5825 GBP
ORD Sale 84 46.7375 GBP
ORD Sale 85 46.5920 GBP
ORD Sale 85 46.7425 GBP
ORD Sale 87 46.7255 GBP
ORD Sale 95 46.1905 GBP
ORD Sale 95 46.1925 GBP
ORD Sale 95 46.6550 GBP
ORD Sale 96 46.7775 GBP
ORD Sale 99 46.7275 GBP
ORD Sale 99 46.7330 GBP
ORD Sale 101 46.8500 GBP
ORD Sale 101 46.9350 GBP
ORD Sale 101 46.9375 GBP
ORD Sale 101 46.9425 GBP
ORD Sale 102 46.8760 GBP
ORD Sale 103 46.7400 GBP
ORD Sale 104 46.5730 GBP
ORD Sale 104 46.6755 GBP
ORD Sale 105 46.2750 GBP
ORD Sale 107 46.2550 GBP
ORD Sale 107 46.7850 GBP
ORD Sale 108 46.6450 GBP
ORD Sale 112 46.7085 GBP
ORD Sale 116 46.8825 GBP
ORD Sale 120 46.2955 GBP
ORD Sale 122 46.6985 GBP
ORD Sale 126 46.4750 GBP
ORD Sale 126 46.4780 GBP
ORD Sale 126 46.5080 GBP
ORD Sale 126 46.5100 GBP
ORD Sale 126 46.5125 GBP
ORD Sale 126 46.5150 GBP
ORD Sale 126 46.5175 GBP
ORD Sale 126 46.5350 GBP
ORD Sale 126 46.5775 GBP
ORD Sale 126 46.5900 GBP
ORD Sale 126 46.5925 GBP
ORD Sale 131 46.8805 GBP
ORD Sale 132 46.9025 GBP
ORD Sale 135 46.5465 GBP
ORD Sale 135 46.5875 GBP
ORD Sale 142 46.2233 GBP
ORD Sale 145 46.2425 GBP
ORD Sale 148 46.7170 GBP
ORD Sale 148 46.7175 GBP
ORD Sale 150 46.5630 GBP
ORD Sale 152 46.5525 GBP
ORD Sale 152 46.8855 GBP
ORD Sale 155 46.7130 GBP
ORD Sale 155 46.9100 GBP
ORD Sale 159 46.2100 GBP
ORD Sale 159 46.4650 GBP
ORD Sale 159 46.6600 GBP
ORD Sale 161 46.6455 GBP
ORD Sale 161 46.6575 GBP
ORD Sale 161 46.7800 GBP
ORD Sale 161 46.8050 GBP
ORD Sale 161 46.8125 GBP
ORD Sale 161 46.8400 GBP
ORD Sale 165 46.5025 GBP
ORD Sale 165 46.6425 GBP
ORD Sale 173 46.5675 GBP
ORD Sale 173 46.9475 GBP
ORD Sale 180 46.2275 GBP
ORD Sale 180 46.9050 GBP
ORD Sale 184 46.5400 GBP
ORD Sale 184 46.6580 GBP
ORD Sale 186 46.7030 GBP
ORD Sale 188 46.2575 GBP
ORD Sale 192 46.2050 GBP
ORD Sale 201 46.5375 GBP
ORD Sale 203 46.6050 GBP
ORD Sale 207 46.6700 GBP
ORD Sale 212 46.1550 GBP
ORD Sale 212 46.8525 GBP
ORD Sale 214 46.7480 GBP
ORD Sale 217 46.2375 GBP
ORD Sale 225 46.6375 GBP
ORD Sale 225 46.7155 GBP
ORD Sale 231 46.8750 GBP
ORD Sale 235 46.2618 GBP
ORD Sale 238 46.5250 GBP
ORD Sale 245 46.2950 GBP
ORD Sale 249 46.8650 GBP
ORD Sale 251 46.5425 GBP
ORD Sale 252 46.5200 GBP
ORD Sale 252 46.6075 GBP
ORD Sale 262 46.5950 GBP
ORD Sale 262 46.7650 GBP
ORD Sale 263 46.7300 GBP
ORD Sale 295 46.5650 GBP
ORD Sale 297 46.6825 GBP
ORD Sale 305 46.2250 GBP
ORD Sale 307 46.6800 GBP
ORD Sale 320 46.7105 GBP
ORD Sale 323 46.4800 GBP
ORD Sale 340 46.5275 GBP
ORD Sale 342 46.6125 GBP
ORD Sale 348 46.2900 GBP
ORD Sale 365 46.8900 GBP
ORD Sale 367 46.8950 GBP
ORD Sale 369 46.5700 GBP
ORD Sale 369 46.7250 GBP
ORD Sale 370 46.2475 GBP
ORD Sale 376 46.2350 GBP
ORD Sale 392 46.6905 GBP
ORD Sale 393 46.7150 GBP
ORD Sale 400 46.5450 GBP
ORD Sale 400 46.8850 GBP
ORD Sale 402 46.5550 GBP
ORD Sale 416 46.6350 GBP
