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BARCLAYS PLC (ULE)

  Print          Annual reports

Monday 24 January, 2022

BARCLAYS PLC

Form 8.3 - Ultra Electronics Holdings plc

Form 8.3 - Ultra Electronics Holdings plc

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:    

Barclays PLC.

         
(b) Owner or controller of interest and short  

 

  positions disclosed, if different from 1(a):    
(c) Name of offeror/offeree in relation to whose  

ULTRA ELECTRONICS HOLDINGS PLC

  relevant securities this form relates:    
(d) If an exempt fund manager connected with an  

 

  offeror/offeree, state this and specify identity of  
  offeror/offeree:    
(e) Date position held/dealing undertaken:    

21 January 2022

(f) In addition to the company in 1(c) above, is the discloser making 

NO

 

 

  disclosures in respect of any other party to the offer?  

 

 

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary  
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

  and/or controlled:

1,091,754

1.53%

19,962

0.03%

     

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

   

0

0.00%

726,380

1.02%

     

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

  and agreements to purchase/sell:

0

0.00%

0

0.00%

     

 

 

 

 

 

 

 

 

 

  TOTAL:  

1,091,754

1.53%

746,342

1.05%

     

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

 

Number of

 

Price per unit

 

security  

 

 

securities

 

 

 

5p ordinary

Purchase

331

29.6648 GBP

5p ordinary

Purchase

376

29.6450 GBP

5p ordinary

Purchase

2,062

29.6400 GBP

5p ordinary

Purchase

4,330

29.6405 GBP

5p ordinary

Purchase

5,234

29.6845 GBP

5p ordinary

Purchase

7,459

29.6435 GBP

5p ordinary

Purchase

19,947

29.6600 GBP

5p ordinary

Sale

9

29.8800 GBP

5p ordinary

Sale

23

29.7000 GBP

5p ordinary

Sale

25

29.6584 GBP

5p ordinary

Sale

207

29.6892 GBP

5p ordinary

Sale

377

29.6604 GBP

5p ordinary

Sale

837

29.6400 GBP

5p ordinary

Sale

1,788

29.6473 GBP

5p ordinary

Sale

2,463

29.6839 GBP

(b) Cash-settled derivative transactions

Class of  

Product

 

Nature of dealing

 

Number of

Price per

relevant  

description

 

 

 

reference

unit

security  

 

 

 

 

securities

 

5p ordinary

 SWAP 

Long

49

29.6479 GBP

5p ordinary

 SWAP 

Long

380

29.6744 GBP

5p ordinary

 SWAP 

Long

899

29.6598 GBP

5p ordinary

 SWAP 

Long

1,768

29.6939 GBP

5p ordinary

 SWAP 

Short

140

29.6761 GBP

5p ordinary

 CFD 

Short

155

29.6440 GBP

5p ordinary

 CFD 

Short

331

29.6648 GBP

5p ordinary

 SWAP 

Short

376

29.6450 GBP

5p ordinary

 CFD 

Short

505

29.6423 GBP

5p ordinary

 SWAP 

Short

729

29.6695 GBP

5p ordinary

 SWAP 

Short

5,234

29.6845 GBP

5p ordinary

 SWAP 

Short

6,085

29.6400 GBP

5p ordinary

 SWAP 

Short

24,277

29.7009 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 24 Jan 2022      
Contact name: Large Holdings Regulatory Operations  
Telephone number:

020 3134 7213

     

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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