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BARCLAYS PLC (COB)

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Tuesday 03 December, 2019

BARCLAYS PLC

FORM 8.3 - COBHAM PLC

FORM 8.3 - COBHAM PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose COBHAM PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 02 December 2019
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary
Interests Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

63,054,426

2.64%

47,172,514

1.97%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

4,073,681

0.17%

58,126,385

2.43%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

(4)

 

 

 

 

TOTAL:

67,128,107

2.81%

105,298,899

4.40%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit

security

 

securities

2.5p ordinary

Purchase

493

1.5778 GBP

2.5p ordinary

Purchase

502

1.5806 GBP

2.5p ordinary

Purchase

6,405

1.5853 GBP

2.5p ordinary

Purchase

15,906

1.5865 GBP

2.5p ordinary

Purchase

19,059

1.5868 GBP

2.5p ordinary

Purchase

22,189

1.5858 GBP

2.5p ordinary

Purchase

22,308

1.5823 GBP

2.5p ordinary

Purchase

33,331

1.5862 GBP

2.5p ordinary

Purchase

36,290

1.5855 GBP

2.5p ordinary

Purchase

87,576

1.5779 GBP

2.5p ordinary

Purchase

122,904

1.5780 GBP

2.5p ordinary

Purchase

250,000

1.5819 GBP

2.5p ordinary

Purchase

250,000

1.5821 GBP

2.5p ordinary

Purchase

398,426

1.5815 GBP

2.5p ordinary

Sale

30

1.5810 GBP

2.5p ordinary

Sale

145

1.5790 GBP

2.5p ordinary

Sale

261

1.5815 GBP

2.5p ordinary

Sale

705

1.5800 GBP

2.5p ordinary

Sale

7,885

1.5816 GBP

2.5p ordinary

Sale

13,306

1.5837 GBP

2.5p ordinary

Sale

28,588

1.5830 GBP

2.5p ordinary

Sale

43,891

1.5825 GBP

2.5p ordinary

Sale

63,152

1.5817 GBP

2.5p ordinary

Sale

81,546

1.5826 GBP

2.5p ordinary

Sale

91,659

1.5780 GBP

2.5p ordinary

Sale

106,930

1.5824 GBP

2.5p ordinary

Sale

146,469

1.5781 GBP

2.5p ordinary

Sale

470,796

1.5813 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant

description

 

reference

unit
security

 

 

securities

2.5p ordinary

SWAP

Long

906

1.5814 GBP
2.5p ordinary

SWAP

Long

1,078

1.5819 GBP
2.5p ordinary

SWAP

Long

1,509

1.5790 GBP
2.5p ordinary

SWAP

Long

3,260

1.5835 GBP
2.5p ordinary

SWAP

Long

3,289

1.5815 GBP
2.5p ordinary

SWAP

Long

3,353

1.5837 GBP
2.5p ordinary

SWAP

Long

4,248

1.5857 GBP
2.5p ordinary

SWAP

Long

4,557

1.5839 GBP
2.5p ordinary

SWAP

Long

4,596

1.5816 GBP
2.5p ordinary

SWAP

Long

5,401

1.5821 GBP
2.5p ordinary

SWAP

Long

18,310

1.5823 GBP
2.5p ordinary

SWAP

Long

25,581

1.5826 GBP
2.5p ordinary

SWAP

Long

105,382

1.5803 GBP
2.5p ordinary

CFD

Long

106,930

1.5825 GBP
2.5p ordinary

SWAP

Long

183,011

1.5836 GBP
2.5p ordinary

SWAP

Long

327,253

1.5808 GBP
2.5p ordinary

SWAP

Short

22

1.5800 GBP
2.5p ordinary

SWAP

Short

125

1.5850 GBP
2.5p ordinary

CFD

Short

502

1.5806 GBP
2.5p ordinary

SWAP

Short

1,364

1.5790 GBP
2.5p ordinary

SWAP

Short

4,248

1.5857 GBP
2.5p ordinary

SWAP

Short

15,906

1.5865 GBP
2.5p ordinary

SWAP

Short

33,331

1.5862 GBP
2.5p ordinary

CFD

Short

62,030

1.5781 GBP
2.5p ordinary

SWAP

Short

250,000

1.5819 GBP
2.5p ordinary

SWAP

Short

250,000

1.5821 GBP
2.5p ordinary

SWAP

Short

413,912

1.5828 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

3 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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