ORD Sale 419 46.7350 GBP
ORD Sale 426 46.1200 GBP
ORD Sale 436 46.6875 GBP
ORD Sale 447 46.8100 GBP
ORD Sale 453 46.6955 GBP
ORD Sale 455 46.7125 GBP
ORD Sale 462 46.5500 GBP
ORD Sale 476 46.8350 GBP
ORD Sale 493 46.5750 GBP
ORD Sale 495 46.6925 GBP
ORD Sale 515 46.6150 GBP
ORD Sale 522 46.2850 GBP
ORD Sale 533 46.7450 GBP
ORD Sale 538 46.2300 GBP
ORD Sale 540 46.8250 GBP
ORD Sale 546 46.7055 GBP
ORD Sale 573 46.6545 GBP
ORD Sale 581 46.6650 GBP
ORD Sale 583 46.6500 GBP
ORD Sale 594 46.6750 GBP
ORD Sale 600 46.2600 GBP
ORD Sale 607 46.6100 GBP
ORD Sale 639 46.3000 GBP
ORD Sale 655 46.6900 GBP
ORD Sale 701 46.6850 GBP
ORD Sale 703 46.7103 GBP
ORD Sale 705 46.6975 GBP
ORD Sale 729 46.7025 GBP
ORD Sale 800 46.8200 GBP
ORD Sale 823 46.5800 GBP
ORD Sale 871 46.8800 GBP
ORD Sale 875 46.2450 GBP
ORD Sale 907 46.6456 GBP
ORD Sale 976 46.2400 GBP
ORD Sale 1,162 46.2500 GBP
ORD Sale 1,270 46.7100 GBP
ORD Sale 1,280 46.8600 GBP
ORD Sale 1,356 510.4100 SEK
ORD Sale 1,477 46.6000 GBP
ORD Sale 1,727 46.7088 GBP
ORD Sale 1,801 46.7050 GBP
ORD Sale 1,854 46.8700 GBP
ORD Sale 2,429 46.6950 GBP
ORD Sale 2,825 46.7075 GBP
ORD Sale 3,069 507.0000 SEK
ORD Sale 3,132 46.7000 GBP
ORD Sale 3,419 46.7500 GBP
ORD Sale 3,540 46.7200 GBP
ORD Sale 3,761 510.0000 SEK
ORD Sale 4,252 46.5575 GBP
ORD Sale 4,773 46.5504 GBP
ORD (traded as ADR) Sale 6,850 78.6016 USD
ORD Sale 7,701 509.8319 SEK
ORD Sale 7,805 46.8539 GBP
ORD Sale 7,811 46.2413 GBP
ORD Sale 8,890 46.5591 GBP
ORD Sale 9,033 46.7102 GBP
ORD Sale 10,810 46.7074 GBP
ORD Sale 11,601 46.4127 GBP
ORD Sale 12,735 46.2464 GBP
ORD Sale 13,329 46.6400 GBP
ORD Sale 13,986 46.6715 GBP
ORD Sale 14,599 46.7031 GBP
ORD Sale 23,898 46.5410 GBP
ORD (traded as ADR) Sale 49,476 78.6619 USD
ORD Sale 51,417 46.5699 GBP
ORD Sale 53,189 46.7098 GBP
ORD Sale 95,500 46.5638 GBP
ORD Sale 147,875 46.6658 GBP
ORD Sale 150,702 46.6391 GBP
ORD Sale 173,270 46.5851 GBP
ORD Sale 346,343 46.5697 GBP
ORD Sale 354,579 46.5496 GBP
ORD Sale 425,657 46.5367 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 48 512.5658 SEK
ORD SWAP Long 372 46.9431 GBP
ORD SWAP Long 2,304 46.5037 GBP
ORD SWAP Long 3,239 46.8015 GBP
ORD CFD Long 3,294 46.2510 GBP
ORD CFD Long 5,049 46.6254 GBP
ORD CFD Long 9,033 46.7102 GBP
ORD SWAP Long 24,634 46.4565 GBP
ORD SWAP Long 30,000 46.5941 GBP
ORD CFD Long 26,220 46.6905 GBP
ORD CFD Long 57,177 46.6089 GBP
ORD SWAP Short 152 46.5995 GBP
ORD SWAP Short 311 46.6968 GBP
ORD SWAP Short 2,302 46.5173 GBP
ORD CFD Short 3,071 46.7186 GBP
ORD CFD Short 1,685 46.5849 GBP
ORD CFD Short 3,380 46.2159 GBP
ORD SWAP Short 3,979 46.6877 GBP
ORD CFD Short 8,850 46.5734 GBP
ORD SWAP Short 30,000 46.1630 GBP
ORD SWAP Short 41,392 46.6047 GBP
ORD SWAP Short 150,000 46.2880 GBP
ORD SWAP Short 500,000 46.3284 GBP
ORD SWAP Short 500,000 46.7742 GBP
ORD SWAP Short 847,000 46.3094 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 900 70 USD American 19 Jul 2014 9.9000 USD
ORD Call Options Purchasing 500 80 USD American 17 May 2014 0.9500 USD
ORD Call Options Purchasing 100 80 USD American 21 Jun 2014 2.5500 USD
ORD Call Options Purchasing 5,200 85 USD American 19 Jul 2014 1.5011 USD
ORD Call Options Purchasing 14,000 90 USD American 19 Jul 2014 0.6000 USD
ORD Call Options Purchasing 500 90 USD American 17 Jan 2015 1.5500 USD
ORD Call Options Purchasing 8,700 95 USD American 18 Oct 2014 0.5000 USD
ORD Call Options Selling 300 60 USD American 17 Jan 2015 19.6000 USD
ORD Call Options Selling 400 65 USD American 17 Jan 2015 15.3000 USD
ORD Call Options Selling 800 72.5 USD American 21 Jun 2014 7.4000 USD
ORD Call Options Selling 300 75 USD American 19 Jul 2014 6.6333 USD
ORD Call Options Selling 2,000 77.5 USD American 18 Oct 2014 5.9000 USD
ORD Call Options Selling 5,100 80 USD American 19 Jul 2014 3.4270 USD
ORD Call Options Selling 200 80 USD American 18 Oct 2014 4.5000 USD
ORD Call Options Selling 155,000 85 USD American 19 Jul 2014 1.3800 USD
ORD Put Options Purchasing 155,000 72.5 USD American 19 Jul 2014 2.0300 USD
ORD Put Options Purchasing 600 77.5 USD American 17 May 2014 1.0166 USD
ORD Put Options Purchasing 200 80 USD American 17 May 2014 2.0000 USD
ORD Put Options Selling 4,700 75 USD American 21 Jun 2014 2.0468 USD
ORD Put Options Selling 200 75 USD American 19 Jul 2014 2.7500 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  
Date of disclosure:  

2 May 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected] The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

ASTRAZENECA PLC

2. OPTIONS AND DERIVATIVES

Product   Writing,   Number   Exercise   Type   Expiry
description purchasing, of price date
selling, securities per unit
varying etc to which
option
    relates      
Futures Selling -150,000 2.4600   18 Dec 2015
Futures Selling -69,000 3418.3728   16 May 2014
Futures Purchased 21,000 3749.5637   18 Jul 2014
Call Options Purchased 150,000 4200.0000 American 20 Jun 2014
Call Options Written -150,000 4200.0000 American 19 Sep 2014
Call Options Written -7,000 4400.0000 American 20 Jun 2014
Call Options Written -45,000 4500.0000 American 20 Jun 2014
Put Options Purchased -100 25.0000 American 17 Jan 2015
Put Options Purchased -400 30.0000 American 17 Jan 2015
Put Options Purchased -1,300 30.0000 American 15 Jan 2016
Put Options Purchased -700 35.0000 American 17 Jan 2015
Put Options Purchased -1,100 37.5000 American 17 Jan 2015
Put Options Purchased -1,100 40.0000 American 17 Jan 2015
Put Options Purchased -200 42.5000 American 17 Jan 2015
Put Options Purchased -6,200 47.5000 American 17 Jan 2015
Put Options Purchased -100 50.0000 American 15 Jan 2016
Put Options Purchased -400 55.0000 American 15 Jan 2016
Put Options Purchased -100 60.0000 American 21 Jun 2014
Put Options Purchased -600 60.0000 American 18 Oct 2014
Put Options Purchased -700 65.0000 American 21 Jun 2014
Put Options Purchased -1,400 65.0000 American 19 Jul 2014
Put Options Purchased -13,500 67.5000 American 21 Jun 2014
Put Options Purchased -1,600 67.5000 American 19 Jul 2014
Put Options Purchased -1,000 70.0000 American 17 Jan 2015
Put Options Purchased -155,000 72.5000 American 19 Jul 2014
Put Options Purchased -800 75.0000 American 17 May 2014
Put Options Purchased -600 77.5000 American 17 May 2014
Put Options Purchased -3,000 80.0000 American 16 May 2014
Put Options Purchased -9,400 80.0000 American 17 May 2014
Put Options Purchased -3,000 80.0000 American 20 Jun 2014
Put Options Purchased -1,000 80.0000 American 21 Jun 2014
Put Options Purchased -1,895 80.0000 American 18 Jul 2014
Put Options Written 600 35.0000 American 17 Jan 2015
Put Options Written 300 35.0000 American 15 Jan 2016
Put Options Written 1,500 40.0000 American 15 Jan 2016
Put Options Written 2,000 45.0000 American 17 Jan 2015
Put Options Written 100 47.5000 American 17 Jan 2015
Put Options Written 300 50.0000 American 19 Jul 2014
Put Options Written 300 52.5000 American 17 Jan 2015
Put Options Written 2,400 55.0000 American 19 Jul 2014
Put Options Written 200 55.0000 American 18 Oct 2014
Put Options Written 400 57.5000 American 19 Jul 2014
Put Options Written 1,500 57.5000 American 17 Jan 2015
Put Options Written 1,800 60.0000 American 19 Jul 2014
Put Options Written 6,400 60.0000 American 17 Jan 2015
Put Options Written 5,000 62.5000 American 21 Jun 2014
Put Options Written 7,000 62.5000 American 17 Jan 2015
Put Options Written 2,500 65.0000 American 18 Oct 2014
Put Options Written 5,300 65.0000 American 17 Jan 2015
Put Options Written 4,500 67.5000 American 18 Oct 2014
Put Options Written 2,100 70.0000 American 18 Oct 2014
Put Options Written 100 72.5000 American 17 May 2014
Put Options Written 4,700 75.0000 American 21 Jun 2014
Put Options Written 200 75.0000 American 19 Jul 2014
Put Options Written 3,900 77.5000 American 19 Jul 2014
Put Options Written 86,500 80.0000 American 17 May 2014
Put Options Written 52,700 80.0000 American 21 Jun 2014
Call Options Purchased 3,000 55.0000 American 17 Jan 2015
Call Options Purchased 200 60.0000 American 15 Jan 2016
Call Options Purchased 500 62.5000 American 19 Jul 2014
Call Options Purchased 300 65.0000 American 17 May 2014
Call Options Purchased 1,400 65.0000 American 17 Jan 2015
Call Options Purchased 400 67.5000 American 17 May 2014
Call Options Purchased 198,200 67.5000 American 21 Jun 2014
Call Options Purchased 10,000 67.5000 American 19 Jul 2014
Call Options Purchased 13,800 70.0000 American 21 Jun 2014
Call Options Purchased 10,400 70.0000 American 19 Jul 2014
Call Options Purchased 100 70.0000 American 15 Jan 2016
Call Options Purchased 1,000 75.0000 American 17 May 2014
Call Options Purchased 2,400 75.0000 American 17 Jan 2015
Call Options Purchased 500 77.5000 American 17 May 2014
Call Options Purchased 4,800 80.0000 American 17 May 2014
Call Options Purchased 3,000 80.0000 American 20 Jun 2014
Call Options Purchased 5,000 80.0000 American 21 Jun 2014
Call Options Purchased 1,895 80.0000 American 18 Jul 2014
Call Options Purchased 6,500 85.0000 American 21 Jun 2014
Call Options Purchased 5,300 85.0000 American 19 Jul 2014
Call Options Purchased 2,700 85.0000 American 18 Oct 2014
Call Options Purchased 12,800 90.0000 American 19 Jul 2014
Call Options Purchased 500 90.0000 American 17 Jan 2015
Call Options Purchased 8,700 95.0000 American 18 Oct 2014
Call Options Written -300 52.5000 American 15 Jan 2016
Call Options Written -200 57.5000 American 17 Jan 2015
Call Options Written -800 60.0000 American 19 Jul 2014
Call Options Written -3,000 60.0000 American 17 Jan 2015
Call Options Written -1,500 62.5000 American 17 Jan 2015
Call Options Written -13,500 65.0000 American 19 Jul 2014
Call Options Written -400 65.0000 American 15 Jan 2016
Call Options Written -500 67.5000 American 19 Jul 2014
Call Options Written -100 67.5000 American 18 Oct 2014
Call Options Written -500 67.5000 American 17 Jan 2015
Call Options Written -1,000 70.0000 American 17 May 2014
Call Options Written -2,100 70.0000 American 18 Oct 2014
Call Options Written -7,900 70.0000 American 17 Jan 2015
Call Options Written -500 72.5000 American 17 May 2014
Call Options Written -3,600 72.5000 American 21 Jun 2014
Call Options Written -7,400 72.5000 American 19 Jul 2014
Call Options Written -2,200 72.5000 American 18 Oct 2014
Call Options Written -10,200 75.0000 American 21 Jun 2014
Call Options Written -3,000 75.0000 American 18 Jul 2014
Call Options Written -3,600 75.0000 American 19 Jul 2014
Call Options Written -1,000 75.0000 American 18 Oct 2014
Call Options Written -6,500 77.5000 American 19 Jul 2014
Call Options Written -2,000 77.5000 American 18 Oct 2014
Call Options Written -8,100 80.0000 American 17 May 2014
Call Options Written -9,500 80.0000 American 21 Jun 2014
Call Options Written -111,100 80.0000 American 19 Jul 2014
Call Options Written -400 80.0000 American 18 Oct 2014
Call Options Written -5,700 80.0000 American 17 Jan 2015
Call Options Written -1,000 80.0000 American 15 Jan 2016
Call Options Written -22,400 85.0000 American 21 Jun 2014
Call Options Written -155,000 85.0000 American 19 Jul 2014

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


a d v e r t i s e m e n t